CEL SCI CORP - COM PAR $0.01 (CVM)

CUSIP: 150837508

Q3 2016 13F Holders as of 30 Sep 2016

Share change
-3,707,404
SEC-reported price per share
$0.30
Number of holders
30
Value change
-$1,161,435
Number of buys
9
Number of sells
11

Security key

150837508

Report period

Q3 2016

Institutions

30

Top holders

10

Ownership snapshot

Top reported holders of CVM - CEL SCI CORP - COM PAR $0.01 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
SABBY MANAGEMENT, LLC
Disclosed value leader
SABBY MANAGEMENT, LLC
Comparable rows
0/15
Latest evidence
30 Jun 2016
13F Highest disclosed value: $3,755,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

SABBY MANAGEMENT, LLC has the largest disclosed position value at $3.76M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens SABBY MANAGEMENT, LLC's linked filing trail.
Disclosed position value Top 5
SABBY MANAGEMENT, LLC $3.76M
VANGUARD GROUP INC $1.38M
BlackRock Institutional Trust Com... $1.07M
GEODE CAPITAL MANAGEMENT, LLC $193K
DAFNA Capital Management LLC $59K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
SABBY MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$3,755,000
8,163,816 shares
— 30 Jun 2016
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$1,381,000
3,002,351 shares
— 30 Jun 2016
BlackRock Institutional Trust Company, N.A.
13F
Company
13F
—
denominator unverified
$1,066,000
2,317,958 shares
— 30 Jun 2016
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$193,000
420,802 shares
— 30 Jun 2016
DAFNA Capital Management LLC
13F
Company
13F
—
denominator unverified
$59,000
127,482 shares
— 30 Jun 2016
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
—
denominator unverified
$53,000
114,412 shares
— 30 Jun 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
30
Shares
11,252,510
Rows available
30
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
29
Q3 2016 holders
30
Holder diff
1
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 value Q3 2016 value Value change Value Chg %
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