Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q1 2022 13F Holders as of 31 Mar 2022
- Type / Class
- Equity / COM
- Total 13F shares
- 4,702,705
- Share change
- +40,943
- Total reported value
- $66,262,058
- Price per share
- $14.09
- Number of holders
- 58
- Value change
- +$556,113
- Number of buys
- 35
- Number of sells
- 18
Report period
Q1 2022
Institutions
58
Top holders
10
CLM full security history
Newer quarter: Q2 2022
Previous quarter: Q4 2021
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
1,579,851
|
$22,576,000 | — | 31 Dec 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
617,141
|
$8,819,000 | — | 31 Dec 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
309,198
|
$4,418,000 | — | 31 Dec 2021 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
295,803
|
$4,227,000 | — | 31 Dec 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
288,876
|
$4,127,000 | — | 31 Dec 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
199,316
|
$2,848,000 | — | 31 Dec 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
189,524
|
$2,708,000 | — | 31 Dec 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
129,657
|
$1,853,000 | — | 31 Dec 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
102,333
|
$1,462,000 | — | 31 Dec 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
97,610
|
$1,394,000 | — | 31 Dec 2021 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
65,069
|
$930,000 | — | 31 Dec 2021 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
57,435
|
$821,000 | — | 31 Dec 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
48,074
|
$687,000 | — | 31 Dec 2021 | |
| Capital Wealth Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
36,247
|
$517,000 | — | 31 Dec 2021 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
30,556
|
$437,000 | — | 31 Dec 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
29,977
|
$428,000 | — | 31 Dec 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
28,282
|
$404,000 | — | 31 Dec 2021 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
—
class O/S missing
|
24,823
|
$355,000 | — | 31 Dec 2021 | |
| Capital CS Group, LLC |
13F
|
Company |
—
class O/S missing
|
24,179
|
$346,000 | — | 31 Dec 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
21,394
|
$306,000 | — | 31 Dec 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
20,327
|
$290,000 | — | 31 Dec 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
20,076
|
$287,000 | — | 31 Dec 2021 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
17,200
|
$246,000 | — | 31 Dec 2021 | |
| CoreCap Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
15,926
|
$228,000 | — | 31 Dec 2021 | |
| Altus Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
15,750
|
$225,000 | — | 31 Dec 2021 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
15,346
|
$219,000 | — | 31 Dec 2021 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
14,450
|
$206,000 | — | 31 Dec 2021 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
14,326
|
$205,000 | — | 31 Dec 2021 | |
| CWM, LLC |
13F
|
Company |
—
class O/S missing
|
13,128
|
$188,000 | — | 31 Dec 2021 | |
| N.E.W. Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
12,946
|
$185,000 | — | 31 Dec 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
11,416
|
$163,000 | — | 31 Dec 2021 | |
| Ironwood Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
11,300
|
$161,000 | — | 31 Dec 2021 | |
| HARBOR INVESTMENT ADVISORY, LLC |
13F
|
Company |
—
class O/S missing
|
7,450
|
$106,000 | — | 31 Dec 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
5,518
|
$78,000 | — | 31 Dec 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
5,345
|
$77,000 | — | 31 Dec 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
4,779
|
$69,000 | — | 31 Dec 2021 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
4,007
|
$57,000 | — | 31 Dec 2021 | |
| Tradition Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
4,000
|
$57,000 | — | 31 Dec 2021 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
2,422
|
$34,610 | — | 31 Dec 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,333
|
$33,000 | — | 31 Dec 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,501
|
$21,000 | — | 31 Dec 2021 | |
| Larson Financial Group LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$21,000 | — | 31 Dec 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
1,476
|
$21,000 | — | 31 Dec 2021 | |
| Global Wealth Management Investment Advisory, Inc. |
13F
|
Company |
—
class O/S missing
|
1,470
|
$21,000 | — | 31 Dec 2021 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
1,325
|
$19,000 | — | 31 Dec 2021 | |
| Glenn W. Wilcox Sr. |
3/4/5
|
Director |
—
class O/S missing
|
1,703
|
$14,850 | — | 25 May 2021 | |
| Vectors Research Management, LLC |
13F
|
Company |
—
class O/S missing
|
800
|
$11,000 | — | 31 Dec 2021 | |
| Rise Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
396
|
$5,657 | — | 31 Dec 2021 | |
| Spire Wealth Management |
13F
|
Company |
—
class O/S missing
|
250
|
$4,000 | — | 31 Dec 2021 | |
| Clearview Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
191
|
$3,000 | — | 31 Dec 2021 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q1 2022
As of 31 Mar 2022,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
58 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,702,705 shares.
The largest 10 holders included
CENTAURUS FINANCIAL, INC., ADVISOR GROUP HOLDINGS, INC., Ford Financial Group, LLC, LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, Atria Wealth Solutions, Inc., COMMONWEALTH EQUITY SERVICES, LLC, MORGAN STANLEY, Cetera Advisors LLC, and Thomas J. Herzfeld Advisors, Inc..
This page lists
58
institutional shareholders reporting positions in this security
for the Q1 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2022 vs Q4 2021 Across Filers
Q4 2021 holders
49
Q1 2022 holders
58
Holder diff
9
| Investor | Q4 2021 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q4 2021 Value $ | Q1 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.