CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 5,162,951
- Share change
- +1,270,824
- Total reported value
- $24,316,534
- Put/Call ratio
- 40%
- Price per share
- $4.71
- Number of holders
- 30
- Value change
- +$5,908,572
- Number of buys
- 15
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 14986C102?
CUSIP 14986C102 identifies CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 14986C102:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
1.1%
|
979,024
|
$4,993,000 | — | 31 Mar 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.92%
|
820,874
|
$4,186,000 | — | 31 Mar 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.7%
|
626,215
|
$3,194,000 | — | 31 Mar 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.36%
|
320,796
|
$1,636,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.24%
|
213,646
|
$1,090,000 | — | 31 Mar 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.16%
|
139,982
|
$714,000 | — | 31 Mar 2021 | |
| Tidal Investments LLC |
13F
|
Company |
0.11%
|
97,625
|
$498,000 | — | 31 Mar 2021 | |
| PEAK6 Investments LLC |
13F
|
Company |
0.09%
|
76,000
|
$388,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.08%
|
75,551
|
$385,000 | — | 31 Mar 2021 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.08%
|
71,451
|
$364,400 | — | 31 Mar 2021 | |
| AE Wealth Management LLC |
13F
|
Company |
0.06%
|
53,863
|
$275,000 | — | 31 Mar 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
48,117
|
$245,000 | — | 31 Mar 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
47,000
|
$240,000 | — | 31 Mar 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.04%
|
32,226
|
$164,000 | — | 31 Mar 2021 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.03%
|
22,518
|
$115,000 | — | 31 Mar 2021 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.03%
|
22,892
|
$113,000 | — | 31 Mar 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.02%
|
16,863
|
$86,000 | — | 31 Mar 2021 | |
| Independent Advisor Alliance |
13F
|
Company |
0.02%
|
16,000
|
$82,000 | — | 31 Mar 2021 | |
| CAPSTONE INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.01%
|
13,310
|
$68,000 | — | 31 Mar 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
12,565
|
$64,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.01%
|
12,500
|
$64,000 | — | 31 Mar 2021 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.01%
|
10,300
|
$53,000 | — | 31 Mar 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
9,155
|
$47,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
8,250
|
$42,000 | — | 31 Mar 2021 | |
| Quantbot Technologies LP |
13F
|
Company |
0.01%
|
7,146
|
$36,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
6,526
|
$33,000 | — | 31 Mar 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
5,000
|
$26,000 | — | 31 Mar 2021 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
4,000
|
$20,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
3,895
|
$20,000 | — | 31 Mar 2021 | |
| Farmers & Merchants Trust Co of Chambersburg PA |
13F
|
Company |
0%
|
1,500
|
$8,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1,200
|
$6,000 | — | 31 Mar 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
1,000
|
$5,000 | — | 31 Mar 2021 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0%
|
657
|
$3,000 | — | 31 Mar 2021 | |
| Concord Wealth Partners |
13F
|
Company |
0%
|
500
|
$3,000 | — | 31 Mar 2021 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
145
|
$1,000 | — | 31 Mar 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Mar 2021 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q2 2021
As of 30 Jun 2021,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,162,951 shares.
The largest 10 holders included
STATE STREET CORP, Mirae Asset Global Investments Co., Ltd., FIRST TRUST ADVISORS LP, JPMORGAN CHASE & CO, Mitsubishi UFJ Kokusai Asset Management Co., Ltd., Toroso Investments, LLC, MORGAN STANLEY, SABBY MANAGEMENT, LLC, Harel Insurance Investments & Financial Services Ltd., and MARSHALL WACE, LLP.
This page lists
30
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
35
Q2 2021 holders
30
Holder diff
-5
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.