DUFF & PHELPS - EXCHANGE TRADED (DUC)

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Debt / EXCHANGE TRADED
Market price (% of par)
924.17%
Total 13F principal
$10,337,939
Principal change
+$230,096
Total reported market value
$95,518,000
Number of holders
33
Value change
+$2,129,838
Number of buys
11
Number of sells
18

Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q3 2017

As of 30 Sep 2017, DUFF & PHELPS - EXCHANGE TRADED (DUC) was held by 33 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $10,337,939 in principal (par value) of the bond. The largest 10 bondholders included SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., 1607 Capital Partners, LLC, Invesco Ltd., Shaker Financial Services, LLC, Proficio Capital Partners LLC, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, and MORGAN STANLEY. This page lists 33 institutional bondholders reporting positions for the Q3 2017 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.