Security key
18914E106
Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO)
CUSIP: 18914E106
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Shares of Beneficial Interest
- Shares outstanding
- 42,806,226
- Total 13F shares
- 15,909,560
- Share change
- -537,160
- Total reported value
- $203,321,825
- Price per share
- $12.75
- Number of holders
- 49
- Value change
- -$6,877,615
- Number of buys
- 16
- Number of sells
- 26
Report period
Q1 2014
Institutions
49
Top holders
10
GLO full security history
Newer quarter: Q2 2014
Previous quarter: Q4 2013
Clough Global Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18914E106
Recent filing periods:
Top shareholders of GLO - Clough Global Opportunities Fund - Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
9.3%
|
3,966,068
|
$51,836,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
3.8%
|
1,631,243
|
$21,321,000 | — | 31 Dec 2013 | |
| Oxbow Advisors, LLC |
13F
|
Company |
3.8%
|
1,618,734
|
$21,157,000 | — | 31 Dec 2013 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.5%
|
1,494,139
|
$19,528,000 | — | 31 Dec 2013 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.6%
|
1,099,064
|
$14,365,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.1%
|
915,248
|
$11,962,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
824,027
|
$10,770,000 | — | 31 Dec 2013 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
765,003
|
$9,997,000 | — | 31 Dec 2013 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.8%
|
756,061
|
$9,882,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
746,519
|
$9,757,000 | — | 31 Dec 2013 | |
| Diversified Trust Co |
13F
|
Company |
0.87%
|
370,281
|
$4,840,000 | — | 31 Dec 2013 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.84%
|
359,861
|
$4,703,000 | — | 31 Dec 2013 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.73%
|
310,508
|
$4,058,000 | — | 31 Dec 2013 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.73%
|
310,398
|
$4,057,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.49%
|
207,829
|
$2,716,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.4%
|
172,561
|
$2,255,000 | — | 31 Dec 2013 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.36%
|
152,594
|
$1,994,000 | — | 31 Dec 2013 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.32%
|
135,641
|
$1,773,000 | — | 31 Dec 2013 | |
| Relative Value Partners, LLC |
13F
|
Company |
0.29%
|
124,348
|
$1,625,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.21%
|
91,398
|
$1,195,000 | — | 31 Dec 2013 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.19%
|
82,163
|
$1,074,000 | — | 31 Dec 2013 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.18%
|
78,922
|
$1,032,000 | — | 31 Dec 2013 | |
| Index Management Solutions, LLC |
13F
|
Company |
0.13%
|
56,305
|
$736,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.13%
|
54,362
|
$711,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
51,090
|
$668,000 | — | 31 Dec 2013 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.11%
|
49,137
|
$642,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.1%
|
44,611
|
$583,000 | — | 31 Dec 2013 | |
| Visium Asset Management, LP |
13F
|
Company |
0.09%
|
40,187
|
$525,000 | — | 31 Dec 2013 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.08%
|
33,037
|
$433,000 | — | 31 Dec 2013 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.08%
|
32,622
|
$426,000 | — | 31 Dec 2013 | |
| Homrich & Berg |
13F
|
Company |
0.07%
|
29,179
|
$381,000 | — | 31 Dec 2013 | |
| Dominick & Dominick LLC |
13F
|
Company |
0.05%
|
20,000
|
$261,000 | — | 31 Dec 2013 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
20,000
|
$261,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
18,517
|
$242,000 | — | 31 Dec 2013 | |
| Linscomb Wealth, Inc. |
13F
|
Company |
0.04%
|
17,710
|
$231,000 | — | 31 Dec 2013 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
16,542
|
$216,000 | — | 31 Dec 2013 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.04%
|
15,500
|
$203,000 | — | 31 Dec 2013 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.03%
|
13,765
|
$180,000 | — | 31 Dec 2013 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.03%
|
13,000
|
$170,000 | — | 31 Dec 2013 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.03%
|
12,308
|
$161,000 | — | 31 Dec 2013 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.03%
|
11,401
|
$149,011 | — | 31 Dec 2013 | |
| M&T BANK CORP |
13F
|
Company |
0.02%
|
10,613
|
$139,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.02%
|
10,266
|
$134,000 | — | 31 Dec 2013 | |
| Ancora Advisors LLC |
13F
|
Company |
0.02%
|
10,200
|
$133,000 | — | 31 Dec 2013 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
8,406
|
$110,000 | — | 31 Dec 2013 | |
| Crosspoint Capital Strategies, LLC |
13F
|
Company |
0.01%
|
6,300
|
$83,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
3,816
|
$49,875 | — | 31 Dec 2013 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
2,000
|
$26,000 | — | 31 Dec 2013 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
500
|
$7,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
290
|
$4,000 | — | 31 Dec 2013 |
Institutional Holders of Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO) as of Q1 2014
As of 31 Mar 2014,
Clough Global Opportunities Fund - Shares of Beneficial Interest (GLO) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,909,560 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Oxbow Advisors, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, 1607 Capital Partners, LLC, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, and Invesco Ltd..
This page lists
49
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
53
Q1 2014 holders
49
Holder diff
-4
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.