Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
33
-
Total 13F principal, excl. options
-
10,337,939
-
Principal change
-
+230,096
-
Total reported value, excl. options
-
$95,518,000
-
Value change
-
+$2,129,838
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Number of buys
-
11
-
Number of sells
-
18
-
Price
-
$9.24
Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q3 2017
As of 30 Sep 2017 DUFF & PHELPS - EXCHANGE TRADED (DUC) had 33 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $10,337,939 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., 1607 Capital Partners, LLC, Invesco Ltd., Shaker Financial Services, LLC, Proficio Capital Partners LLC, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, and MORGAN STANLEY.
This table shows 33 bond principal holders of the security as of 30 Sep 2017.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.