Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 787,152
- Share change
- +234,485
- Total reported value
- $12,249,000
- Price per share
- $15.66
- Number of holders
- 27
- Value change
- +$3,585,641
- Number of buys
- 15
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
306,396
|
$4,817,000 | — | 30 Sep 2015 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
52,449
|
$824,000 | — | 30 Sep 2015 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
43,590
|
$685,000 | — | 30 Sep 2015 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
25,541
|
$402,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
24,185
|
$380,000 | — | 30 Sep 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
20,974
|
$330,000 | — | 30 Sep 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
19,535
|
$307,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
15,637
|
$256,000 | — | 30 Sep 2015 | |
| SIGNET FINANCIAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
13,703
|
$215,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
12,334
|
$194,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
4,563
|
$72,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
2,517
|
$40,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,013
|
$32,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,806
|
$29,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,603
|
$25,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,332
|
$21,000 | — | 30 Sep 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
1,039
|
$16,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
859
|
$14,000 | — | 30 Sep 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
802
|
$12,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
642
|
$10,000 | — | 30 Sep 2015 | |
| Risk Paradigm Group, LLC |
13F
|
Company |
—
class O/S missing
|
502
|
$7,891 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
239
|
$4,000 | — | 30 Sep 2015 | |
| Brookstone Capital Management |
13F
|
Company |
—
class O/S missing
|
191
|
$3,000 | — | 30 Sep 2015 | |
| PIERSHALE FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
143
|
$2,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
104
|
$2,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
62
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q4 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.