How many institutions held CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in Q3 2021?

34 institutional investors reported CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 for Q3 2021. Use the holders table for investor-level position and value details.

CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)

Q: What does CUSIP 14986C102 represent in this 13F holders report?

CUSIP 14986C102 is the security identifier for CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 used to aggregate holder disclosures.

CUSIP: 14986C102

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / COMMON STOCK, PAR VALUE $0.001
Shares outstanding: 89,003,171
Total 13F shares: 5,438,377
Share change: +276,614
Total reported value: $12,673,481
Put/Call ratio: 161%
Price per share: $2.33
Number of holders: 34
Value change: -$2,540,113
Number of buys: 16
Number of sells: 20

Quarterly Holders Quick Answers

What is CUSIP 14986C102?
CUSIP 14986C102 identifies CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 14986C102:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
STATE STREET CORP	13F	Company	1.2%	1,075,506	$5,066,000	—	30 Jun 2021	13F
Mirae Asset Global Investments Co., Ltd.	13F	Company	1.2%	1,058,537	$4,986,000	—	30 Jun 2021	13F
FIRST TRUST ADVISORS LP	13F	Company	0.88%	784,576	$3,695,000	—	30 Jun 2021	13F
JPMORGAN CHASE & CO	13F	Company	0.74%	655,976	$3,090,000	—	30 Jun 2021	13F
Mitsubishi UFJ Asset Management Co., Ltd.	13F	Company	0.27%	237,915	$1,121,000	—	30 Jun 2021	13F
Tidal Investments LLC	13F	Company	0.26%	232,781	$1,096,000	—	30 Jun 2021	13F
MORGAN STANLEY	13F	Company	0.22%	193,083	$909,000	—	30 Jun 2021	13F
SABBY MANAGEMENT, LLC	13F	Company	0.2%	175,097	$825,000	—	30 Jun 2021	13F
Harel Insurance Investments & Financial Services Ltd.	13F	Company	0.13%	116,647	$549,000	—	30 Jun 2021	13F
MARSHALL WACE, LLP	13F	Company	0.11%	94,749	$446,000	—	30 Jun 2021	13F
CITIGROUP INC	13F	Company	0.1%	87,150	$410,000	—	30 Jun 2021	13F
CITADEL ADVISORS LLC	13F	Company	0.09%	84,511	$398,000	—	30 Jun 2021	13F
AZZAD ASSET MANAGEMENT INC /ADV	13F	Company	0.08%	71,451	$336,534	—	30 Jun 2021	13F
Invesco Ltd.	13F	Company	0.06%	50,919	$240,000	—	30 Jun 2021	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.05%	48,117	$226,000	—	30 Jun 2021	13F
WOLVERINE TRADING, LLC	13F	Company	0.04%	32,951	$157,000	—	30 Jun 2021	13F
WEDBUSH SECURITIES INC	13F	Company	0.03%	30,000	$141,000	—	30 Jun 2021	13F
PEAK6 Investments LLC	13F	Company	0.03%	24,998	$118,000	—	30 Jun 2021	13F
TWO SIGMA SECURITIES, LLC	13F	Company	0.02%	17,588	$83,000	—	30 Jun 2021	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.02%	17,560	$83,000	—	30 Jun 2021	13F
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC	13F	Company	0.02%	17,518	$83,000	—	30 Jun 2021	13F
Clear Creek Financial Management, LLC	13F	Company	0.02%	14,964	$70,000	—	30 Jun 2021	13F
GSA CAPITAL PARTNERS LLP	13F	Company	0.01%	11,953	$56,000	—	30 Jun 2021	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.01%	11,274	$53,000	—	30 Jun 2021	13F
UBS Group AG	13F	Company	0.01%	9,602	$45,000	—	30 Jun 2021	13F
OSAIC HOLDINGS, INC.	13F	Company	0%	4,190	$18,000	—	30 Jun 2021	13F
Farmers & Merchants Trust Co of Chambersburg PA	13F	Company	0%	1,500	$7,000	—	30 Jun 2021	13F
Cutler Group LLC / CA	13F	Company	0%	1,188	$5,000	—	30 Jun 2021	13F
HARBOUR INVESTMENTS, INC.	13F	Company	0%	1,000	$5,000	—	30 Jun 2021	13F
Brendel Financial Advisors LLC	13F	Company	0%	200	$1,000	—	30 Jun 2021	13F
Asia EVK New Energy Auto Ltd	3/4/5	10%+ Owner	— class O/S missing	8,402,615	—	—	01 Jun 2021	3/4/5

Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q3 2021

As of 30 Sep 2021, CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,438,377 shares. The largest 10 holders included STATE STREET CORP, JPMORGAN CHASE & CO, FIRST TRUST ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, MORGAN STANLEY, Mitsubishi UFJ Kokusai Asset Management Co., Ltd., SUSQUEHANNA INTERNATIONAL GROUP, LLP, CITADEL ADVISORS LLC, SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC, and JANE STREET GROUP, LLC. This page lists 34 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

Q3 2021 holders

Holder diff

Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.