Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 2,960,534
- Share change
- -1,467,496
- Total reported value
- $41,714,323
- Price per share
- $14.05
- Number of holders
- 31
- Value change
- -$20,740,867
- Number of buys
- 21
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
3,338,175
|
$51,007,000 | — | 31 Mar 2018 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
423,418
|
$6,470,000 | — | 31 Mar 2018 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
123,980
|
$1,894,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
109,925
|
$1,680,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
83,202
|
$1,271,000 | — | 31 Mar 2018 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
64,300
|
$982,000 | — | 31 Mar 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
36,868
|
$563,000 | — | 31 Mar 2018 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
36,788
|
$562,000 | — | 31 Mar 2018 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
35,727
|
$546,000 | — | 31 Mar 2018 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
30,781
|
$470,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
30,391
|
$464,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
24,222
|
$370,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
23,167
|
$355,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
14,080
|
$215,000 | — | 31 Mar 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
12,996
|
$199,000 | — | 31 Mar 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
12,030
|
$186,000 | — | 31 Mar 2018 | |
| Freedom Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,780
|
$165,000 | — | 31 Mar 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
9,822
|
$150,000 | — | 31 Mar 2018 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
7,199
|
$110,000 | — | 31 Mar 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
2,958
|
$45,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,458
|
$38,000 | — | 31 Mar 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,649
|
$25,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
1,165
|
$18,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
800
|
$12,000 | — | 31 Mar 2018 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
500
|
$8,000 | — | 31 Mar 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
502
|
$7,000 | — | 31 Mar 2018 | |
| Financial Gravity Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
396
|
$6,000 | — | 31 Mar 2018 | |
| Financial Gravity Companies, Inc. |
13F
|
Company |
—
class O/S missing
|
396
|
$6,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
242
|
$4,000 | — | 31 Mar 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
220
|
$3,000 | — | 31 Mar 2018 | |
| ACCURATE INVESTMENT SOLUTIONS, INC. |
13F
|
Company |
—
class O/S missing
|
100
|
$2,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
73
|
$1,000 | — | 31 Mar 2018 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q2 2018
As of 30 Jun 2018,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,960,534 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, NINE MASTS CAPITAL Ltd, CREDIT SUISSE AG/, LADENBURG THALMANN FINANCIAL SERVICES INC., Yakira Capital Management, Inc., Ford Financial Group, Inc., Walleye Trading LLC, RAYMOND JAMES & ASSOCIATES, Creative Planning, and CENTAURUS FINANCIAL, INC..
This page lists
31
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
31
Q2 2018 holders
31
Holder diff
0
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.