Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 552,556
- Share change
- +44,974
- Total reported value
- $8,696,891
- Price per share
- $15.72
- Number of holders
- 25
- Value change
- +$570,807
- Number of buys
- 11
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
291,876
|
$6,100,000 | — | 30 Jun 2015 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
50,493
|
$1,055,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
24,598
|
$531,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
24,493
|
$512,000 | — | 30 Jun 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
20,554
|
$429,000 | — | 30 Jun 2015 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
19,875
|
$415,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
16,923
|
$354,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
15,150
|
$317,000 | — | 30 Jun 2015 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,751
|
$225,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
9,834
|
$206,000 | — | 30 Jun 2015 | |
| Fort Point Capital Partners LLC |
13F
|
Company |
—
class O/S missing
|
9,650
|
$202,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
2,637
|
$55,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,013
|
$42,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,001
|
$41,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,705
|
$35,635 | — | 30 Jun 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
1,039
|
$21,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
859
|
$18,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
802
|
$16,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
682
|
$14,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
604
|
$12,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
563
|
$12,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
239
|
$5,000 | — | 30 Jun 2015 | |
| Brookstone Capital Management |
13F
|
Company |
—
class O/S missing
|
191
|
$4,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
104
|
$2,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
50
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q3 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.