Security key
19188U206
Coda Octopus Group, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (CODA)
CUSIP: 19188U206
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / COMMON STOCK, $0.001 PAR VALUE PER SHARE
- Total 13F shares
- 1,621,125
- Total 13F value
- $8,962,635
- Share change
- -16,633
- SEC-reported price per share
- $5.53
- Number of holders
- 21
- Value change
- -$68,133
- Number of buys
- 5
- Number of sells
- 18
- Shares outstanding
- 11,276,162
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
21
Top holders
10
CODA full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Coda Octopus Group, Inc. SEC filings
Coda Octopus Group, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 19188U206
Recent filing periods:
Ownership snapshot
Top reported holders of CODA - Coda Octopus Group, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
TOCQUEVILLE ASSET MANAGEM...
Disclosed value leader
TOCQUEVILLE ASSET MANAGEM...
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 4.8%
Showing 1-6 of 15 holder rows.
Quick read
TOCQUEVILLE ASSET MANAGEMENT L.P. leads the comparable SEC ownership view at 4.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens TOCQUEVILLE ASSET MANAGEMENT L.P.'s linked filing trail.
Comparable ownership
Top 5
TOCQUEVILLE ASSET MANAGEMENT L.P.
4.8%
VANGUARD GROUP INC
2.1%
FEDERATED HERMES, INC.
1.5%
BlackRock Finance, Inc.
0.94%
RICE HALL JAMES & ASSOCIATES, LLC
0.88%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
Company
|
4.8%
|
$2,802,000
544,003 shares
|
— | 30 Jun 2020 |
| VANGUARD GROUP INC |
13F
Company
|
2.1%
|
$1,195,000
232,063 shares
|
— | 30 Jun 2020 |
| FEDERATED HERMES, INC. |
13F
Company
|
1.5%
|
$858,000
166,683 shares
|
— | 30 Jun 2020 |
| BlackRock Finance, Inc. |
13F
Company
|
0.94%
|
$544,000
105,720 shares
|
— | 30 Jun 2020 |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
Company
|
0.88%
|
$511,000
99,303 shares
|
— | 30 Jun 2020 |
| MARSHALL WACE, LLP |
13F
Company
|
0.75%
|
$433,000
84,009 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
21
Shares
1,621,125
Rows available
21
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q1 2026 Across Filers
Q1 2026 holders
66
Q3 2020 holders
21
Holder diff
-45
| Investor | Q1 2026 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend