ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO)
CUSIP: 18469P209
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,189,264
- Total 13F shares
- 4,481,841
- Share change
- +113,572
- Total reported value
- $98,061,343
- Price per share
- $21.85
- Number of holders
- 52
- Value change
- +$2,453,498
- Number of buys
- 18
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 18469P209?
CUSIP 18469P209 identifies EMO - ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 18469P209:
Top shareholders of EMO - ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| McGowan Group Asset Management, Inc. |
13F
|
Company |
4.3%
|
786,617
|
$18,147,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
2.8%
|
502,355
|
$11,589,000 | — | 30 Jun 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
462,690
|
$10,674,000 | — | 30 Jun 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.6%
|
295,463
|
$6,816,000 | — | 30 Jun 2021 | |
| Matisse Capital |
13F
|
Company |
1.6%
|
295,271
|
$6,812,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.1%
|
205,467
|
$4,740,000 | — | 30 Jun 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
1%
|
189,540
|
$4,373,000 | — | 30 Jun 2021 | |
| Aristides Capital LLC |
13F
|
Company |
0.99%
|
179,937
|
$4,151,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.84%
|
152,417
|
$3,516,000 | — | 30 Jun 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.77%
|
139,619
|
$3,221,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.52%
|
93,965
|
$2,168,000 | — | 30 Jun 2021 | |
| TERRIL BROTHERS, INC. |
13F
|
Company |
0.5%
|
90,129
|
$2,079,000 | — | 30 Jun 2021 | |
| Rock Point Advisors, LLC |
13F
|
Company |
0.47%
|
85,248
|
$1,967,000 | — | 30 Jun 2021 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.4%
|
73,526
|
$1,696,000 | — | 30 Jun 2021 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
0.4%
|
72,880
|
$1,681,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.38%
|
69,686
|
$1,608,000 | — | 30 Jun 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.33%
|
59,722
|
$1,378,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.32%
|
59,060
|
$1,363,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.31%
|
56,907
|
$1,312,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.28%
|
50,096
|
$1,155,000 | — | 30 Jun 2021 | |
| 6 Meridian |
13F
|
Company |
0.27%
|
49,289
|
$1,137,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.26%
|
47,413
|
$1,094,000 | — | 30 Jun 2021 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.22%
|
40,000
|
$923,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.21%
|
37,368
|
$862,000 | — | 30 Jun 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.14%
|
25,912
|
$597,000 | — | 30 Jun 2021 | |
| Platform Technology Partners |
13F
|
Company |
0.13%
|
24,288
|
$560,000 | — | 30 Jun 2021 | |
| Quadrant Private Wealth Management, LLC |
13F
|
Company |
0.13%
|
23,212
|
$536,000 | — | 30 Jun 2021 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.12%
|
22,478
|
$519,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.12%
|
21,953
|
$506,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.12%
|
20,971
|
$484,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.11%
|
20,829
|
$481,000 | — | 30 Jun 2021 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.11%
|
19,409
|
$448,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
17,086
|
$394,000 | — | 30 Jun 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.09%
|
15,854
|
$370,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.07%
|
12,905
|
$298,000 | — | 30 Jun 2021 | |
| Laurel Wealth Advisors, Inc. |
13F
|
Company |
0.07%
|
12,608
|
$291,000 | — | 30 Jun 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.05%
|
9,074
|
$209,000 | — | 30 Jun 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.04%
|
8,161
|
$188,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.03%
|
5,156
|
$118,000 | — | 30 Jun 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
3,500
|
$80,000 | — | 30 Jun 2021 | |
| ISLAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,161
|
$50,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,082
|
$48,000 | — | 30 Jun 2021 | |
| CAROLINAS WEALTH CONSULTING LLC |
13F
|
Company |
0.01%
|
1,924
|
$44,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,032
|
$24,000 | — | 30 Jun 2021 | |
| Carol L. Colman |
3/4/5
|
Director |
—
class O/S missing
|
400
|
$13,480 | — | 07 Jun 2021 | |
| BBVA USA |
13F
|
Company |
0%
|
500
|
$12,000 | — | 30 Jun 2021 | |
| KELLY LAWRENCE W & ASSOCIATES INC/CA |
13F
|
Company |
—
class O/S missing
|
414
|
$10,000 | — | 30 Jun 2021 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0%
|
318
|
$7,000 | — | 30 Jun 2021 | |
| CoreFirst Bank & Trust |
13F
|
Company |
0%
|
304
|
$7,000 | — | 30 Jun 2021 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0%
|
276
|
$6,000 | — | 30 Jun 2021 |
Institutional Holders of ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO) as of Q3 2021
As of 30 Sep 2021,
ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO) was held by
52 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,481,841 shares.
The largest 10 holders included
McGowan Group Asset Management, Inc., MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, SIT INVESTMENT ASSOCIATES INC, Matisse Capital, Cornerstone Advisors, LLC, Raymond James Financial Services Advisors, Inc., Aristides Capital LLC, ROYAL BANK OF CANADA, and Quantedge Capital Pte Ltd.
This page lists
52
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
57
Q3 2021 holders
52
Holder diff
-5
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.