Security key
169373107
- Security type / class
- Equity / Equity
- Total 13F shares
- 6,401,646
- Total 13F value
- $134,955,992
- Share change
- +103,942
- SEC-reported price per share
- $21.09
- Number of holders
- 39
- Value change
- +$2,208,594
- Number of buys
- 13
- Number of sells
- 14
- Shares outstanding
- 9,640,234
Holder snapshot
6 signals
Security identity
1 source field
Report period
Q4 2019
Institutions
39
Top holders
10
CHN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2020
Previous quarter: Q3 2019
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Ownership snapshot
Top reported holders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
CITY OF LONDON INVESTMENT...
Disclosed value leader
CITY OF LONDON INVESTMENT...
Comparable rows
15/15
Latest evidence
30 Sep 2019
13F
Lead comparable stake: 32%
Showing 1-6 of 15 holder rows.
Quick read
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD leads the comparable SEC ownership view at 32%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
CITY OF LONDON INVESTMENT MANAGEM...
32%
LAZARD ASSET MANAGEMENT LLC
11%
WELLS FARGO & COMPANY/MN
8.8%
Aberdeen Group plc
3%
1607 Capital Partners, LLC
2.7%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
32%
|
$59,339,000
3,061,861 shares
|
— | 30 Sep 2019 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
11%
|
$20,105,000
1,035,850 shares
|
— | 30 Sep 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
8.8%
|
$16,465,000
848,252 shares
|
— | 30 Sep 2019 |
| Aberdeen Group plc |
13F
Company
|
3%
|
$5,585,000
287,763 shares
|
— | 30 Sep 2019 |
| 1607 Capital Partners, LLC |
13F
Company
|
2.7%
|
$5,006,000
257,892 shares
|
— | 30 Sep 2019 |
| Karpus Management, Inc. |
13F
Company
|
2.1%
|
$4,004,000
206,271 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
39
Shares
6,401,646
Rows available
39
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
36
Q4 2019 holders
39
Holder diff
3
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend