Q1 2015 13F Holders as of 31 Mar 2015
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
32
-
Total 13F principal, excl. options
-
6,275,693
-
Principal change
-
+839,846
-
Total reported value, excl. options
-
$61,314,180
-
Value change
-
+$8,205,946
-
Number of buys
-
15
-
Number of sells
-
-11
-
Price
-
$9.77
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q1 2015
35 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q1 2015.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 32 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $6,275,693 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($3,036,807 of principal), Karpus Management, Inc. ($1,256,471 of principal), WELLS FARGO & COMPANY/MN ($579,084 of principal), Shaker Financial Services, LLC ($238,849 of principal), Invesco Ltd. ($230,740 of principal), MORGAN STANLEY ($169,269 of principal), WOLVERINE ASSET MANAGEMENT LLC ($164,200 of principal), 1607 Capital Partners, LLC ($151,844 of principal), GUGGENHEIM CAPITAL LLC ($119,590 of principal), and BANK OF AMERICA CORP /DE/ ($95,388 of principal).
This table shows the top 32 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.