Security key
14986C102
CBAK Energy Technology Ltd - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Total 13F shares
- 5,438,377
- Total 13F value
- $12,673,481
- Share change
- +276,614
- Put/Call ratio
- 161%
- SEC-reported price per share
- $2.33
- Number of holders
- 34
- Value change
- -$2,540,113
- Number of buys
- 16
- Number of sells
- 20
- Shares outstanding
- 89,003,171
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
34
Top holders
10
CBAT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
Broader feeds
Reporting periods
Holder history for CUSIP 14986C102
Recent filing periods:
Ownership snapshot
Top reported holders of CBAT - CBAK Energy Technology Ltd - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
STATE STREET CORP
Disclosed value leader
STATE STREET CORP
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 1.2%
Showing 1-6 of 15 holder rows.
Quick read
STATE STREET CORP leads the comparable SEC ownership view at 1.2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens STATE STREET CORP's linked filing trail.
Comparable ownership
Top 5
STATE STREET CORP
1.2%
Mirae Asset Global Investments Co...
1.2%
FIRST TRUST ADVISORS LP
0.88%
JPMORGAN CHASE & CO
0.74%
Mitsubishi UFJ Asset Management C...
0.27%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| STATE STREET CORP |
13F
Company
|
1.2%
|
$5,066,000
1,075,506 shares
|
— | 30 Jun 2021 |
| Mirae Asset Global Investments Co., Ltd. |
13F
Company
|
1.2%
|
$4,986,000
1,058,537 shares
|
— | 30 Jun 2021 |
| FIRST TRUST ADVISORS LP |
13F
Company
|
0.88%
|
$3,695,000
784,576 shares
|
— | 30 Jun 2021 |
| JPMORGAN CHASE & CO |
13F
Company
|
0.74%
|
$3,090,000
655,976 shares
|
— | 30 Jun 2021 |
| Mitsubishi UFJ Asset Management Co., Ltd. |
13F
Company
|
0.27%
|
$1,121,000
237,915 shares
|
— | 30 Jun 2021 |
| Tidal Investments LLC |
13F
Company
|
0.26%
|
$1,096,000
232,781 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
34
Shares
5,438,377
Rows available
34
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
30
Q3 2021 holders
34
Holder diff
4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend