Security key
23334J107
DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF)
CUSIP: 23334J107
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,962,529
- Total 13F shares
- 3,019,412
- Share change
- -1,047,930
- Total reported value
- $43,347,000
- Price per share
- $14.35
- Number of holders
- 29
- Value change
- -$15,184,646
- Number of buys
- 8
- Number of sells
- 16
Report period
Q1 2021
Institutions
29
Top holders
10
DTF full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
DTF TAX-FREE INCOME 2028 TERM FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 23334J107
Recent filing periods:
Top shareholders of DTF - DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
29%
|
2,011,212
|
$29,967,000 | — | 31 Dec 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
7.6%
|
532,312
|
$7,931,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.9%
|
340,661
|
$5,076,000 | — | 31 Dec 2020 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
4.4%
|
308,941
|
$4,603,000 | — | 31 Dec 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.7%
|
254,857
|
$3,797,000 | — | 31 Dec 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2%
|
137,429
|
$2,048,000 | — | 31 Dec 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.7%
|
118,614
|
$1,767,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.75%
|
52,400
|
$781,000 | — | 31 Dec 2020 | |
| Dakota Wealth Management |
13F
|
Company |
0.65%
|
45,136
|
$673,000 | — | 31 Dec 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.57%
|
39,672
|
$591,000 | — | 31 Dec 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.52%
|
35,910
|
$535,000 | — | 31 Dec 2020 | |
| Garner Asset Management Corp |
13F
|
Company |
0.34%
|
23,754
|
$354,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
16,876
|
$252,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.21%
|
14,748
|
$220,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.2%
|
13,699
|
$203,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.19%
|
13,115
|
$195,000 | — | 31 Dec 2020 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.17%
|
11,700
|
$174,000 | — | 31 Dec 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.16%
|
11,246
|
$168,000 | — | 31 Dec 2020 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.16%
|
11,186
|
$162,000 | — | 31 Dec 2020 | |
| Clarus Group, Inc. |
13F
|
Company |
0.15%
|
10,767
|
$157,000 | — | 31 Dec 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.11%
|
7,628
|
$113,000 | — | 31 Dec 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.1%
|
7,072
|
$105,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
6,787
|
$101,000 | — | 31 Dec 2020 | |
| Pinnacle Wealth Planning Services, Inc. |
13F
|
Company |
0.07%
|
5,172
|
$77,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
1,450
|
$22,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
1,200
|
$18,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
1,200
|
$18,000 | — | 31 Dec 2020 | |
| Accel Wealth Management |
13F
|
Company |
0.02%
|
1,049
|
$16,000 | — | 31 Dec 2020 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
765
|
$11,000 | — | 31 Dec 2020 | |
| Prestige Wealth Management Group LLC |
13F
|
Company |
0.01%
|
400
|
$6,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
384
|
$6,000 | — | 31 Dec 2020 |
Institutional Holders of DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF) as of Q1 2021
As of 31 Mar 2021,
DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,019,412 shares.
The largest 10 holders included
Karpus Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, EATON VANCE MANAGEMENT, Vivaldi Capital Management, LLC, Matisse Capital, The PNC Financial Services Group, Inc., FIRST TRUST ADVISORS LP, and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
31
Q1 2021 holders
29
Holder diff
-2
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.