Security key
18469P209
ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO)
CUSIP: 18469P209
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,189,264
- Total 13F shares
- 4,859,952
- Share change
- +299,297
- Total reported value
- $106,022,342
- Price per share
- $21.84
- Number of holders
- 56
- Value change
- +$6,558,565
- Number of buys
- 17
- Number of sells
- 28
Report period
Q4 2021
Institutions
56
Top holders
10
EMO full security history
Newer quarter: Q1 2022
Previous quarter: Q3 2021
ClearBridge Energy Midstream Opportunity Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18469P209
Recent filing periods:
Top shareholders of EMO - ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| McGowan Group Asset Management, Inc. |
13F
|
Company |
4.2%
|
768,638
|
$16,795,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
2.7%
|
496,483
|
$10,848,000 | — | 30 Sep 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.6%
|
477,150
|
$10,550,000 | — | 30 Sep 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.7%
|
306,963
|
$6,707,000 | — | 30 Sep 2021 | |
| Matisse Capital |
13F
|
Company |
1.5%
|
276,900
|
$6,050,000 | — | 30 Sep 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
1.4%
|
260,193
|
$5,685,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.3%
|
242,486
|
$5,298,000 | — | 30 Sep 2021 | |
| Aristides Capital LLC |
13F
|
Company |
0.99%
|
179,937
|
$3,932,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.95%
|
172,310
|
$3,765,000 | — | 30 Sep 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.86%
|
157,016
|
$3,431,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.57%
|
102,998
|
$2,250,000 | — | 30 Sep 2021 | |
| TERRIL BROTHERS, INC. |
13F
|
Company |
0.49%
|
89,085
|
$1,947,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.44%
|
80,505
|
$1,759,000 | — | 30 Sep 2021 | |
| Rock Point Advisors, LLC |
13F
|
Company |
0.43%
|
78,141
|
$1,707,000 | — | 30 Sep 2021 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.4%
|
73,526
|
$1,607,000 | — | 30 Sep 2021 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
0.4%
|
72,880
|
$1,592,000 | — | 30 Sep 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.38%
|
69,094
|
$1,510,000 | — | 30 Sep 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.32%
|
58,299
|
$1,274,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.28%
|
50,326
|
$1,099,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.28%
|
50,044
|
$1,094,000 | — | 30 Sep 2021 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.22%
|
40,000
|
$874,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.22%
|
39,691
|
$867,000 | — | 30 Sep 2021 | |
| 6 Meridian |
13F
|
Company |
0.22%
|
39,204
|
$857,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.17%
|
31,213
|
$682,000 | — | 30 Sep 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.17%
|
30,912
|
$677,000 | — | 30 Sep 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.15%
|
27,899
|
$761,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.15%
|
27,298
|
$596,000 | — | 30 Sep 2021 | |
| Platform Technology Partners |
13F
|
Company |
0.14%
|
24,885
|
$544,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.14%
|
24,650
|
$546,000 | — | 30 Sep 2021 | |
| Quadrant Private Wealth Management, LLC |
13F
|
Company |
0.12%
|
22,003
|
$481,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.12%
|
21,507
|
$472,000 | — | 30 Sep 2021 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.11%
|
19,158
|
$419,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.09%
|
16,426
|
$359,000 | — | 30 Sep 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.09%
|
15,854
|
$346,000 | — | 30 Sep 2021 | |
| Laurel Wealth Advisors, Inc. |
13F
|
Company |
0.07%
|
12,608
|
$275,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
12,296
|
$269,000 | — | 30 Sep 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.05%
|
9,512
|
$208,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
9,174
|
$200,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.04%
|
8,161
|
$178,000 | — | 30 Sep 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.03%
|
5,156
|
$112,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.01%
|
2,500
|
$54,000 | — | 30 Sep 2021 | |
| ISLAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,161
|
$47,000 | — | 30 Sep 2021 | |
| CAROLINAS WEALTH CONSULTING LLC |
13F
|
Company |
0.01%
|
1,924
|
$42,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
706
|
$15,000 | — | 30 Sep 2021 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0%
|
318
|
$7,000 | — | 30 Sep 2021 | |
| CoreFirst Bank & Trust |
13F
|
Company |
0%
|
304
|
$7,000 | — | 30 Sep 2021 | |
| Tradition Wealth Management, LLC |
13F
|
Company |
0%
|
280
|
$6,000 | — | 30 Sep 2021 | |
| SITTNER & NELSON, LLC |
13F
|
Company |
0%
|
207
|
$5,000 | — | 30 Sep 2021 | |
| CENTRAL TRUST Co |
13F
|
Company |
0%
|
180
|
$4,000 | — | 30 Sep 2021 | |
| HARBOR INVESTMENT ADVISORY, LLC |
13F
|
Company |
0%
|
170
|
$4,000 | — | 30 Sep 2021 |
Institutional Holders of ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO) as of Q4 2021
As of 31 Dec 2021,
ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO) was held by
56 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,859,952 shares.
The largest 10 holders included
McGowan Group Asset Management, Inc., SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, Raymond James Financial Services Advisors, Inc., Cornerstone Advisors, LLC, Aristides Capital LLC, WOLVERINE ASSET MANAGEMENT LLC, Quantedge Capital Pte Ltd, and ROYAL BANK OF CANADA.
This page lists
56
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
52
Q4 2021 holders
56
Holder diff
4
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.