ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR)
CUSIP: 18469Q207
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Preferred
- Total 13F shares
- 1,718,681
- Share change
- +266,327
- Total reported value
- $40,730,000
- Price per share
- $23.70
- Number of holders
- 42
- Value change
- +$6,306,387
- Number of buys
- 16
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 18469Q207?
CUSIP 18469Q207 identifies CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred in SEC institutional holdings data.
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Recent filing periods for CUSIP 18469Q207:
Top shareholders of CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
244,130
|
$5,859,000 | — | 30 Sep 2021 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
141,651
|
$3,400,000 | — | 30 Sep 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
119,625
|
$2,871,000 | — | 30 Sep 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
112,219
|
$2,693,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
104,959
|
$2,519,000 | — | 30 Sep 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
86,414
|
$2,074,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
77,735
|
$1,866,000 | — | 30 Sep 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
—
class O/S missing
|
76,251
|
$1,830,000 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
58,854
|
$1,413,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
56,291
|
$1,351,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
51,399
|
$1,234,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
48,285
|
$1,159,000 | — | 30 Sep 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
35,390
|
$849,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
29,068
|
$697,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
28,278
|
$679,000 | — | 30 Sep 2021 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
22,466
|
$539,000 | — | 30 Sep 2021 | |
| Pegasus Partners Ltd. |
13F
|
Company |
—
class O/S missing
|
19,600
|
$470,000 | — | 30 Sep 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,040
|
$457,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
15,470
|
$371,000 | — | 30 Sep 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
14,997
|
$360,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,322
|
$343,000 | — | 30 Sep 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
10,560
|
$253,000 | — | 30 Sep 2021 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
9,789
|
$235,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
9,564
|
$230,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
9,049
|
$216,000 | — | 30 Sep 2021 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
9,000
|
$216,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
6,885
|
$165,000 | — | 30 Sep 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
5,875
|
$141,000 | — | 30 Sep 2021 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
—
class O/S missing
|
5,218
|
$125,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
3,573
|
$86,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
1,750
|
$42,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
1,715
|
$41,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
868
|
$21,000 | — | 30 Sep 2021 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
738
|
$18,000 | — | 30 Sep 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
398
|
$10,000 | — | 30 Sep 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
—
class O/S missing
|
315
|
$7,000 | — | 30 Sep 2021 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
295
|
$7,000 | — | 30 Sep 2021 | |
| Bogart Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
156
|
$4,000 | — | 30 Sep 2021 | |
| Private Capital Group, LLC |
13F
|
Company |
—
class O/S missing
|
102
|
$3,000 | — | 30 Sep 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
60
|
$1,000 | — | 30 Sep 2021 |
Institutional Holders of ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) as of Q4 2021
As of 31 Dec 2021,
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,718,681 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Raymond James Financial Services Advisors, Inc., Advisors Asset Management, Inc., Oxbow Advisors, LLC, Cornerstone Advisors, LLC, MORGAN STANLEY, STIFEL FINANCIAL CORP, Quantedge Capital Pte Ltd, WELLS FARGO & COMPANY/MN, and GUGGENHEIM CAPITAL LLC.
This page lists
42
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
39
Q4 2021 holders
42
Holder diff
3
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.