Coda Octopus Group, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (CODA)
CUSIP: 19188U206
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / COMMON STOCK, $0.001 PAR VALUE PER SHARE
- Shares outstanding
- 11,276,162
- Total 13F shares
- 1,850,101
- Share change
- -33,344
- Total reported value
- $11,635,302
- Price per share
- $6.29
- Number of holders
- 17
- Value change
- -$147,613
- Number of buys
- 5
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 19188U206?
CUSIP 19188U206 identifies CODA - Coda Octopus Group, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE in SEC institutional holdings data.
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Recent filing periods for CUSIP 19188U206:
Top shareholders of CODA - Coda Octopus Group, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
4.8%
|
544,003
|
$3,008,000 | — | 30 Sep 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.1%
|
232,063
|
$1,283,000 | — | 30 Sep 2020 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
1.5%
|
166,412
|
$920,000 | — | 30 Sep 2020 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
1.3%
|
152,127
|
$841,000 | — | 30 Sep 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.92%
|
103,748
|
$574,000 | — | 30 Sep 2020 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
0.85%
|
95,900
|
$530,000 | — | 30 Sep 2020 | |
| RBF Capital, LLC |
13F
|
Company |
0.61%
|
69,000
|
$382,000 | — | 30 Sep 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.61%
|
68,906
|
$381,000 | — | 30 Sep 2020 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.34%
|
38,274
|
$212,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.31%
|
34,650
|
$191,000 | — | 30 Sep 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.3%
|
33,806
|
$186,000 | — | 30 Sep 2020 | |
| WINTON GROUP Ltd |
13F
|
Company |
0.19%
|
21,369
|
$118,000 | — | 30 Sep 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.18%
|
20,228
|
$112,000 | — | 30 Sep 2020 | |
| FMR LLC |
13F
|
Company |
0.14%
|
15,420
|
$85,000 | — | 30 Sep 2020 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.1%
|
10,769
|
$60,000 | — | 30 Sep 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.09%
|
10,535
|
$58,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
1,694
|
$9,000 | — | 30 Sep 2020 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.01%
|
1,019
|
$5,635 | — | 30 Sep 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
838
|
$5,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
164
|
$1,000 | — | 30 Sep 2020 |
Institutional Holders of Coda Octopus Group, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (CODA) as of Q4 2020
As of 31 Dec 2020,
Coda Octopus Group, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (CODA) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,850,101 shares.
The largest 10 holders included
TOCQUEVILLE ASSET MANAGEMENT L.P., Touchstone Capital, Inc., VANGUARD GROUP INC, FEDERATED HERMES, INC., RICE HALL JAMES & ASSOCIATES, LLC, PERRITT CAPITAL MANAGEMENT INC, BlackRock Inc., RBF Capital, LLC, DIMENSIONAL FUND ADVISORS LP, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
17
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
21
Q4 2020 holders
17
Holder diff
-4
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.