Security key
14986C102
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 2,047,497
- Share change
- -548,023
- Total reported value
- $2,353,019
- Put/Call ratio
- 14%
- Price per share
- $1.15
- Number of holders
- 22
- Value change
- -$605,529
- Number of buys
- 8
- Number of sells
- 16
Report period
Q3 2022
Institutions
22
Top holders
10
CBAT full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
CBAK Energy Technology, Inc. SEC filings
CBAK Energy Technology, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14986C102
Recent filing periods:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.49%
|
432,235
|
$462,000 | — | 30 Jun 2022 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.45%
|
398,359
|
$427,000 | — | 30 Jun 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.39%
|
350,802
|
$375,000 | — | 30 Jun 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.23%
|
200,304
|
$214,000 | — | 30 Jun 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.19%
|
172,551
|
$185,000 | — | 30 Jun 2022 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.19%
|
170,836
|
$183,000 | — | 30 Jun 2022 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.08%
|
70,451
|
$75,383 | — | 30 Jun 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.08%
|
69,449
|
$75,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.08%
|
69,346
|
$74,000 | — | 30 Jun 2022 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.07%
|
62,180
|
$67,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
47,962
|
$51,000 | — | 30 Jun 2022 | |
| Spire Wealth Management |
13F
|
Company |
0.05%
|
44,000
|
$47,000 | — | 30 Jun 2022 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.05%
|
43,288
|
$46,000 | — | 30 Jun 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
35,345
|
$37,000 | — | 30 Jun 2022 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.03%
|
27,668
|
$30,000 | — | 30 Jun 2022 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
26,966
|
$29,000 | — | 30 Jun 2022 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.03%
|
22,317
|
$23,000 | — | 30 Jun 2022 | |
| SABBY MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
20,298
|
$22,000 | — | 30 Jun 2022 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.02%
|
15,139
|
$17,000 | — | 30 Jun 2022 | |
| Trek Financial, LLC |
13F
|
Company |
0.02%
|
14,964
|
$16,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
2,900
|
$3,000 | — | 30 Jun 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
2,858
|
$3,000 | — | 30 Jun 2022 | |
| Concord Wealth Partners |
13F
|
Company |
0%
|
2,800
|
$3,000 | — | 30 Jun 2022 | |
| Farmers & Merchants Trust Co of Chambersburg PA |
13F
|
Company |
0%
|
1,500
|
$2,000 | — | 30 Jun 2022 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q3 2022
As of 30 Sep 2022,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,047,497 shares.
The largest 10 holders included
MARSHALL WACE, LLP, GSA CAPITAL PARTNERS LLP, STATE STREET CORP, MILLENNIUM MANAGEMENT LLC, RENAISSANCE TECHNOLOGIES LLC, SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC, Invesco Ltd., SUSQUEHANNA INTERNATIONAL GROUP, LLP, AZZAD ASSET MANAGEMENT INC /ADV, and ALGERT GLOBAL LLC.
This page lists
22
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
24
Q3 2022 holders
22
Holder diff
-2
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.