Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q1 2015 13F Holders as of 31 Mar 2015

Type / Class
Equity / COM
Total 13F shares
56,821,500
Share change
+3,972,207
Total reported value
$677,762,698
Price per share
$11.93
Number of holders
190
Value change
+$47,493,424
Number of buys
66
Number of sells
83

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
class O/S missing
4,897,124
$56,708,000 31 Dec 2014
13F
Parallax Volatility Advisers, L.P.
13F
Company
class O/S missing
4,385,701
$50,786,000 31 Dec 2014
13F
Allianz Asset Management GmbH
13F
Company
class O/S missing
4,099,000
$47,466,000 31 Dec 2014
13F
CAPSTONE INVESTMENT ADVISORS, LLC
13F
Company
class O/S missing
2,607,254
$30,192,000 31 Dec 2014
13F
Polar Asset Management Partners Inc.
13F
Company
class O/S missing
1,839,961
$21,307,000 31 Dec 2014
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
1,334,966
$15,459,000 31 Dec 2014
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
1,101,259
$12,753,000 31 Dec 2014
13F
Alpine Global Management, LLC
13F
Company
class O/S missing
1,099,226
$12,729,000 31 Dec 2014
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
983,754
$11,393,000 31 Dec 2014
13F
Evanson Asset Management, LLC
13F
Company
class O/S missing
877,580
$10,162,000 31 Dec 2014
13F
Cheviot Value Management, LLC
13F
Company
class O/S missing
864,603
$10,012,000 31 Dec 2014
13F
CITIGROUP INC
13F
Company
class O/S missing
852,986
$9,902,000 31 Dec 2014
13F
LPL Financial LLC
13F
Company
class O/S missing
774,446
$8,968,000 31 Dec 2014
13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
class O/S missing
767,313
$8,889,000 31 Dec 2014
13F
Pekin Hardy Strauss, Inc.
13F
Company
class O/S missing
704,537
$8,159,000 31 Dec 2014
13F
Paloma Partners Management Co
13F
Company
class O/S missing
670,000
$7,759,000 31 Dec 2014
13F
AGF INVESTMENTS INC.
13F
Company
class O/S missing
661,236
$7,653,000 31 Dec 2014
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
657,365
$7,612,000 31 Dec 2014
13F
HighTower Advisors, LLC
13F
Company
class O/S missing
643,100
$7,447,000 31 Dec 2014
13F
Beaumont Financial Partners, LLC
13F
Company
class O/S missing
622,572
$7,209,000 31 Dec 2014
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
620,778
$7,189,000 31 Dec 2014
13F
EVERGREEN CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
573,600
$7,061,000 31 Dec 2014
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
class O/S missing
608,383
$7,045,000 31 Dec 2014
13F
Jaffetilchin Investment Partners, LLC
13F
Company
class O/S missing
594,988
$6,890,000 31 Dec 2014
13F
Neuberger Berman Group LLC
13F
Company
class O/S missing
594,616
$6,885,000 31 Dec 2014
13F
TD ASSET MANAGEMENT INC
13F
Company
class O/S missing
470,026
$5,462,000 31 Dec 2014
13F
SG Americas Securities, LLC
13F
Company
class O/S missing
468,875
$5,430,000 31 Dec 2014
13F
UBS Group AG
13F
Company
class O/S missing
446,773
$5,173,000 31 Dec 2014
13F
Oppenheimer & Close, LLC
13F
Company
class O/S missing
440,000
$5,095,000 31 Dec 2014
13F
CYPRESS CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
415,500
$4,811,000 31 Dec 2014
13F
New Harbor Financial Group, LLC
13F
Company
class O/S missing
414,481
$4,800,000 31 Dec 2014
13F
Merriman Wealth Management, LLC
13F
Company
class O/S missing
395,900
$4,782,000 31 Dec 2014
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
365,008
$4,227,000 31 Dec 2014
13F
Greylin Investment Management, Inc
13F
Company
class O/S missing
306,525
$3,550,000 31 Dec 2014
13F
VALLEY FORGE ASSET MANAGEMENT, LLC
13F
Company
class O/S missing
303,892
$3,519,000 31 Dec 2014
13F
Assured Investment Management LLC
13F
Company
class O/S missing
300,000
$3,474,000 31 Dec 2014
13F
HOLLENCREST CAPITAL MANAGEMENT
13F
Company
class O/S missing
288,720
$3,343,000 31 Dec 2014
13F
MACKENZIE FINANCIAL CORP
13F
Company
class O/S missing
281,077
$3,251,000 31 Dec 2014
13F
BENNICAS & ASSOCIATES, INC.
13F
Company
class O/S missing
280,747
$3,251,000 31 Dec 2014
13F
FEDERATED HERMES, INC.
13F
Company
class O/S missing
280,000
$3,242,000 31 Dec 2014
13F
Cetera Advisors LLC
13F
Company
class O/S missing
270,784
$3,132,000 31 Dec 2014
13F
Robert W. Baird & Co. Inc
13F
Company
class O/S missing
250,618
$2,902,000 31 Dec 2014
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
class O/S missing
242,402
$2,807,015 31 Dec 2014
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
237,412
$2,749,000 31 Dec 2014
13F
Counsel Portfolio Services Inc.
13F
Company
class O/S missing
209,605
$2,425,000 31 Dec 2014
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
class O/S missing
192,921
$2,386,000 31 Dec 2014
13F
PORTOLA GROUP INC /CA
13F
Company
class O/S missing
185,850
$2,152,000 31 Dec 2014
13F
Barry Investment Advisors, LLC
13F
Company
class O/S missing
173,858
$2,013,000 31 Dec 2014
13F
CSS LLC/IL
13F
Company
class O/S missing
172,165
$1,993,000 31 Dec 2014
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
166,739
$1,931,000 31 Dec 2014
13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q1 2015

As of 31 Mar 2015, Sprott Physical Gold & Silver - COM (CEF) was held by 190 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 56,821,500 shares. The largest 10 holders included Smith Affiliated Capital Corp., Parallax Volatility Advisers, L.P., MORGAN STANLEY, Allianz Asset Management AG, Neuberger Berman Group LLC, Artemis Investment Management LLP, GREAT WEST LIFE ASSURANCE CO /CAN/, CAPSTONE INVESTMENT ADVISORS, LLC, WELLS FARGO & COMPANY/MN, and Polar Securities Inc.. This page lists 190 institutional shareholders reporting positions in this security for the Q1 2015 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2015 vs Q4 2014 Across Filers

Q4 2014 holders
189
Q1 2015 holders
190
Holder diff
1
Investor Q4 2014 Shares Q1 2015 Shares Share Diff Share Chg % Q4 2014 Value $ Q1 2015 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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