Security key
169373107
- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 7,035,872
- Share change
- +52,424
- Total reported value
- $178,791,673
- Price per share
- $25.43
- Number of holders
- 33
- Value change
- +$1,222,314
- Number of buys
- 10
- Number of sells
- 13
Report period
Q3 2021
Institutions
33
Top holders
10
CHN full security history
Newer quarter: Q4 2021
Previous quarter: Q2 2021
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
37%
|
3,562,259
|
$108,756,000 | — | 30 Jun 2021 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
1,318,611
|
$40,217,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
1,155,274
|
$35,236,000 | — | 30 Jun 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.6%
|
342,997
|
$10,461,000 | — | 30 Jun 2021 | |
| Karpus Management, Inc. |
13F
|
Company |
1.4%
|
134,971
|
$4,117,000 | — | 30 Jun 2021 | |
| Matisse Capital |
13F
|
Company |
0.87%
|
83,434
|
$2,545,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.73%
|
70,684
|
$2,156,000 | — | 30 Jun 2021 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
0.71%
|
68,399
|
$2,086,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.48%
|
45,974
|
$1,402,000 | — | 30 Jun 2021 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.43%
|
41,155
|
$1,255,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
33,694
|
$1,028,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.17%
|
16,621
|
$506,000 | — | 30 Jun 2021 | |
| Bank Julius Baer & Co. Ltd, Zurich |
13F
|
Company |
0.15%
|
14,557
|
$444,000 | — | 30 Jun 2021 | |
| STRS OHIO |
13F
|
Company |
0.15%
|
14,230
|
$434,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.14%
|
13,285
|
$405,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.14%
|
13,187
|
$402,000 | — | 30 Jun 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.12%
|
11,162
|
$340,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.1%
|
9,597
|
$293,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
8,371
|
$255,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.06%
|
5,382
|
$164,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
3,123
|
$95,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
2,684
|
$82,000 | — | 30 Jun 2021 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
2,336
|
$71,000 | — | 30 Jun 2021 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0.02%
|
2,031
|
$62,000 | — | 30 Jun 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
1,705
|
$52,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
1,620
|
$49,000 | — | 30 Jun 2021 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
1,529
|
$46,635 | — | 30 Jun 2021 | |
| RBC Europe Ltd |
13F
|
Company |
0.02%
|
1,447
|
$44,134 | — | 30 Jun 2021 | |
| George John Iwanicki Jr. |
3/4/5
|
Director |
—
class O/S missing
|
1,100
|
$18,761 | — | 27 Dec 2019 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
555
|
$17,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
500
|
$15,000 | — | 30 Jun 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
400
|
$12,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
360
|
$11,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
360
|
$11,000 | — | 30 Jun 2021 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
348
|
$11,000 | — | 30 Jun 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
260
|
$7,930 | — | 30 Jun 2021 | |
| Financial Perspectives, Inc |
13F
|
Company |
0%
|
133
|
$4,057 | — | 30 Jun 2021 | |
| Ranch Capital Advisors Inc. |
13F
|
Company |
0%
|
133
|
$4,000 | — | 30 Jun 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
80
|
$2,000 | — | 30 Jun 2021 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q3 2021
As of 30 Sep 2021,
China Fund Inc/The - Equity (CHN) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,035,872 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Karpus Management, Inc., Matisse Capital, Shaker Financial Services, LLC, IAT REINSURANCE CO LTD., MORGAN STANLEY, and FIRST WILSHIRE SECURITIES MANAGEMENT INC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
38
Q3 2021 holders
33
Holder diff
-5
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.