CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 5,438,377
- Share change
- +276,614
- Total reported value
- $12,673,481
- Put/Call ratio
- 161%
- Price per share
- $2.33
- Number of holders
- 34
- Value change
- -$2,540,113
- Number of buys
- 16
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 14986C102?
CUSIP 14986C102 identifies CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 14986C102:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| STATE STREET CORP |
13F
|
Company |
1.2%
|
1,075,506
|
$5,066,000 | — | 30 Jun 2021 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
1.2%
|
1,058,537
|
$4,986,000 | — | 30 Jun 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.88%
|
784,576
|
$3,695,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.74%
|
655,976
|
$3,090,000 | — | 30 Jun 2021 | |
| Mitsubishi UFJ Asset Management Co., Ltd. |
13F
|
Company |
0.27%
|
237,915
|
$1,121,000 | — | 30 Jun 2021 | |
| Tidal Investments LLC |
13F
|
Company |
0.26%
|
232,781
|
$1,096,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.22%
|
193,083
|
$909,000 | — | 30 Jun 2021 | |
| SABBY MANAGEMENT, LLC |
13F
|
Company |
0.2%
|
175,097
|
$825,000 | — | 30 Jun 2021 | |
| Harel Insurance Investments & Financial Services Ltd. |
13F
|
Company |
0.13%
|
116,647
|
$549,000 | — | 30 Jun 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.11%
|
94,749
|
$446,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.1%
|
87,150
|
$410,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.09%
|
84,511
|
$398,000 | — | 30 Jun 2021 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.08%
|
71,451
|
$336,534 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.06%
|
50,919
|
$240,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
48,117
|
$226,000 | — | 30 Jun 2021 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.04%
|
32,951
|
$157,000 | — | 30 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.03%
|
30,000
|
$141,000 | — | 30 Jun 2021 | |
| PEAK6 Investments LLC |
13F
|
Company |
0.03%
|
24,998
|
$118,000 | — | 30 Jun 2021 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.02%
|
17,588
|
$83,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.02%
|
17,560
|
$83,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.02%
|
17,518
|
$83,000 | — | 30 Jun 2021 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.02%
|
14,964
|
$70,000 | — | 30 Jun 2021 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.01%
|
11,953
|
$56,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.01%
|
11,274
|
$53,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
9,602
|
$45,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
4,190
|
$18,000 | — | 30 Jun 2021 | |
| Farmers & Merchants Trust Co of Chambersburg PA |
13F
|
Company |
0%
|
1,500
|
$7,000 | — | 30 Jun 2021 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
1,188
|
$5,000 | — | 30 Jun 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
1,000
|
$5,000 | — | 30 Jun 2021 | |
| Brendel Financial Advisors LLC |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2021 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q3 2021
As of 30 Sep 2021,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,438,377 shares.
The largest 10 holders included
STATE STREET CORP, JPMORGAN CHASE & CO, FIRST TRUST ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, MORGAN STANLEY, Mitsubishi UFJ Kokusai Asset Management Co., Ltd., SUSQUEHANNA INTERNATIONAL GROUP, LLP, CITADEL ADVISORS LLC, SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC, and JANE STREET GROUP, LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
30
Q3 2021 holders
34
Holder diff
4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.