Security key
18914E106
Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO)
CUSIP: 18914E106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Shares of Beneficial Interest
- Shares outstanding
- 42,806,226
- Total 13F shares
- 19,833,707
- Share change
- +257,134
- Total reported value
- $207,050,376
- Price per share
- $10.44
- Number of holders
- 62
- Value change
- +$2,678,508
- Number of buys
- 28
- Number of sells
- 21
Report period
Q4 2015
Institutions
62
Top holders
10
GLO full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
Clough Global Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18914E106
Recent filing periods:
Top shareholders of GLO - Clough Global Opportunities Fund - Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
10%
|
4,319,066
|
$46,214,000 | — | 30 Sep 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
10%
|
4,309,495
|
$46,112,000 | — | 30 Sep 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
3.7%
|
1,572,515
|
$16,825,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
2.9%
|
1,234,510
|
$13,209,000 | — | 30 Sep 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.2%
|
950,181
|
$10,167,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
754,155
|
$8,069,000 | — | 30 Sep 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.6%
|
695,656
|
$7,444,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.4%
|
614,529
|
$6,575,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
524,382
|
$5,610,000 | — | 30 Sep 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.1%
|
465,395
|
$4,980,000 | — | 30 Sep 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.1%
|
464,734
|
$4,973,000 | — | 30 Sep 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.95%
|
406,546
|
$4,350,000 | — | 30 Sep 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.87%
|
373,937
|
$4,001,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.83%
|
356,973
|
$3,820,000 | — | 30 Sep 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.78%
|
332,019
|
$3,553,000 | — | 30 Sep 2015 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.74%
|
315,283
|
$3,374,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.68%
|
291,940
|
$3,124,000 | — | 30 Sep 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.56%
|
241,151
|
$2,580,000 | — | 30 Sep 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.52%
|
223,000
|
$2,386,000 | — | 30 Sep 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.4%
|
171,489
|
$1,835,000 | — | 30 Sep 2015 | |
| Curi Capital, LLC |
13F
|
Company |
0.27%
|
114,291
|
$1,223,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.23%
|
100,559
|
$1,076,000 | — | 30 Sep 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.2%
|
86,022
|
$920,000 | — | 30 Sep 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.16%
|
70,208
|
$751,000 | — | 30 Sep 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.14%
|
61,990
|
$663,000 | — | 30 Sep 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.11%
|
46,237
|
$495,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
38,234
|
$409,000 | — | 30 Sep 2015 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
37,179
|
$398,000 | — | 30 Sep 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.08%
|
35,152
|
$376,000 | — | 30 Sep 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
34,269
|
$367,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.07%
|
31,153
|
$342,000 | — | 30 Sep 2015 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.06%
|
27,143
|
$290,000 | — | 30 Sep 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.04%
|
18,592
|
$199,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
14,900
|
$159,000 | — | 30 Sep 2015 | |
| Global Endowment Management, LP |
13F
|
Company |
0.02%
|
10,000
|
$107,000 | — | 30 Sep 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.01%
|
4,550
|
$49,000 | — | 30 Sep 2015 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
3,178
|
$34,000 | — | 30 Sep 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
2,300
|
$25,000 | — | 30 Sep 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,500
|
$16,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
641
|
$7,000 | — | 30 Sep 2015 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0%
|
500
|
$6,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
500
|
$5,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
288
|
$3,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
232
|
$2,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Sep 2015 |
Institutional Holders of Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO) as of Q4 2015
As of 31 Dec 2015,
Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,833,707 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, BANK OF AMERICA CORP /DE/, Oxbow Advisors, LLC, LAZARD ASSET MANAGEMENT LLC, UBS Group AG, Advisors Asset Management, Inc., 1607 Capital Partners, LLC, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, and WELLS FARGO & COMPANY/MN.
This page lists
62
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
46
Q4 2015 holders
62
Holder diff
16
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.