Security key
18469Q207
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR)
CUSIP: 18469Q207
Q4 2021 13F Holders as of 31 Dec 2021
- Security type / class
- Equity / Preferred
- Total 13F shares
- 1,718,681
- Total 13F value
- $40,730,000
- Share change
- +266,327
- SEC-reported price per share
- $23.70
- Number of holders
- 42
- Value change
- +$6,306,387
- Number of buys
- 16
- Number of sells
- 22
Report period
Q4 2021
Institutions
42
Top holders
10
CTR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2022
Previous quarter: Q3 2021
ClearBridge MLP & Midstream Total Return Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18469Q207
Recent filing periods:
Ownership snapshot
Top reported holders of CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Raymond James Financial S...
Disclosed value leader
Raymond James Financial S...
Comparable rows
0/15
Latest evidence
30 Sep 2021
13F
Highest disclosed value: $5,859,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Raymond James Financial Services Advisors, Inc. has the largest disclosed position value at $5.86M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Raymond James Financial Services Advisors, Inc.'s linked filing trail.
Disclosed position value
Top 5
Raymond James Financial Services ...
$5.86M
Oxbow Advisors, LLC
$3.4M
Advisors Asset Management, Inc.
$2.87M
Cornerstone Advisors, LLC
$2.69M
MORGAN STANLEY
$2.52M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$5,859,000
244,130 shares
|
— | 30 Sep 2021 |
| Oxbow Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$3,400,000
141,651 shares
|
— | 30 Sep 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,871,000
119,625 shares
|
— | 30 Sep 2021 |
| Cornerstone Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$2,693,000
112,219 shares
|
— | 30 Sep 2021 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$2,519,000
104,959 shares
|
— | 30 Sep 2021 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
—
class O/S missing
|
$2,074,000
86,414 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
42
Shares
1,718,681
Rows available
42
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
39
Q4 2021 holders
42
Holder diff
3
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend