Security key
14986C102
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 3,778,292
- Share change
- +2,747,206
- Total reported value
- $19,267,400
- Put/Call ratio
- 50%
- Price per share
- $5.10
- Number of holders
- 35
- Value change
- +$14,026,610
- Number of buys
- 27
- Number of sells
- 12
Report period
Q1 2021
Institutions
35
Top holders
10
CBAT full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
CBAK Energy Technology, Inc. SEC filings
CBAK Energy Technology, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14986C102
Recent filing periods:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| JANE STREET GROUP, LLC |
13F
|
Company |
0.25%
|
222,731
|
$1,128,000 | — | 31 Dec 2020 | |
| Virtu Financial LLC |
13F
|
Company |
0.16%
|
142,154
|
$719,000 | — | 31 Dec 2020 | |
| Paloma Partners Management Co |
13F
|
Company |
0.16%
|
141,181
|
$714,000 | — | 31 Dec 2020 | |
| Creative Planning |
13F
|
Company |
0.11%
|
96,363
|
$488,000 | — | 31 Dec 2020 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.11%
|
95,294
|
$482,000 | — | 31 Dec 2020 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.07%
|
63,240
|
$319,996 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.06%
|
57,446
|
$291,000 | — | 31 Dec 2020 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.06%
|
50,150
|
$254,000 | — | 31 Dec 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
43,500
|
$220,000 | — | 31 Dec 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
35,920
|
$181,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
25,127
|
$127,000 | — | 31 Dec 2020 | |
| Private Wealth Advisors, LLC |
13F
|
Company |
0.02%
|
19,716
|
$135,000 | — | 31 Dec 2020 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.02%
|
14,964
|
$75,000 | — | 31 Dec 2020 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.01%
|
11,300
|
$57,000 | — | 31 Dec 2020 | |
| Atom Investors LP |
13F
|
Company |
0.01%
|
10,234
|
$52,000 | — | 31 Dec 2020 | |
| Quantbot Technologies LP |
13F
|
Company |
0.01%
|
6,091
|
$30,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
5,000
|
$26,000 | — | 31 Dec 2020 | |
| Farmers & Merchants Trust Co of Chambersburg PA |
13F
|
Company |
0%
|
1,500
|
$8,000 | — | 31 Dec 2020 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0%
|
1,135
|
$6,000 | — | 31 Dec 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,106
|
$6,000 | — | 31 Dec 2020 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
0%
|
650
|
$3,000 | — | 31 Dec 2020 | |
| Concord Wealth Partners |
13F
|
Company |
0%
|
500
|
$3,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
500
|
$3,000 | — | 31 Dec 2020 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
400
|
$2,000 | — | 31 Dec 2020 | |
| Reby Advisors, LLC |
13F
|
Company |
0%
|
160
|
$1,000 | — | 31 Dec 2020 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q1 2021
As of 31 Mar 2021,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,778,292 shares.
The largest 10 holders included
Mirae Asset Global Investments Co., Ltd., FIRST TRUST ADVISORS LP, JPMORGAN CHASE & CO, CITADEL ADVISORS LLC, MORGAN STANLEY, MILLENNIUM MANAGEMENT LLC, Toroso Investments, LLC, PEAK6 Investments LLC, Invesco Ltd., and AZZAD ASSET MANAGEMENT INC /ADV.
This page lists
35
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
23
Q1 2021 holders
35
Holder diff
12
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.