What does CUSIP 153501101 represent in this 13F holders report?

CUSIP 153501101 is the security identifier for CEF - Sprott Physical Gold & Silver - COM used to aggregate holder disclosures.

How many institutions held CEF - Sprott Physical Gold & Silver - COM in Q3 2018?

42 institutional investors reported CEF - Sprott Physical Gold & Silver - COM for Q3 2018. Use the holders table for investor-level position and value details.

Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class: Equity / COM
Total 13F shares: 9,844,132
Share change: -294,124
Total reported value: $114,980,581
Price per share: $11.68
Number of holders: 42
Value change: -$3,949,098
Number of buys: 10
Number of sells: 25

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

Need full ownership history?
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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2018
Previous quarter: Q2 2018

Recent filing periods for CUSIP 153501101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Cornerstone Wealth Management, LLC	13F	Company	— class O/S missing	690,763	$55,662,000	—	30 Jun 2018	13F
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	4,158,543	$52,107,000	—	30 Jun 2018	13F
MORGAN STANLEY	13F	Company	— mixed-class rows	2,504,974 mixed-class rows	$31,392,000	—	30 Jun 2018	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,858,265	$23,284,000	—	30 Jun 2018	13F
ANTIPODES PARTNERS Ltd	13F	Company	— class O/S missing	1,437,236	$18,008,000	—	30 Jun 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	1,386,226	$17,370,000	—	30 Jun 2018	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	1,360,607	$17,051,000	—	30 Jun 2018	13F
Alpine Global Management, LLC	13F	Company	— class O/S missing	1,193,996	$14,961,000	—	30 Jun 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	1,060,753	$13,291,000	—	30 Jun 2018	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	1,059,700	$13,278,000	—	30 Jun 2018	13F
Cheviot Value Management, LLC	13F	Company	— class O/S missing	944,283	$11,832,000	—	30 Jun 2018	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	890,496	$11,158,000	—	30 Jun 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	859,421	$10,768,000	—	30 Jun 2018	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	851,882	$10,674,000	—	30 Jun 2018	13F
Weiss Asset Management LP	13F	Company	— class O/S missing	805,677	$10,095,000	—	30 Jun 2018	13F
COWEN INC.	13F	Company	— class O/S missing	802,390	$10,054,000	—	30 Jun 2018	13F
PERISCOPE CAPITAL INC.	13F	Company	— class O/S missing	796,462	$9,979,000	—	30 Jun 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	771,992	$9,673,000	—	30 Jun 2018	13F
OTA Financial Group L.P.	13F	Company	— class O/S missing	716,405	$8,976,000	—	30 Jun 2018	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	664,612	$8,327,000	—	30 Jun 2018	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	613,987	$7,693,000	—	30 Jun 2018	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	596,748	$7,477,000	—	30 Jun 2018	13F
Jaffetilchin Investment Partners, LLC	13F	Company	— class O/S missing	527,477	$6,609,000	—	30 Jun 2018	13F
Fiduciary Trust Co International of Pennsylvania	13F	Company	— class O/S missing	512,800	$6,425,000	—	30 Jun 2018	13F
HOWLAND CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	506,572	$6,347,000	—	30 Jun 2018	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	488,207	$6,117,000	—	30 Jun 2018	13F
Opera Trading Capital	13F	Company	— class O/S missing	484,679	$6,097,000	—	30 Jun 2018	13F
Federation Des Caisses Desjardins du Quebec	13F	Individual	— class O/S missing	484,835	$6,093,786	—	30 Jun 2018	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	437,244	$5,479,000	—	30 Jun 2018	13F
NICOLA WEALTH MANAGEMENT LTD.	13F	Company	— class O/S missing	325,000	$5,362,000	—	30 Jun 2018	13F
K2 PRINCIPAL FUND, L.P.	13F	Company	— class O/S missing	399,456	$5,013,000	—	30 Jun 2018	13F
Fore Capital, LLC	13F	Company	— class O/S missing	370,400	$4,641,000	—	30 Jun 2018	13F
UBS Group AG	13F	Company	— class O/S missing	336,652	$4,218,000	—	30 Jun 2018	13F
Cannell & Co.	13F	Company	— class O/S missing	318,100	$3,986,000	—	30 Jun 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— mixed-class rows	291,740 mixed-class rows	$3,857,000	—	30 Jun 2018	13F
Mariner, LLC	13F	Company	— mixed-class rows	295,806 mixed-class rows	$3,706,000	—	30 Jun 2018	13F
M Holdings Securities, Inc.	13F	Company	— class O/S missing	295,140	$3,698,000	—	30 Jun 2018	13F
Mutual Advisors, LLC	13F	Company	— mixed-class rows	290,384 mixed-class rows	$3,638,000	—	30 Jun 2018	13F
SCOTIA CAPITAL INC.	13F	Company	— class O/S missing	278,426	$3,599,000	—	30 Jun 2018	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	272,400	$3,413,000	—	30 Jun 2018	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	246,744	$3,091,000	—	30 Jun 2018	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	240,626	$3,015,000	—	30 Jun 2018	13F
LPL Financial LLC	13F	Company	— class O/S missing	239,765	$3,004,000	—	30 Jun 2018	13F
TELEMUS CAPITAL, LLC	13F	Company	— mixed-class rows	235,820 mixed-class rows	$2,954,000	—	30 Jun 2018	13F
BB&T SECURITIES, LLC	13F	Company	— class O/S missing	218,496	$2,738,000	—	30 Jun 2018	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	207,411	$2,607,000	—	30 Jun 2018	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	198,030	$2,487,000	—	30 Jun 2018	13F
MARATHON CAPITAL MANAGEMENT	13F	Company	— class O/S missing	197,873	$2,479,000	—	30 Jun 2018	13F
Greylin Investment Management, Inc	13F	Company	— class O/S missing	190,300	$2,384,000	—	30 Jun 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	190,165	$2,383,000	—	30 Jun 2018	13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q3 2018

As of 30 Sep 2018, Sprott Physical Gold & Silver - COM (CEF) was held by 42 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,844,132 shares. The largest 10 holders included Parallax Volatility Advisers, L.P., ANTIPODES PARTNERS Ltd, Cheviot Value Management, LLC, Evanson Asset Management, LLC, HOWLAND CAPITAL MANAGEMENT LLC, Jaffetilchin Investment Partners, LLC, Opera Trading Capital, Marathon Capital Management, Mutual Advisors, LLC, and GREYLIN INVESTMENT MANGEMENT INC. This page lists 42 institutional shareholders reporting positions in this security for the Q3 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders

Q3 2018 holders

Holder diff

-2

Investor	Q2 2018 Shares	Q3 2018 Shares	Share Diff	Share Chg %	Q2 2018 Value $	Q3 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.