Security key
18469Q207
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR)
CUSIP: 18469Q207
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Preferred
- Total 13F shares
- 1,452,294
- Total 13F value
- $34,854,000
- Share change
- +83,004
- SEC-reported price per share
- $24.00
- Number of holders
- 39
- Value change
- +$1,991,676
- Number of buys
- 16
- Number of sells
- 19
Report period
Q3 2021
Institutions
39
Top holders
10
CTR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
ClearBridge MLP & Midstream Total Return Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18469Q207
Recent filing periods:
Ownership snapshot
Top reported holders of CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Raymond James Financial S...
Disclosed value leader
Raymond James Financial S...
Comparable rows
0/15
Latest evidence
30 Jun 2021
13F
Highest disclosed value: $5,579,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Raymond James Financial Services Advisors, Inc. has the largest disclosed position value at $5.58M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Raymond James Financial Services Advisors, Inc.'s linked filing trail.
Disclosed position value
Top 5
Raymond James Financial Services ...
$5.58M
Oxbow Advisors, LLC
$3.75M
MORGAN STANLEY
$3.06M
Advisors Asset Management, Inc.
$2.78M
SIT INVESTMENT ASSOCIATES INC
$2.18M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$5,579,000
219,923 shares
|
— | 30 Jun 2021 |
| Oxbow Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$3,748,000
147,719 shares
|
— | 30 Jun 2021 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$3,056,000
120,467 shares
|
— | 30 Jun 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,780,000
109,581 shares
|
— | 30 Jun 2021 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
—
class O/S missing
|
$2,180,000
85,914 shares
|
— | 30 Jun 2021 |
| Cornerstone Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$2,151,000
84,780 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
39
Shares
1,452,294
Rows available
39
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
43
Q3 2021 holders
39
Holder diff
-4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend