Cornerstone Strategic Investment Fund, Inc. - COM (CLM)

CUSIP: 21924B302

Q4 2021 13F Holders as of 31 Dec 2021

Type / Class
Equity / COM
Total 13F shares
4,402,191
Share change
-3,684,768
Total reported value
$62,902,267
Price per share
$14.29
Number of holders
49
Value change
-$51,571,433
Number of buys
31
Number of sells
17

Quarterly Holders Quick Answers

What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
3,896,815
$49,879,000 30 Sep 2021
13F
CENTAURUS FINANCIAL, INC.
13F
Company
class O/S missing
1,381,377
$17,682,000 30 Sep 2021
13F
Yakira Capital Management, Inc.
13F
Company
class O/S missing
563,860
$7,217,000 30 Sep 2021
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
466,403
$5,970,000 30 Sep 2021
13F
Ford Financial Group, LLC
13F
Company
class O/S missing
289,590
$3,706,000 30 Sep 2021
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
286,040
$3,662,000 30 Sep 2021
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
213,319
$2,730,000 30 Sep 2021
13F
CLOUGH CAPITAL PARTNERS L P
13F
Company
class O/S missing
107,850
$1,380,000 30 Sep 2021
13F
MORGAN STANLEY
13F
Company
class O/S missing
107,328
$1,374,000 30 Sep 2021
13F
LPL Financial LLC
13F
Company
class O/S missing
107,101
$1,371,000 30 Sep 2021
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
90,845
$1,163,000 30 Sep 2021
13F
Capital CS Group, LLC
13F
Company
class O/S missing
80,916
$1,049,000 30 Sep 2021
13F
Kovack Advisors, Inc.
13F
Company
class O/S missing
55,231
$707,000 30 Sep 2021
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
51,777
$663,000 30 Sep 2021
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
43,380
$556,000 30 Sep 2021
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
36,823
$471,000 30 Sep 2021
13F
Capital Wealth Alliance, LLC
13F
Company
class O/S missing
35,803
$468,000 30 Sep 2021
13F
SeaCrest Wealth Management, LLC
13F
Company
class O/S missing
28,870
$370,000 30 Sep 2021
13F
Dynamic Advisor Solutions LLC
13F
Company
class O/S missing
28,078
$359,000 30 Sep 2021
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
27,499
$352,000 30 Sep 2021
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
21,213
$272,000 30 Sep 2021
13F
DCM Advisors, LLC
13F
Company
class O/S missing
21,100
$270,000 30 Sep 2021
13F
UBS Group AG
13F
Company
class O/S missing
20,584
$263,000 30 Sep 2021
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
17,459
$223,000 30 Sep 2021
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
15,346
$196,000 30 Sep 2021
13F
Prospera Financial Services Inc
13F
Company
class O/S missing
14,450
$185,000 30 Sep 2021
13F
CREATIVE FINANCIAL DESIGNS INC /ADV
13F
Company
class O/S missing
14,286
$183,000 30 Sep 2021
13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
class O/S missing
13,400
$172,000 30 Sep 2021
13F
Wagner Wealth Management, LLC
13F
Company
class O/S missing
7,778
$107,000 30 Sep 2021
13F
HARBOR INVESTMENT ADVISORY, LLC
13F
Company
class O/S missing
7,250
$93,000 30 Sep 2021
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
6,223
$80,000 30 Sep 2021
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
5,264
$68,000 30 Sep 2021
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
5,076
$65,000 30 Sep 2021
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
4,646
$59,000 30 Sep 2021
13F
HORIZON FINANCIAL SERVICES, LLC
13F
Company
class O/S missing
4,270
$55,000 30 Sep 2021
13F
Atlas Private Wealth Advisors
13F
Company
class O/S missing
3,000
$38,000 30 Sep 2021
13F
HARBOUR INVESTMENTS, INC.
13F
Company
class O/S missing
2,156
$28,000 30 Sep 2021
13F
Global Wealth Management Investment Advisory, Inc.
13F
Company
class O/S missing
1,470
$19,000 30 Sep 2021
13F
Sound Income Strategies, LLC
13F
Company
class O/S missing
1,325
$17,000 30 Sep 2021
13F
Glenn W. Wilcox Sr.
3/4/5
Director
class O/S missing
1,703
$14,850 25 May 2021
American Portfolios Advisors
13F
Company
class O/S missing
742
$9,498 30 Sep 2021
13F
Spire Wealth Management
13F
Company
class O/S missing
250
$3,000 30 Sep 2021
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
100
$1,000 30 Sep 2021
13F
Parallel Advisors, LLC
13F
Company
class O/S missing
55
$1,000 30 Sep 2021
13F

Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q4 2021

As of 31 Dec 2021, Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by 49 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,402,191 shares. The largest 10 holders included CENTAURUS FINANCIAL, INC., SIT INVESTMENT ASSOCIATES INC, Thomas J. Herzfeld Advisors, Inc., Ford Financial Group, LLC, ADVISOR GROUP HOLDINGS, INC., RAYMOND JAMES & ASSOCIATES, LPL Financial LLC, MORGAN STANLEY, Baird Financial Group, Inc., and COMMONWEALTH EQUITY SERVICES, LLC. This page lists 49 institutional shareholders reporting positions in this security for the Q4 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders
41
Q4 2021 holders
49
Holder diff
8
Investor Q3 2021 Shares Q4 2021 Shares Share Diff Share Chg % Q3 2021 Value $ Q4 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .