Q1 2021 13F Holders as of 31 Mar 2021
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Type / Class
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Equity / COMMON STOCK, PAR VALUE $0.001
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Shares outstanding
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89M
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Number of holders
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35
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Total 13F shares, excl. options
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3.78M
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Shares change
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+2.75M
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Total reported value, excl. options
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$19.3M
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Value change
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+$14M
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Put/Call ratio
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0.5
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Number of buys
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27
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Number of sells
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-12
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Price
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$5.10
Significant Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q1 2021
56 filings reported holding CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 as of Q1 2021.
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) has 35 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3.78M shares
of 89M outstanding shares and own 4.25% of the company stock.
Largest 10 shareholders include Mirae Asset Global Investments Co., Ltd. (979K shares), FIRST TRUST ADVISORS LP (821K shares), JPMORGAN CHASE & CO (626K shares), CITADEL ADVISORS LLC (321K shares), MORGAN STANLEY (214K shares), MILLENNIUM MANAGEMENT LLC (140K shares), Toroso Investments, LLC (97.6K shares), PEAK6 Investments LLC (76K shares), Invesco Ltd. (75.6K shares), and AZZAD ASSET MANAGEMENT INC /ADV (71.5K shares).
This table shows the top 35 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.