What does CUSIP 153501101 represent in this 13F holders report?

CUSIP 153501101 is the security identifier for CEF - Sprott Physical Gold & Silver - COM used to aggregate holder disclosures.

How many institutions held CEF - Sprott Physical Gold & Silver - COM in Q4 2014?

189 institutional investors reported CEF - Sprott Physical Gold & Silver - COM for Q4 2014. Use the holders table for investor-level position and value details.

Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q4 2014 13F Holders as of 31 Dec 2014

Type / Class: Equity / COM
Total 13F shares: 52,822,818
Share change: +98,162
Total reported value: $612,283,070
Price per share: $11.58
Number of holders: 189
Value change: -$1,313,651
Number of buys: 61
Number of sells: 94

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2015
Previous quarter: Q3 2014

Recent filing periods for CUSIP 153501101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	4,208,509	$51,807,000	—	30 Sep 2014	13F
Allianz Asset Management GmbH	13F	Company	— class O/S missing	3,914,000	$48,181,000	—	30 Sep 2014	13F
MORGAN STANLEY	13F	Company	— class O/S missing	3,633,234	$44,726,000	—	30 Sep 2014	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	2,848,609	$35,066,000	—	30 Sep 2014	13F
BMI CAPITAL CORP	13F	Company	— class O/S missing	2,306,138	$28,400,000	—	30 Sep 2014	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	1,481,087	$18,232,000	—	30 Sep 2014	13F
Equinox Partners Investment Management LLC	13F	Company	— class O/S missing	1,451,850	$17,872,000	—	30 Sep 2014	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,280,371	$15,760,000	—	30 Sep 2014	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	1,196,070	$14,724,000	—	30 Sep 2014	13F
CITIGROUP INC	13F	Company	— class O/S missing	1,154,270	$14,256,000	—	30 Sep 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,111,552	$13,683,000	—	30 Sep 2014	13F
VALLEY FORGE ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	1,018,965	$12,549,000	—	30 Sep 2014	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	1,010,375	$12,438,000	—	30 Sep 2014	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	979,765	$12,066,000	—	30 Sep 2014	13F
Cheviot Value Management, LLC	13F	Company	— class O/S missing	873,368	$10,751,000	—	30 Sep 2014	13F
LPL Financial LLC	13F	Company	— class O/S missing	840,664	$10,475,000	—	30 Sep 2014	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	817,045	$10,058,000	—	30 Sep 2014	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	749,046	$9,220,000	—	30 Sep 2014	13F
AGF INVESTMENTS INC.	13F	Company	— class O/S missing	726,236	$8,949,000	—	30 Sep 2014	13F
CYPRESS CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	707,981	$8,715,000	—	30 Sep 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	663,842	$8,172,000	—	30 Sep 2014	13F
CAPSTONE INVESTMENT ADVISORS, LLC	13F	Company	— class O/S missing	593,381	$7,304,000	—	30 Sep 2014	13F
SUSQUEHANNA TRUST & INVESTMENT CO	13F	Company	— class O/S missing	591,497	$7,282,000	—	30 Sep 2014	13F
EVERGREEN CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	573,975	$7,066,000	—	30 Sep 2014	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	571,703	$7,038,000	—	30 Sep 2014	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	553,629	$6,815,000	—	30 Sep 2014	13F
Paloma Partners Management Co	13F	Company	— class O/S missing	500,000	$6,155,000	—	30 Sep 2014	13F
UBS AG	13F	Company	— class O/S missing	494,852	$6,092,000	—	30 Sep 2014	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	462,352	$5,692,000	—	30 Sep 2014	13F
Greylin Investment Management, Inc	13F	Company	— class O/S missing	397,625	$4,895,000	—	30 Sep 2014	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	388,222	$4,773,000	—	30 Sep 2014	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	356,315	$4,386,000	—	30 Sep 2014	13F
New Harbor Financial Group, LLC	13F	Company	— class O/S missing	352,722	$4,342,000	—	30 Sep 2014	13F
HOWLAND CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	344,742	$4,244,000	—	30 Sep 2014	13F
FEDERATED HERMES, INC.	13F	Company	— class O/S missing	315,000	$3,878,000	—	30 Sep 2014	13F
Assured Investment Management LLC	13F	Company	— class O/S missing	300,000	$3,693,000	—	30 Sep 2014	13F
MACKENZIE FINANCIAL CORP	13F	Company	— class O/S missing	298,177	$3,668,000	—	30 Sep 2014	13F
TD ASSET MANAGEMENT INC	13F	Company	— class O/S missing	291,732	$3,602,000	—	30 Sep 2014	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	287,709	$3,542,000	—	30 Sep 2014	13F
Cetera Advisors LLC	13F	Company	— class O/S missing	285,446	$3,512,000	—	30 Sep 2014	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	267,447	$3,292,000	—	30 Sep 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	246,140	$3,030,000	—	30 Sep 2014	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	227,589	$2,802,000	—	30 Sep 2014	13F
Merriman Wealth Management, LLC	13F	Company	— class O/S missing	222,100	$2,552,000	—	30 Sep 2014	13F
Counsel Portfolio Services Inc.	13F	Company	— class O/S missing	202,375	$2,490,000	—	30 Sep 2014	13F
PORTOLA GROUP INC /CA	13F	Company	— class O/S missing	193,150	$2,378,000	—	30 Sep 2014	13F
HT Partners LLC	13F	Company	— class O/S missing	184,421	$2,292,000	—	30 Sep 2014	13F
Guild Investment Management, Inc.	13F	Company	— class O/S missing	180,264	$2,219,000	—	30 Sep 2014	13F
WFG Advisors, LP	13F	Company	— class O/S missing	162,893	$2,005,000	—	30 Sep 2014	13F
Fiera Capital Corp	13F	Company	— class O/S missing	161,015	$1,982,000	—	30 Sep 2014	13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q4 2014

As of 31 Dec 2014, Sprott Physical Gold & Silver - COM (CEF) was held by 189 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 52,822,818 shares. The largest 10 holders included Smith Affiliated Capital Corp., MORGAN STANLEY, Parallax Volatility Advisers, L.P., Allianz Asset Management AG, CAPSTONE INVESTMENT ADVISORS, LLC, Polar Securities Inc., WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Alpine Partners VI, LLC, and BANK OF AMERICA CORP /DE/. This page lists 189 institutional shareholders reporting positions in this security for the Q4 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2014 vs Q3 2014 Across Filers

Q3 2014 holders

183

Q4 2014 holders

189

Holder diff

Investor	Q3 2014 Shares	Q4 2014 Shares	Share Diff	Share Chg %	Q3 2014 Value $	Q4 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.