Cornerstone Strategic Investment Fund, Inc. - COM (CLM)

CUSIP: 21924B302

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class
Equity / COM
Total 13F shares
552,556
Share change
+44,974
Total reported value
$8,696,891
Price per share
$15.72
Number of holders
25
Value change
+$570,807
Number of buys
11
Number of sells
10

Quarterly Holders Quick Answers

What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Yakira Capital Management, Inc.
13F
Company
class O/S missing
291,876
$6,100,000 30 Jun 2015
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
50,493
$1,055,000 30 Jun 2015
13F
LPL Financial LLC
13F
Company
class O/S missing
24,598
$531,000 30 Jun 2015
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
24,493
$512,000 30 Jun 2015
13F
Investors Capital Advisory Services
13F
Company
class O/S missing
20,554
$429,000 30 Jun 2015
13F
CSS LLC/IL
13F
Company
class O/S missing
19,875
$415,000 30 Jun 2015
13F
UBS Group AG
13F
Company
class O/S missing
16,923
$354,000 30 Jun 2015
13F
Virtu KCG Holdings LLC
13F
Company
class O/S missing
15,150
$317,000 30 Jun 2015
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
10,751
$225,000 30 Jun 2015
13F
Commonwealth Equity Services, Inc
13F
Company
class O/S missing
9,834
$206,000 30 Jun 2015
13F
Fort Point Capital Partners LLC
13F
Company
class O/S missing
9,650
$202,000 30 Jun 2015
13F
MSI Financial Services Inc
13F
Company
class O/S missing
2,637
$55,000 30 Jun 2015
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
2,013
$42,000 30 Jun 2015
13F
MORGAN STANLEY
13F
Company
class O/S missing
2,001
$41,000 30 Jun 2015
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
class O/S missing
1,705
$35,635 30 Jun 2015
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
1,039
$21,000 30 Jun 2015
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
859
$18,000 30 Jun 2015
13F
NEXT Financial Group, Inc
13F
Company
class O/S missing
802
$16,000 30 Jun 2015
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
682
$14,000 30 Jun 2015
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
604
$12,000 30 Jun 2015
13F
CITIGROUP INC
13F
Company
class O/S missing
563
$12,000 30 Jun 2015
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
239
$5,000 30 Jun 2015
13F
Brookstone Capital Management
13F
Company
class O/S missing
191
$4,000 30 Jun 2015
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
104
$2,000 30 Jun 2015
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
50
$1,000 30 Jun 2015
13F

Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q3 2015

As of 30 Sep 2015, Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by 25 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 552,556 shares. The largest 10 holders included Yakira Capital Management, Inc., WEDBUSH SECURITIES INC, CSS LLC/IL, National Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, Thomas J. Herzfeld Advisors, Inc., Investors Capital Advisory Services, LPL Financial LLC, Krasney Financial LLC, and Commonwealth Equity Services, Inc. This page lists 25 institutional shareholders reporting positions in this security for the Q3 2015 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders
25
Q3 2015 holders
25
Holder diff
0
Investor Q2 2015 Shares Q3 2015 Shares Share Diff Share Chg % Q2 2015 Value $ Q3 2015 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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