Security key
169373107
- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 7,014,494
- Share change
- -1,191,886
- Total reported value
- $128,293,134
- Price per share
- $18.28
- Number of holders
- 35
- Value change
- -$22,578,162
- Number of buys
- 12
- Number of sells
- 12
Report period
Q4 2021
Institutions
35
Top holders
10
CHN full security history
Newer quarter: Q1 2022
Previous quarter: Q3 2021
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
38%
|
3,632,799
|
$92,255,000 | — | 30 Sep 2021 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
1,371,590
|
$34,879,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
1,159,896
|
$29,496,000 | — | 30 Sep 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.4%
|
325,878
|
$8,287,000 | — | 30 Sep 2021 | |
| Karpus Management, Inc. |
13F
|
Company |
0.98%
|
94,438
|
$2,402,000 | — | 30 Sep 2021 | |
| Matisse Capital |
13F
|
Company |
0.83%
|
80,080
|
$2,036,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.73%
|
70,439
|
$1,791,000 | — | 30 Sep 2021 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
0.71%
|
68,399
|
$1,739,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.45%
|
43,267
|
$1,100,000 | — | 30 Sep 2021 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.43%
|
40,989
|
$1,042,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.4%
|
38,877
|
$988,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.2%
|
19,424
|
$494,000 | — | 30 Sep 2021 | |
| Bank Julius Baer & Co. Ltd, Zurich |
13F
|
Company |
0.15%
|
14,571
|
$371,000 | — | 30 Sep 2021 | |
| STRS OHIO |
13F
|
Company |
0.15%
|
14,230
|
$361,000 | — | 30 Sep 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.14%
|
13,285
|
$338,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.14%
|
13,187
|
$335,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.1%
|
9,654
|
$246,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
8,371
|
$213,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
3,923
|
$99,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
3,184
|
$81,000 | — | 30 Sep 2021 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0.02%
|
2,031
|
$52,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
1,620
|
$41,000 | — | 30 Sep 2021 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
1,529
|
$38,882 | — | 30 Sep 2021 | |
| RBC Europe Ltd |
13F
|
Company |
0.02%
|
1,447
|
$36,797 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
555
|
$14,000 | — | 30 Sep 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
500
|
$13,000 | — | 30 Sep 2021 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
395
|
$10,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
360
|
$9,000 | — | 30 Sep 2021 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
348
|
$9,000 | — | 30 Sep 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
260
|
$6,612 | — | 30 Sep 2021 | |
| Financial Perspectives, Inc |
13F
|
Company |
0%
|
133
|
$3,382 | — | 30 Sep 2021 | |
| Ranch Capital Advisors Inc. |
13F
|
Company |
0%
|
133
|
$3,000 | — | 30 Sep 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
80
|
$2,000 | — | 30 Sep 2021 | |
| George John Iwanicki Jr. |
3/4/5
|
Director |
—
class O/S missing
|
1,100
|
$18,761 | — | 27 Dec 2019 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q4 2021
As of 31 Dec 2021,
China Fund Inc/The - Equity (CHN) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,014,494 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, Allspring Global Investments Holdings, LLC, 1607 Capital Partners, LLC, Karpus Management, Inc., IAT REINSURANCE CO LTD., MORGAN STANLEY, FIRST WILSHIRE SECURITIES MANAGEMENT INC, Shaker Financial Services, LLC, and BDO Wealth Advisors, LLC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
33
Q4 2021 holders
35
Holder diff
2
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.