Security key
153501101
- Type / Class
- Equity / COM
- Total 13F shares
- 7,737,216
- Share change
- -638,097
- Total reported value
- $109,695,298
- Price per share
- $14.17
- Number of holders
- 26
- Value change
- -$8,970,463
- Number of buys
- 8
- Number of sells
- 12
Report period
Q3 2019
Institutions
26
Top holders
10
CEF full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Sprott Physical Gold & Silver Trust SEC filings
Sprott Physical Gold & Silver Trust company facts
Broader feeds
Reporting periods
Holder history for CUSIP 153501101
Recent filing periods:
Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
5,956,742
|
$78,808,000 | — | 30 Jun 2019 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
4,158,543
|
$55,018,000 | — | 30 Jun 2019 | |
| CENTRAL TRUST Co |
13F
|
Company |
—
class O/S missing
|
2,060,437
|
$27,094,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,841,865
|
$24,367,000 | — | 30 Jun 2019 | |
| ANTIPODES PARTNERS Ltd |
13F
|
Company |
—
class O/S missing
|
1,725,487
|
$22,828,000 | — | 30 Jun 2019 | |
| MANAGED ASSET PORTFOLIOS, LLC |
13F
|
Company |
—
class O/S missing
|
1,445,484
|
$19,123,000 | — | 30 Jun 2019 | |
| Artemis Investment Management LLP |
13F
|
Company |
—
class O/S missing
|
1,400,000
|
$18,496,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,266,365
|
$16,755,000 | — | 30 Jun 2019 | |
| Hunting Hill Global Capital, LLC |
13F
|
Company |
—
class O/S missing
|
904,673
|
$11,969,000 | — | 30 Jun 2019 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
901,642
|
$11,929,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
813,870
|
$10,767,000 | — | 30 Jun 2019 | |
| PERISCOPE CAPITAL INC. |
13F
|
Company |
—
class O/S missing
|
801,684
|
$10,606,000 | — | 30 Jun 2019 | |
| Cheviot Value Management, LLC |
13F
|
Company |
—
class O/S missing
|
793,990
|
$10,504,000 | — | 30 Jun 2019 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
723,070
|
$9,566,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
708,155
|
$9,369,000 | — | 30 Jun 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
654,189
|
$8,655,000 | — | 30 Jun 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
635,607
|
$8,409,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
631,841
|
$8,359,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
615,092
|
$8,138,000 | — | 30 Jun 2019 | |
| HOWLAND CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
540,881
|
$7,156,000 | — | 30 Jun 2019 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
526,798
|
$6,969,000 | — | 30 Jun 2019 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
467,023
|
$6,179,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
456,835
|
$6,044,000 | — | 30 Jun 2019 | |
| Cannell & Co. |
13F
|
Company |
—
class O/S missing
|
385,100
|
$5,095,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
374,425
|
$4,954,000 | — | 30 Jun 2019 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
mixed-class rows
|
353,874
mixed-class rows
|
$4,682,000 | — | 30 Jun 2019 | |
| COWEN INC. |
13F
|
Company |
—
class O/S missing
|
347,094
|
$4,592,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
mixed-class rows
|
344,940
mixed-class rows
|
$4,564,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
326,739
|
$4,435,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
mixed-class rows
|
289,893
mixed-class rows
|
$3,797,000 | — | 30 Jun 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
272,400
|
$3,604,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
265,620
|
$3,514,000 | — | 30 Jun 2019 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
236,457
|
$3,128,000 | — | 30 Jun 2019 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
225,142
|
$2,978,000 | — | 30 Jun 2019 | |
| Peak Financial Management, Inc. |
13F
|
Company |
—
mixed-class rows
|
224,000
mixed-class rows
|
$2,964,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
215,050
|
$2,827,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
211,414
|
$2,804,000 | — | 30 Jun 2019 | |
| Livingston Group Asset Management CO (operating as Southport Capital Management) |
13F
|
Company |
—
class O/S missing
|
208,380
|
$2,757,000 | — | 30 Jun 2019 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
207,901
|
$2,751,000 | — | 30 Jun 2019 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
mixed-class rows
|
196,286
mixed-class rows
|
$2,738,000 | — | 30 Jun 2019 | |
| BBVA USA Bancshares, Inc. |
13F
|
Company |
—
class O/S missing
|
206,605
|
$2,733,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
197,524
|
$2,613,000 | — | 30 Jun 2019 | |
| MARATHON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
189,198
|
$2,503,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
181,958
|
$2,407,000 | — | 30 Jun 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
180,546
|
$2,388,000 | — | 30 Jun 2019 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
—
class O/S missing
|
159,500
|
$2,110,000 | — | 30 Jun 2019 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
—
class O/S missing
|
124,174
|
$1,635,000 | — | 30 Jun 2019 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
—
class O/S missing
|
122,622
|
$1,622,585 | — | 30 Jun 2019 | |
| CHASE INVESTMENT COUNSEL CORP |
13F
|
Company |
—
class O/S missing
|
120,830
|
$1,598,000 | — | 30 Jun 2019 | |
| TIAA, FSB |
13F
|
Company |
—
class O/S missing
|
113,598
|
$1,503,000 | — | 30 Jun 2019 |
Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q3 2019
As of 30 Sep 2019,
Sprott Physical Gold & Silver - COM (CEF) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,737,216 shares.
The largest 10 holders included
Parallax Volatility Advisers, L.P., ANTIPODES PARTNERS Ltd, Cheviot Value Management, LLC, Evanson Asset Management, LLC, Private Advisor Group, LLC, Mutual Advisors, LLC, Marathon Capital Management, Peak Financial Management, Inc., TELEMUS CAPITAL, LLC, and A. D. Beadell Investment Counsel, Inc..
This page lists
26
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
30
Q3 2019 holders
26
Holder diff
-4
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.