Security key
18914E106
Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO)
CUSIP: 18914E106
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Shares of Beneficial Interest
- Shares outstanding
- 42,806,226
- Total 13F shares
- 19,359,312
- Share change
- -610,437
- Total reported value
- $207,152,000
- Price per share
- $10.70
- Number of holders
- 46
- Value change
- -$6,569,454
- Number of buys
- 23
- Number of sells
- 20
Report period
Q3 2015
Institutions
46
Top holders
10
GLO full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
Clough Global Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18914E106
Recent filing periods:
Top shareholders of GLO - Clough Global Opportunities Fund - Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
10%
|
4,275,063
|
$51,515,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
9.8%
|
4,209,721
|
$50,727,000 | — | 30 Jun 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
5.5%
|
2,371,892
|
$28,581,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
3.3%
|
1,429,569
|
$17,226,000 | — | 30 Jun 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
2.9%
|
1,223,513
|
$14,743,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
753,006
|
$9,073,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.7%
|
719,676
|
$8,672,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.7%
|
712,925
|
$8,588,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.2%
|
530,888
|
$6,397,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
510,716
|
$6,154,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.1%
|
478,291
|
$5,763,000 | — | 30 Jun 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.1%
|
456,907
|
$5,506,000 | — | 30 Jun 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.94%
|
400,868
|
$4,830,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.85%
|
364,522
|
$4,392,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.81%
|
348,350
|
$4,198,000 | — | 30 Jun 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.79%
|
339,317
|
$4,089,000 | — | 30 Jun 2015 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.74%
|
315,786
|
$3,805,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.28%
|
120,355
|
$1,439,000 | — | 30 Jun 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.17%
|
72,145
|
$869,000 | — | 30 Jun 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
65,821
|
$793,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.09%
|
38,341
|
$462,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
36,123
|
$435,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.07%
|
29,368
|
$354,000 | — | 30 Jun 2015 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.06%
|
27,143
|
$327,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
25,531
|
$308,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
23,433
|
$288,000 | — | 30 Jun 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.05%
|
22,896
|
$276,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
14,900
|
$179,545 | — | 30 Jun 2015 | |
| Round Table Services, LLC |
13F
|
Company |
0.03%
|
14,100
|
$170,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.03%
|
12,319
|
$148,000 | — | 30 Jun 2015 | |
| Ancora Advisors LLC |
13F
|
Company |
0.02%
|
10,200
|
$123,000 | — | 30 Jun 2015 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
3,178
|
$38,000 | — | 30 Jun 2015 | |
| Klingman & Associates, LLC |
13F
|
Company |
0.01%
|
2,538
|
$31,000 | — | 30 Jun 2015 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.01%
|
2,343
|
$28,000 | — | 30 Jun 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
2,300
|
$28,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,500
|
$18,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,441
|
$18,000 | — | 30 Jun 2015 | |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC |
13F
|
Company |
0%
|
1,000
|
$12,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
500
|
$6,000 | — | 30 Jun 2015 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0%
|
500
|
$6,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
294
|
$4,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
270
|
$3,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Jun 2015 |
Institutional Holders of Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO) as of Q3 2015
As of 30 Sep 2015,
Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,359,312 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, RIVERNORTH CAPITAL MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, UBS Group AG, 1607 Capital Partners, LLC, MORGAN STANLEY, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, and PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC..
This page lists
46
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
43
Q3 2015 holders
46
Holder diff
3
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.