Security key
23334J107
DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF)
CUSIP: 23334J107
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,962,529
- Total 13F shares
- 4,037,342
- Share change
- -108,550
- Total reported value
- $60,147,000
- Price per share
- $14.90
- Number of holders
- 31
- Value change
- -$1,555,126
- Number of buys
- 10
- Number of sells
- 13
Report period
Q4 2020
Institutions
31
Top holders
10
DTF full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
DTF TAX-FREE INCOME 2028 TERM FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 23334J107
Recent filing periods:
Top shareholders of DTF - DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
29%
|
2,048,412
|
$29,579,000 | — | 30 Sep 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
8.9%
|
617,154
|
$8,912,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
5.1%
|
353,901
|
$5,110,000 | — | 30 Sep 2020 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
4.4%
|
308,941
|
$4,461,000 | — | 30 Sep 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.7%
|
254,857
|
$3,680,000 | — | 30 Sep 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.2%
|
84,393
|
$1,219,000 | — | 30 Sep 2020 | |
| Vivaldi Capital Management LP |
13F
|
Company |
1.1%
|
75,243
|
$1,086,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.95%
|
66,200
|
$956,000 | — | 30 Sep 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.65%
|
45,249
|
$653,000 | — | 30 Sep 2020 | |
| Dakota Wealth Management |
13F
|
Company |
0.65%
|
45,136
|
$652,000 | — | 30 Sep 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.53%
|
36,937
|
$533,000 | — | 30 Sep 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.52%
|
35,910
|
$517,000 | — | 30 Sep 2020 | |
| Garner Asset Management Corp |
13F
|
Company |
0.45%
|
31,034
|
$448,000 | — | 30 Sep 2020 | |
| WESBANCO BANK INC |
13F
|
Company |
0.43%
|
30,000
|
$433,000 | — | 30 Sep 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.36%
|
25,344
|
$366,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.33%
|
23,079
|
$333,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.22%
|
15,511
|
$224,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.22%
|
15,014
|
$217,000 | — | 30 Sep 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.16%
|
11,262
|
$163,000 | — | 30 Sep 2020 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.16%
|
11,186
|
$162,000 | — | 30 Sep 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.15%
|
10,348
|
$149,000 | — | 30 Sep 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.12%
|
8,138
|
$116,000 | — | 30 Sep 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.1%
|
6,624
|
$95,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
1,450
|
$21,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
1,200
|
$17,000 | — | 30 Sep 2020 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
765
|
$11,000 | — | 30 Sep 2020 | |
| Prestige Wealth Management Group LLC |
13F
|
Company |
0.01%
|
400
|
$6,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
388
|
$6,000 | — | 30 Sep 2020 |
Institutional Holders of DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF) as of Q4 2020
As of 31 Dec 2020,
DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,037,342 shares.
The largest 10 holders included
Karpus Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, EATON VANCE MANAGEMENT, 1607 Capital Partners, LLC, SIT INVESTMENT ASSOCIATES INC, Bulldog Investors, LLP, PNC Financial Services Group, Inc., Dakota Wealth Management, and FIRST TRUST ADVISORS LP.
This page lists
31
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
28
Q4 2020 holders
31
Holder diff
3
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.