Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / COM
- Total 13F shares
- 35,916,928
- Share change
- +3,013,621
- Total reported value
- $258,243,835
- Price per share
- $7.19
- Number of holders
- 109
- Value change
- +$21,488,002
- Number of buys
- 58
- Number of sells
- 30
Report period
Q4 2023
Institutions
109
Top holders
10
CLM full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
10,824,345
|
$87,136,000 | — | 30 Sep 2023 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
5,392,739
|
$43,411,553 | — | 30 Sep 2023 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,381,672
|
$43,322,460 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
3,795,292
|
$30,552,889 | — | 30 Sep 2023 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
2,191,743
|
$17,644,000 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
628,901
|
$5,062,655 | — | 30 Sep 2023 | |
| Perennial Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
368,370
|
$2,965,375 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
361,530
|
$2,910,320 | — | 30 Sep 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
227,664
|
$1,832,794 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
177,839
|
$1,431,607 | — | 30 Sep 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
142,301
|
$1,145,523 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
135,655
|
$1,092,000 | — | 30 Sep 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
131,884
|
$1,061,670 | — | 30 Sep 2023 | |
| Ursa Fund Management, LLC |
13F
|
Company |
—
class O/S missing
|
122,000
|
$982,100 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
96,712
|
$778,000 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
88,623
|
$713,000 | — | 30 Sep 2023 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
87,734
|
$706,259 | — | 30 Sep 2023 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
—
class O/S missing
|
74,666
|
$601,061 | — | 30 Sep 2023 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
69,854
|
$562,325 | — | 30 Sep 2023 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
53,177
|
$428,075 | — | 30 Sep 2023 | |
| Garden State Investment Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
52,864
|
$425,577 | — | 30 Sep 2023 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
47,503
|
$382,397 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
46,940
|
$377,868 | — | 30 Sep 2023 | |
| Capital CS Group, LLC |
13F
|
Company |
—
class O/S missing
|
44,677
|
$359,652 | — | 30 Sep 2023 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
44,155
|
$355,447 | — | 30 Sep 2023 | |
| Capital Wealth Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
38,935
|
$313,430 | — | 30 Sep 2023 | |
| Strategic Financial Concepts, LLC |
13F
|
Company |
—
class O/S missing
|
38,167
|
$307,244 | — | 30 Sep 2023 | |
| Global Retirement Partners, LLC |
13F
|
Company |
—
class O/S missing
|
38,764
|
$302,746 | — | 30 Sep 2023 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
37,450
|
$301,472 | — | 30 Sep 2023 | |
| Vantage Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
34,679
|
$279,164 | — | 30 Sep 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
34,357
|
$276,574 | — | 30 Sep 2023 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
33,854
|
$272,522 | — | 30 Sep 2023 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
33,426
|
$269,079 | — | 30 Sep 2023 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
—
class O/S missing
|
32,558
|
$262,092 | — | 30 Sep 2023 | |
| Mariner, LLC |
13F
|
Company |
—
class O/S missing
|
31,929
|
$257,028 | — | 30 Sep 2023 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
31,361
|
$252,459 | — | 30 Sep 2023 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
—
class O/S missing
|
35,490
|
$236,716 | — | 30 Sep 2023 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
26,079
|
$210,000 | — | 30 Sep 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
26,001
|
$209,308 | — | 30 Sep 2023 | |
| FIRETHORN WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
23,330
|
$187,806 | — | 30 Sep 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
22,792
|
$183,000 | — | 30 Sep 2023 | |
| Charles Schwab Trust Co |
13F
|
Company |
—
class O/S missing
|
21,519
|
$173,228 | — | 30 Sep 2023 | |
| PFG Investments, LLC |
13F
|
Company |
—
class O/S missing
|
21,236
|
$170,951 | — | 30 Sep 2023 | |
| CoreCap Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,099
|
$169,847 | — | 30 Sep 2023 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
—
class O/S missing
|
21,012
|
$169,147 | — | 30 Sep 2023 | |
| Pasadena Private Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
19,170
|
$154,319 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
18,541
|
$149,255 | — | 30 Sep 2023 | |
| Center For Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
18,388
|
$148,023 | — | 30 Sep 2023 | |
| GRIMES & Co WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
18,296
|
$147,286 | — | 30 Sep 2023 | |
| HF Advisory Group, LLC |
13F
|
Company |
—
class O/S missing
|
17,699
|
$142,473 | — | 30 Sep 2023 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q4 2023
As of 31 Dec 2023,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
109 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
35,916,928 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, BOOTHBAY FUND MANAGEMENT, LLC, Alpine Global Management, LLC, OSAIC HOLDINGS, INC., CENTAURUS FINANCIAL, INC., Thomas J. Herzfeld Advisors, Inc., CLOUGH CAPITAL PARTNERS L P, Sculptor Capital LP, LPL Financial LLC, and Cable Car Capital LLC.
This page lists
109
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
93
Q4 2023 holders
109
Holder diff
16
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.