Security key
153501101
- Type / Class
- Equity / COM
- Total 13F shares
- 1,658,318
- Share change
- -6,078,898
- Total reported value
- $24,311,298
- Price per share
- $14.66
- Number of holders
- 7
- Value change
- -$86,278,370
- Number of buys
- 2
- Number of sells
- 21
Report period
Q4 2019
Institutions
7
Top holders
7
CEF full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Sprott Physical Gold & Silver Trust SEC filings
Sprott Physical Gold & Silver Trust company facts
Broader feeds
Reporting periods
Holder history for CUSIP 153501101
Recent filing periods:
Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
4,158,543
|
$58,927,000 | — | 30 Sep 2019 | |
| CENTRAL TRUST Co |
13F
|
Company |
—
class O/S missing
|
2,096,042
|
$29,702,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,066,667
|
$29,283,000 | — | 30 Sep 2019 | |
| MANAGED ASSET PORTFOLIOS, LLC |
13F
|
Company |
—
class O/S missing
|
1,500,017
|
$21,255,000 | — | 30 Sep 2019 | |
| Hunting Hill Global Capital, LLC |
13F
|
Company |
—
class O/S missing
|
1,294,763
|
$18,347,000 | — | 30 Sep 2019 | |
| Artemis Investment Management LLP |
13F
|
Company |
—
class O/S missing
|
1,220,000
|
$17,259,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,075,801
|
$15,244,000 | — | 30 Sep 2019 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,075,000
|
$15,233,000 | — | 30 Sep 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,015,031
|
$14,383,000 | — | 30 Sep 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
mixed-class rows
|
948,774
mixed-class rows
|
$13,561,000 | — | 30 Sep 2019 | |
| ANTIPODES PARTNERS Ltd |
13F
|
Company |
—
class O/S missing
|
925,055
|
$13,108,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
876,304
|
$12,417,000 | — | 30 Sep 2019 | |
| PERISCOPE CAPITAL INC. |
13F
|
Company |
—
class O/S missing
|
804,684
|
$11,403,000 | — | 30 Sep 2019 | |
| Cheviot Value Management, LLC |
13F
|
Company |
—
class O/S missing
|
775,868
|
$10,994,000 | — | 30 Sep 2019 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
723,070
|
$10,246,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
636,619
|
$9,021,000 | — | 30 Sep 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
634,739
|
$8,994,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
623,330
|
$8,833,000 | — | 30 Sep 2019 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
583,328
|
$8,266,000 | — | 30 Sep 2019 | |
| HOWLAND CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
556,316
|
$7,883,000 | — | 30 Sep 2019 | |
| Cowen Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
513,096
|
$7,271,000 | — | 30 Sep 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
512,678
|
$7,265,000 | — | 30 Sep 2019 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
487,864
|
$6,913,000 | — | 30 Sep 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
447,429
|
$6,340,000 | — | 30 Sep 2019 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
436,233
|
$6,181,000 | — | 30 Sep 2019 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
mixed-class rows
|
388,374
mixed-class rows
|
$5,504,000 | — | 30 Sep 2019 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
387,745
|
$5,494,000 | — | 30 Sep 2019 | |
| Cannell & Co. |
13F
|
Company |
—
class O/S missing
|
385,100
|
$5,457,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
339,337
|
$4,813,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
332,807
|
$4,715,000 | — | 30 Sep 2019 | |
| BOURGEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
285,015
|
$4,039,000 | — | 30 Sep 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
272,400
|
$3,860,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
268,567
|
$3,806,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
260,916
|
$3,697,000 | — | 30 Sep 2019 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
258,327
|
$3,660,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
254,467
|
$3,605,000 | — | 30 Sep 2019 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
242,347
|
$3,434,000 | — | 30 Sep 2019 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
239,178
|
$3,389,000 | — | 30 Sep 2019 | |
| Livingston Group Asset Management CO (operating as Southport Capital Management) |
13F
|
Company |
—
class O/S missing
|
234,766
|
$3,327,000 | — | 30 Sep 2019 | |
| Peak Financial Management, Inc. |
13F
|
Company |
—
mixed-class rows
|
228,680
mixed-class rows
|
$3,240,000 | — | 30 Sep 2019 | |
| BBVA USA Bancshares, Inc. |
13F
|
Company |
—
class O/S missing
|
206,605
|
$2,928,000 | — | 30 Sep 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
206,081
|
$2,923,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
192,500
|
$2,694,000 | — | 30 Sep 2019 | |
| MARATHON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
189,698
|
$2,688,000 | — | 30 Sep 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
189,491
|
$2,685,000 | — | 30 Sep 2019 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
mixed-class rows
|
184,456
mixed-class rows
|
$2,614,000 | — | 30 Sep 2019 | |
| VAN DEN BERG MANAGEMENT I, INC |
13F
|
Company |
—
class O/S missing
|
162,945
|
$2,309,000 | — | 30 Sep 2019 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
—
class O/S missing
|
159,500
|
$2,260,000 | — | 30 Sep 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
157,830
|
$2,236,000 | — | 30 Sep 2019 | |
| CHASE INVESTMENT COUNSEL CORP |
13F
|
Company |
—
class O/S missing
|
120,430
|
$1,706,000 | — | 30 Sep 2019 |
Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q4 2019
As of 31 Dec 2019,
Sprott Physical Gold & Silver - COM (CEF) was held by
7 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,658,318 shares.
The largest 7 holders included
ANTIPODES PARTNERS Ltd, Cheviot Value Management, LLC, A. D. Beadell Investment Counsel, Inc., CHARTIST INC /CA/, NORTH STAR ASSET MANAGEMENT INC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, and JNBA Financial Advisors.
This page lists
7
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
26
Q4 2019 holders
7
Holder diff
-19
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.