Security key
14986C102
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Total 13F shares
- 3,778,292
- Total 13F value
- $19,267,400
- Share change
- +2,747,206
- Put/Call ratio
- 50%
- SEC-reported price per share
- $5.10
- Number of holders
- 35
- Value change
- +$14,026,610
- Number of buys
- 27
- Number of sells
- 12
- Shares outstanding
- 89,003,171
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2021
Institutions
35
Top holders
10
CBAT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
CBAK Energy Technology, Inc. SEC filings
CBAK Energy Technology, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14986C102
Recent filing periods:
Ownership snapshot
Top reported holders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
JANE STREET GROUP, LLC
Disclosed value leader
JANE STREET GROUP, LLC
Comparable rows
15/15
Latest evidence
31 Dec 2020
13F
Lead comparable stake: 0.25%
Showing 1-6 of 15 holder rows.
Quick read
JANE STREET GROUP, LLC leads the comparable SEC ownership view at 0.25%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens JANE STREET GROUP, LLC's linked filing trail.
Comparable ownership
Top 5
JANE STREET GROUP, LLC
0.25%
Virtu Financial LLC
0.16%
Paloma Partners Management Co
0.16%
Creative Planning
0.11%
SUSQUEHANNA FUNDAMENTAL INVESTMEN...
0.11%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| JANE STREET GROUP, LLC |
13F
Company
|
0.25%
|
$1,128,000
222,731 shares
|
— | 31 Dec 2020 |
| Virtu Financial LLC |
13F
Company
|
0.16%
|
$719,000
142,154 shares
|
— | 31 Dec 2020 |
| Paloma Partners Management Co |
13F
Company
|
0.16%
|
$714,000
141,181 shares
|
— | 31 Dec 2020 |
| Creative Planning |
13F
Company
|
0.11%
|
$488,000
96,363 shares
|
— | 31 Dec 2020 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
Company
|
0.11%
|
$482,000
95,294 shares
|
— | 31 Dec 2020 |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
Company
|
0.07%
|
$319,996
63,240 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
35
Shares
3,778,292
Rows available
35
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
23
Q1 2021 holders
35
Holder diff
12
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend