Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q1 2017 13F Holders as of 31 Mar 2017
- Security type / class
- Equity / COM
- Total 13F shares
- 1,772,898
- Total 13F value
- $28,690,000
- Share change
- -3,250,231
- SEC-reported price per share
- $16.18
- Number of holders
- 26
- Value change
- -$51,645,398
- Number of buys
- 14
- Number of sells
- 13
Report period
Q1 2017
Institutions
26
Top holders
10
CLM full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2017
Previous quarter: Q4 2016
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Ownership snapshot
Top reported holders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SIT INVESTMENT ASSOCIATES...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
0/15
Latest evidence
31 Dec 2016
13F
Highest disclosed value: $53,313,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
SIT INVESTMENT ASSOCIATES INC has the largest disclosed position value at $53.31M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SIT INVESTMENT ASSOCIATES INC's linked filing trail.
Disclosed position value
Top 5
SIT INVESTMENT ASSOCIATES INC
$53.31M
CREDIT SUISSE AG/
$9.35M
Yakira Capital Management, Inc.
$3.57M
RIVERNORTH CAPITAL MANAGEMENT, LLC
$3.16M
NINE MASTS CAPITAL Ltd
$1.35M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
—
class O/S missing
|
$53,313,000
3,514,354 shares
|
— | 31 Dec 2016 |
| CREDIT SUISSE AG/ |
13F
Company
|
—
class O/S missing
|
$9,347,000
616,160 shares
|
— | 31 Dec 2016 |
| Yakira Capital Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,566,000
235,072 shares
|
— | 31 Dec 2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$3,156,000
208,054 shares
|
— | 31 Dec 2016 |
| NINE MASTS CAPITAL Ltd |
13F
Company
|
—
class O/S missing
|
$1,350,000
88,993 shares
|
— | 31 Dec 2016 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$1,223,000
80,612 shares
|
— | 31 Dec 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
26
Shares
1,772,898
Rows available
26
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
29
Q1 2017 holders
26
Holder diff
-3
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 value | Q1 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend