ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR)
CUSIP: 18469Q207
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Preferred
- Total 13F shares
- 1,452,294
- Share change
- +83,004
- Total reported value
- $34,854,000
- Price per share
- $24.00
- Number of holders
- 39
- Value change
- +$1,991,676
- Number of buys
- 16
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 18469Q207?
CUSIP 18469Q207 identifies CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 18469Q207:
Top shareholders of CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
219,923
|
$5,579,000 | — | 30 Jun 2021 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
147,719
|
$3,748,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
120,467
|
$3,056,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
109,581
|
$2,780,000 | — | 30 Jun 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
85,914
|
$2,180,000 | — | 30 Jun 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
84,780
|
$2,151,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
78,200
|
$1,984,000 | — | 30 Jun 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
—
class O/S missing
|
69,277
|
$1,758,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
55,909
|
$1,418,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
53,254
|
$1,351,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
42,847
|
$1,087,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
42,819
|
$1,086,000 | — | 30 Jun 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
35,390
|
$904,000 | — | 30 Jun 2021 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
25,655
|
$651,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
24,000
|
$609,000 | — | 30 Jun 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,443
|
$519,000 | — | 30 Jun 2021 | |
| Pegasus Partners Ltd. |
13F
|
Company |
—
class O/S missing
|
19,600
|
$497,000 | — | 30 Jun 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
15,578
|
$395,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
15,176
|
$385,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
11,991
|
$304,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
11,088
|
$281,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
11,167
|
$271,000 | — | 30 Jun 2021 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
9,814
|
$249,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
9,521
|
$241,000 | — | 30 Jun 2021 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
9,000
|
$228,000 | — | 30 Jun 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
7,980
|
$202,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
6,622
|
$168,000 | — | 30 Jun 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
5,875
|
$149,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
5,567
|
$141,000 | — | 30 Jun 2021 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
—
class O/S missing
|
5,218
|
$132,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
2,693
|
$68,000 | — | 30 Jun 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
2,000
|
$50,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
1,392
|
$35,000 | — | 30 Jun 2021 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
736
|
$19,000 | — | 30 Jun 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
—
class O/S missing
|
485
|
$12,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
398
|
$10,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
380
|
$10,000 | — | 30 Jun 2021 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
295
|
$7,000 | — | 30 Jun 2021 | |
| Bogart Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
153
|
$4,000 | — | 30 Jun 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
153
|
$4,000 | — | 30 Jun 2021 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
—
class O/S missing
|
130
|
$3,000 | — | 30 Jun 2021 | |
| Private Capital Group, LLC |
13F
|
Company |
—
class O/S missing
|
100
|
$3,000 | — | 30 Jun 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
60
|
$2,000 | — | 30 Jun 2021 |
Institutional Holders of ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) as of Q3 2021
As of 30 Sep 2021,
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,452,294 shares.
The largest 10 holders included
Raymond James Financial Services Advisors, Inc., Oxbow Advisors, LLC, Advisors Asset Management, Inc., Cornerstone Advisors, LLC, MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, STIFEL FINANCIAL CORP, Quantedge Capital Pte Ltd, Private Advisor Group, LLC, and GUGGENHEIM CAPITAL LLC.
This page lists
39
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
43
Q3 2021 holders
39
Holder diff
-4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.