Security key
169373107
- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 6,244,647
- Share change
- +50,884
- Total reported value
- $121,114,927
- Price per share
- $19.41
- Number of holders
- 36
- Value change
- +$983,721
- Number of buys
- 9
- Number of sells
- 9
Report period
Q3 2019
Institutions
36
Top holders
10
CHN full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
30%
|
2,886,233
|
$58,461,000 | — | 30 Jun 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
11%
|
1,017,125
|
$20,586,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
10%
|
970,963
|
$19,652,000 | — | 30 Jun 2019 | |
| Aberdeen Group plc |
13F
|
Company |
3%
|
287,763
|
$5,829,000 | — | 30 Jun 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.7%
|
259,292
|
$5,248,000 | — | 30 Jun 2019 | |
| Karpus Management, Inc. |
13F
|
Company |
2.2%
|
210,574
|
$4,262,000 | — | 30 Jun 2019 | |
| CSS LLC/IL |
13F
|
Company |
1.6%
|
153,899
|
$3,115,000 | — | 30 Jun 2019 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
0.71%
|
68,399
|
$1,384,000 | — | 30 Jun 2019 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.61%
|
58,746
|
$1,189,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.59%
|
57,020
|
$1,154,000 | — | 30 Jun 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.44%
|
42,857
|
$867,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.44%
|
42,694
|
$864,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.3%
|
28,947
|
$586,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.3%
|
28,856
|
$584,000 | — | 30 Jun 2019 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
20,265
|
$410,000 | — | 30 Jun 2019 | |
| STRS OHIO |
13F
|
Company |
0.15%
|
14,230
|
$288,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.14%
|
13,233
|
$268,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
9,418
|
$190,000 | — | 30 Jun 2019 | |
| Intercontinental Wealth Advisors, LLC |
13F
|
Company |
0.04%
|
4,133
|
$84,000 | — | 30 Jun 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
2,496
|
$51,000 | — | 30 Jun 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
2,336
|
$47,000 | — | 30 Jun 2019 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,230
|
$45,135 | — | 30 Jun 2019 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0.02%
|
2,031
|
$41,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
2,011
|
$42,000 | — | 30 Jun 2019 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
0.02%
|
2,000
|
$40,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
1,855
|
$38,000 | — | 30 Jun 2019 | |
| RBC Europe Ltd |
13F
|
Company |
0.02%
|
1,447
|
$29,287 | — | 30 Jun 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
1,343
|
$27,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
555
|
$11,000 | — | 30 Jun 2019 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
303
|
$6,000 | — | 30 Jun 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
260
|
$5,262 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
207
|
$4,000 | — | 30 Jun 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
198
|
$4,000 | — | 30 Jun 2019 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q3 2019
As of 30 Sep 2019,
China Fund Inc/The - Equity (CHN) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,244,647 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Standard Life Aberdeen plc, 1607 Capital Partners, LLC, Karpus Management, Inc., CSS LLC/IL, IAT REINSURANCE CO LTD., FIRST WILSHIRE SECURITIES MANAGEMENT INC, and Shaker Financial Services, LLC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
33
Q3 2019 holders
36
Holder diff
3
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.