Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / COM
- Total 13F shares
- 36,925,752
- Share change
- -4,186,355
- Total reported value
- $297,191,783
- Price per share
- $8.05
- Number of holders
- 93
- Value change
- -$33,775,410
- Number of buys
- 50
- Number of sells
- 33
Report period
Q3 2023
Institutions
93
Top holders
10
CLM full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
16,480,216
|
$138,104,000 | — | 30 Jun 2023 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,388,475
|
$45,155,422 | — | 30 Jun 2023 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
5,379,877
|
$45,083,373 | — | 30 Jun 2023 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
2,611,279
|
$21,883,000 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
1,950,421
|
$16,345,468 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
600,354
|
$5,030,963 | — | 30 Jun 2023 | |
| Ursa Fund Management, LLC |
13F
|
Company |
—
class O/S missing
|
450,139
|
$3,772,165 | — | 30 Jun 2023 | |
| Perennial Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
348,565
|
$2,920,978 | — | 30 Jun 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
265,777
|
$2,227,305 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
178,400
|
$1,494,993 | — | 30 Jun 2023 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
171,305
|
$1,435,535 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
170,105
|
$1,425,000 | — | 30 Jun 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
146,047
|
$1,223,874 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
128,856
|
$1,079,810 | — | 30 Jun 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
103,945
|
$871,063 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
91,258
|
$764,000 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
89,425
|
$749,000 | — | 30 Jun 2023 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
—
class O/S missing
|
71,654
|
$600,461 | — | 30 Jun 2023 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
69,854
|
$585,376 | — | 30 Jun 2023 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
53,177
|
$445,623 | — | 30 Jun 2023 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
49,641
|
$415,990 | — | 30 Jun 2023 | |
| Garden State Investment Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
48,428
|
$405,833 | — | 30 Jun 2023 | |
| Capital CS Group, LLC |
13F
|
Company |
—
class O/S missing
|
45,511
|
$381,379 | — | 30 Jun 2023 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
42,393
|
$355,254 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
41,938
|
$351,440 | — | 30 Jun 2023 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
41,355
|
$346,554 | — | 30 Jun 2023 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
40,798
|
$341,887 | — | 30 Jun 2023 | |
| Capital Wealth Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
37,911
|
$317,695 | — | 30 Jun 2023 | |
| Global Retirement Partners, LLC |
13F
|
Company |
—
class O/S missing
|
36,946
|
$309,607 | — | 30 Jun 2023 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
—
class O/S missing
|
34,955
|
$301,660 | — | 30 Jun 2023 | |
| Pasadena Private Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
35,433
|
$296,932 | — | 30 Jun 2023 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
35,360
|
$296,317 | — | 30 Jun 2023 | |
| Strategic Financial Concepts, LLC |
13F
|
Company |
—
class O/S missing
|
35,067
|
$293,861 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
34,294
|
$287,384 | — | 30 Jun 2023 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
32,961
|
$276,213 | — | 30 Jun 2023 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
—
class O/S missing
|
31,629
|
$265,000 | — | 30 Jun 2023 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
30,528
|
$255,826 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
30,045
|
$251,777 | — | 30 Jun 2023 | |
| XTX Topco Ltd |
13F
|
Company |
—
class O/S missing
|
29,676
|
$248,685 | — | 30 Jun 2023 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
29,007
|
$243,000 | — | 30 Jun 2023 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
26,714
|
$224,000 | — | 30 Jun 2023 | |
| Vantage Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
24,780
|
$207,654 | — | 30 Jun 2023 | |
| FIRETHORN WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
22,525
|
$188,761 | — | 30 Jun 2023 | |
| GRIMES & Co WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
22,500
|
$188,546 | — | 30 Jun 2023 | |
| CoreCap Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
22,191
|
$185,961 | — | 30 Jun 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
21,665
|
$182,000 | — | 30 Jun 2023 | |
| PFG Investments, LLC |
13F
|
Company |
—
class O/S missing
|
21,029
|
$176,225 | — | 30 Jun 2023 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
—
class O/S missing
|
21,012
|
$176,081 | — | 30 Jun 2023 | |
| Charles Schwab Trust Co |
13F
|
Company |
—
class O/S missing
|
21,519
|
$170,861 | — | 30 Jun 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
19,936
|
$167,064 | — | 30 Jun 2023 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q3 2023
As of 30 Sep 2023,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
93 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
36,925,752 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, BOOTHBAY FUND MANAGEMENT, LLC, Alpine Global Management, LLC, Alpine Global Management, LLC, OSAIC HOLDINGS, INC., CENTAURUS FINANCIAL, INC., LPL Financial LLC, Perennial Investment Advisors, LLC, MORGAN STANLEY, and Atria Wealth Solutions, Inc..
This page lists
93
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
91
Q3 2023 holders
93
Holder diff
2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.