- Type / Class
- Equity / COM
- Total 13F shares
- 54,238,983
- Share change
- -80,112
- Total reported value
- $2,062,468,247
- Put/Call ratio
- 15%
- Price per share
- $38.03
- Number of holders
- 207
- Value change
- +$2,124,795
- Number of buys
- 103
- Number of sells
- 82
Quarterly Holders Quick Answers
What is CUSIP 149150104?
CUSIP 149150104 identifies CATY - CATHAY GENERAL BANCORP - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 149150104:
Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
6,534,787
|
$201,141,000 | — | 30 Sep 2016 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
5,190,000
|
$159,748,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
—
class O/S missing
|
4,045,426
|
$124,518,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
3,925,228
|
$120,817,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
3,256,171
|
$100,223,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
—
class O/S missing
|
2,262,560
|
$69,642,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
2,098,048
|
$64,577,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,748,989
|
$53,834,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
1,371,534
|
$42,215,000 | — | 30 Sep 2016 | |
| GW&K Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,278,478
|
$39,352,000 | — | 30 Sep 2016 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
1,181,126
|
$34,723,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,102,009
|
$33,921,000 | — | 30 Sep 2016 | |
| Capital Research Global Investors |
13F
|
Company |
—
class O/S missing
|
1,086,076
|
$33,429,000 | — | 30 Sep 2016 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
876,760
|
$26,987,000 | — | 30 Sep 2016 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
824,324
|
$25,373,000 | — | 30 Sep 2016 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
687,296
|
$21,155,000 | — | 30 Sep 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
644,138
|
$19,827,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
641,494
|
$19,745,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
616,996
|
$18,991,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
581,446
|
$17,896,000 | — | 30 Sep 2016 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
—
class O/S missing
|
580,769
|
$17,876,000 | — | 30 Sep 2016 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
580,422
|
$17,865,000 | — | 30 Sep 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
574,128
|
$17,454,000 | — | 30 Sep 2016 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
535,289
|
$16,476,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
488,817
|
$15,046,000 | — | 30 Sep 2016 | |
| WEDGE CAPITAL MANAGEMENT L L P/NC |
13F
|
Company |
—
class O/S missing
|
474,855
|
$14,616,000 | — | 30 Sep 2016 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
466,402
|
$14,356,000 | — | 30 Sep 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
366,932
|
$11,294,000 | — | 30 Sep 2016 | |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO |
13F
|
Company |
—
class O/S missing
|
348,931
|
$10,740,000 | — | 30 Sep 2016 | |
| EAGLE ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
337,986
|
$10,403,000 | — | 30 Sep 2016 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
337,773
|
$10,397,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
316,079
|
$9,728,000 | — | 30 Sep 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
315,148
|
$9,701,000 | — | 30 Sep 2016 | |
| PEREGRINE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
301,460
|
$9,279,000 | — | 30 Sep 2016 | |
| SYSTEMATIC FINANCIAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
301,295
|
$9,274,000 | — | 30 Sep 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
—
class O/S missing
|
285,750
|
$8,795,000 | — | 30 Sep 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
284,299
|
$8,751,000 | — | 30 Sep 2016 | |
| CHICAGO EQUITY PARTNERS LLC |
13F
|
Company |
—
class O/S missing
|
266,630
|
$8,207,000 | — | 30 Sep 2016 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
263,100
|
$8,099,000 | — | 30 Sep 2016 | |
| ROTHSCHILD & CO ASSET MANAGEMENT US INC. |
13F
|
Company |
—
class O/S missing
|
250,548
|
$7,712,000 | — | 30 Sep 2016 | |
| WADDELL & REED FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
217,800
|
$6,703,000 | — | 30 Sep 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
189,766
|
$5,841,000 | — | 30 Sep 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
187,499
|
$5,771,000 | — | 30 Sep 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
183,783
|
$5,656,841 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
175,900
|
$5,414,000 | — | 30 Sep 2016 | |
| York State Teachers Retirement System New |
13F
|
Individual |
—
class O/S missing
|
166,102
|
$5,113,000 | — | 30 Sep 2016 | |
| Opus Capital Group, LLC |
13F
|
Company |
—
class O/S missing
|
159,460
|
$4,908,000 | — | 30 Sep 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
157,245
|
$4,840,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
152,814
|
$4,703,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
148,825
|
$4,581,000 | — | 30 Sep 2016 |
Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q4 2016
As of 31 Dec 2016,
CATHAY GENERAL BANCORP - COM (CATY) was held by
207 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
54,238,983 shares.
The largest 10 holders included
VANGUARD GROUP INC, FMR LLC, BlackRock Fund Advisors, DIMENSIONAL FUND ADVISORS LP, STATE STREET CORP, BlackRock Institutional Trust Company, N.A., NORTHERN TRUST CORP, Invesco Ltd., Bank of New York Mellon Corp, and GW&K Investment Management, LLC.
This page lists
207
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
203
Q4 2016 holders
207
Holder diff
4
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.