- Type / Class
- Equity / COM
- Total 13F shares
- 56,821,500
- Share change
- +3,972,207
- Total reported value
- $677,762,698
- Price per share
- $11.93
- Number of holders
- 190
- Value change
- +$47,493,424
- Number of buys
- 66
- Number of sells
- 83
Quarterly Holders Quick Answers
What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 153501101:
Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
4,897,124
|
$56,708,000 | — | 31 Dec 2014 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
4,385,701
|
$50,786,000 | — | 31 Dec 2014 | |
| Allianz Asset Management GmbH |
13F
|
Company |
—
class O/S missing
|
4,099,000
|
$47,466,000 | — | 31 Dec 2014 | |
| CAPSTONE INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
2,607,254
|
$30,192,000 | — | 31 Dec 2014 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
1,839,961
|
$21,307,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,334,966
|
$15,459,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,101,259
|
$12,753,000 | — | 31 Dec 2014 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,099,226
|
$12,729,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
983,754
|
$11,393,000 | — | 31 Dec 2014 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
877,580
|
$10,162,000 | — | 31 Dec 2014 | |
| Cheviot Value Management, LLC |
13F
|
Company |
—
class O/S missing
|
864,603
|
$10,012,000 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
852,986
|
$9,902,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
774,446
|
$8,968,000 | — | 31 Dec 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
767,313
|
$8,889,000 | — | 31 Dec 2014 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
704,537
|
$8,159,000 | — | 31 Dec 2014 | |
| Paloma Partners Management Co |
13F
|
Company |
—
class O/S missing
|
670,000
|
$7,759,000 | — | 31 Dec 2014 | |
| AGF INVESTMENTS INC. |
13F
|
Company |
—
class O/S missing
|
661,236
|
$7,653,000 | — | 31 Dec 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
657,365
|
$7,612,000 | — | 31 Dec 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
643,100
|
$7,447,000 | — | 31 Dec 2014 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
622,572
|
$7,209,000 | — | 31 Dec 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
620,778
|
$7,189,000 | — | 31 Dec 2014 | |
| EVERGREEN CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
573,600
|
$7,061,000 | — | 31 Dec 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
608,383
|
$7,045,000 | — | 31 Dec 2014 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
594,988
|
$6,890,000 | — | 31 Dec 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
594,616
|
$6,885,000 | — | 31 Dec 2014 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
470,026
|
$5,462,000 | — | 31 Dec 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
468,875
|
$5,430,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
446,773
|
$5,173,000 | — | 31 Dec 2014 | |
| Oppenheimer & Close, LLC |
13F
|
Company |
—
class O/S missing
|
440,000
|
$5,095,000 | — | 31 Dec 2014 | |
| CYPRESS CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
415,500
|
$4,811,000 | — | 31 Dec 2014 | |
| New Harbor Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
414,481
|
$4,800,000 | — | 31 Dec 2014 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
395,900
|
$4,782,000 | — | 31 Dec 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
365,008
|
$4,227,000 | — | 31 Dec 2014 | |
| Greylin Investment Management, Inc |
13F
|
Company |
—
class O/S missing
|
306,525
|
$3,550,000 | — | 31 Dec 2014 | |
| VALLEY FORGE ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
303,892
|
$3,519,000 | — | 31 Dec 2014 | |
| Assured Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
300,000
|
$3,474,000 | — | 31 Dec 2014 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
288,720
|
$3,343,000 | — | 31 Dec 2014 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
281,077
|
$3,251,000 | — | 31 Dec 2014 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
280,747
|
$3,251,000 | — | 31 Dec 2014 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
—
class O/S missing
|
280,000
|
$3,242,000 | — | 31 Dec 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
270,784
|
$3,132,000 | — | 31 Dec 2014 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
—
class O/S missing
|
250,618
|
$2,902,000 | — | 31 Dec 2014 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
242,402
|
$2,807,015 | — | 31 Dec 2014 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
237,412
|
$2,749,000 | — | 31 Dec 2014 | |
| Counsel Portfolio Services Inc. |
13F
|
Company |
—
class O/S missing
|
209,605
|
$2,425,000 | — | 31 Dec 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
192,921
|
$2,386,000 | — | 31 Dec 2014 | |
| PORTOLA GROUP INC /CA |
13F
|
Company |
—
class O/S missing
|
185,850
|
$2,152,000 | — | 31 Dec 2014 | |
| Barry Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
173,858
|
$2,013,000 | — | 31 Dec 2014 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
172,165
|
$1,993,000 | — | 31 Dec 2014 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
166,739
|
$1,931,000 | — | 31 Dec 2014 |
Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q1 2015
As of 31 Mar 2015,
Sprott Physical Gold & Silver - COM (CEF) was held by
190 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
56,821,500 shares.
The largest 10 holders included
Smith Affiliated Capital Corp., Parallax Volatility Advisers, L.P., MORGAN STANLEY, Allianz Asset Management AG, Neuberger Berman Group LLC, Artemis Investment Management LLP, GREAT WEST LIFE ASSURANCE CO /CAN/, CAPSTONE INVESTMENT ADVISORS, LLC, WELLS FARGO & COMPANY/MN, and Polar Securities Inc..
This page lists
190
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
189
Q1 2015 holders
190
Holder diff
1
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.