Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 18,088,687
- Share change
- +14,765,271
- Total reported value
- $253,240,809
- Price per share
- $14.00
- Number of holders
- 47
- Value change
- +$206,705,558
- Number of buys
- 36
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
1,732,127
|
$24,336,000 | — | 30 Jun 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
354,400
|
$4,979,000 | — | 30 Jun 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
145,694
|
$2,047,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
109,925
|
$1,680,000 | — | 30 Jun 2018 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
104,181
|
$1,464,000 | — | 30 Jun 2018 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
72,300
|
$1,001,000 | — | 30 Jun 2018 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
66,748
|
$938,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
65,196
|
$916,000 | — | 30 Jun 2018 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
56,522
|
$794,000 | — | 30 Jun 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
45,543
|
$640,000 | — | 30 Jun 2018 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
34,481
|
$484,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
32,535
|
$457,000 | — | 30 Jun 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
32,352
|
$455,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
24,586
|
$346,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
17,905
|
$252,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
17,112
|
$240,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
15,402
|
$216,000 | — | 30 Jun 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
10,500
|
$148,000 | — | 30 Jun 2018 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
7,394
|
$104,000 | — | 30 Jun 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
3,500
|
$49,000 | — | 30 Jun 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
3,079
|
$43,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,458
|
$35,000 | — | 30 Jun 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,727
|
$24,000 | — | 30 Jun 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,350
|
$19,000 | — | 30 Jun 2018 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$14,000 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
800
|
$11,000 | — | 30 Jun 2018 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
500
|
$7,000 | — | 30 Jun 2018 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
450
|
$6,323 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
418
|
$6,000 | — | 30 Jun 2018 | |
| Royal Fund Management, LLC |
13F
|
Company |
—
class O/S missing
|
353
|
$4,000 | — | 30 Jun 2018 | |
| ACCURATE INVESTMENT SOLUTIONS, INC. |
13F
|
Company |
—
class O/S missing
|
100
|
$1,000 | — | 30 Jun 2018 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q3 2018
As of 30 Sep 2018,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,088,687 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Karpus Management, Inc., Yakira Capital Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, Laurion Capital Management LP, Walleye Trading LLC, Walleye Trading Advisors, LLC, ING GROEP NV, SUSQUEHANNA INTERNATIONAL GROUP, LLP, and LADENBURG THALMANN FINANCIAL SERVICES INC..
This page lists
47
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
31
Q3 2018 holders
47
Holder diff
16
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.