Cornerstone Strategic Investment Fund, Inc. - COM (CLM)

CUSIP: 21924B302

Q2 2017 13F Holders as of 30 Jun 2017

Type / Class
Equity / COM
Total 13F shares
680,336
Share change
-1,092,562
Total reported value
$10,803,000
Price per share
$15.89
Number of holders
26
Value change
-$17,735,549
Number of buys
21
Number of sells
7

Quarterly Holders Quick Answers

What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
1,201,109
$19,434,000 31 Mar 2017
13F
Yakira Capital Management, Inc.
13F
Company
class O/S missing
179,187
$2,899,000 31 Mar 2017
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
81,033
$1,311,000 31 Mar 2017
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
74,901
$1,212,000 31 Mar 2017
13F
Creative Planning
13F
Company
class O/S missing
44,932
$727,000 31 Mar 2017
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
42,074
$681,000 31 Mar 2017
13F
LPL Financial LLC
13F
Company
class O/S missing
38,311
$622,000 31 Mar 2017
13F
CSS LLC/IL
13F
Company
class O/S missing
23,502
$380,000 31 Mar 2017
13F
Advisor Group, Inc.
13F
Company
class O/S missing
17,789
$288,000 31 Mar 2017
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
13,104
$212,000 31 Mar 2017
13F
Cetera Advisors LLC
13F
Company
class O/S missing
12,795
$207,000 31 Mar 2017
13F
IFP Advisors, Inc
13F
Company
class O/S missing
11,865
$192,000 31 Mar 2017
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
11,457
$187,000 31 Mar 2017
13F
MORGAN STANLEY
13F
Company
class O/S missing
10,519
$170,000 31 Mar 2017
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
3,375
$55,000 31 Mar 2017
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
2,365
$38,000 31 Mar 2017
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
898
$15,000 31 Mar 2017
13F
UBS Group AG
13F
Company
class O/S missing
840
$14,000 31 Mar 2017
13F
CITIGROUP INC
13F
Company
class O/S missing
800
$13,000 31 Mar 2017
13F
Bellwether Investment Group, LLC
13F
Company
class O/S missing
554
$9,000 31 Mar 2017
13F
Steward Partners Investment Advisory, LLC
13F
Company
class O/S missing
502
$8,000 31 Mar 2017
13F
D. SCOTT NEAL, INC.
13F
Company
class O/S missing
300
$5,000 31 Mar 2017
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
238
$4,000 31 Mar 2017
13F
FIFTH THIRD BANCORP
13F
Company
class O/S missing
236
$4,000 31 Mar 2017
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
193
$3,000 31 Mar 2017
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
120
$2,000 31 Mar 2017
13F

Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q2 2017

As of 30 Jun 2017, Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by 26 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 680,336 shares. The largest 10 holders included Weiss Asset Management LP, Yakira Capital Management, Inc., LADENBURG THALMANN FINANCIAL SERVICES INC., AMERIPRISE FINANCIAL INC, CITIGROUP INC, Creative Planning, RAYMOND JAMES & ASSOCIATES, CSS LLC/IL, Advisor Group, Inc., and Private Advisor Group, LLC. This page lists 26 institutional shareholders reporting positions in this security for the Q2 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2017 vs Q1 2017 Across Filers

Q1 2017 holders
26
Q2 2017 holders
26
Holder diff
0
Investor Q1 2017 Shares Q2 2017 Shares Share Diff Share Chg % Q1 2017 Value $ Q2 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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