Security key
149150104
- Type / Class
- Equity / COM
- Total 13F shares
- 54,238,983
- Share change
- -80,112
- Total reported value
- $2,062,468,247
- Put/Call ratio
- 15%
- Price per share
- $38.03
- Number of holders
- 207
- Value change
- +$2,124,795
- Number of buys
- 103
- Number of sells
- 82
Report period
Q4 2016
Institutions
207
Top holders
10
CATY full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
CATHAY GENERAL BANCORP SEC filings
CATHAY GENERAL BANCORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 149150104
Recent filing periods:
Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
6,534,787
|
$201,141,000 | — | 30 Sep 2016 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
5,190,000
|
$159,748,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
—
class O/S missing
|
4,045,426
|
$124,518,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
3,925,228
|
$120,817,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
3,256,171
|
$100,223,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
—
class O/S missing
|
2,262,560
|
$69,642,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
2,098,048
|
$64,577,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,748,989
|
$53,834,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
1,371,534
|
$42,215,000 | — | 30 Sep 2016 | |
| GW&K Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,278,478
|
$39,352,000 | — | 30 Sep 2016 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
1,181,126
|
$34,723,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,102,009
|
$33,921,000 | — | 30 Sep 2016 | |
| Capital Research Global Investors |
13F
|
Company |
—
class O/S missing
|
1,086,076
|
$33,429,000 | — | 30 Sep 2016 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
876,760
|
$26,987,000 | — | 30 Sep 2016 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
824,324
|
$25,373,000 | — | 30 Sep 2016 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
687,296
|
$21,155,000 | — | 30 Sep 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
644,138
|
$19,827,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
641,494
|
$19,745,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
616,996
|
$18,991,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
581,446
|
$17,896,000 | — | 30 Sep 2016 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
—
class O/S missing
|
580,769
|
$17,876,000 | — | 30 Sep 2016 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
580,422
|
$17,865,000 | — | 30 Sep 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
574,128
|
$17,454,000 | — | 30 Sep 2016 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
535,289
|
$16,476,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
488,817
|
$15,046,000 | — | 30 Sep 2016 | |
| WEDGE CAPITAL MANAGEMENT L L P/NC |
13F
|
Company |
—
class O/S missing
|
474,855
|
$14,616,000 | — | 30 Sep 2016 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
466,402
|
$14,356,000 | — | 30 Sep 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
366,932
|
$11,294,000 | — | 30 Sep 2016 | |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO |
13F
|
Company |
—
class O/S missing
|
348,931
|
$10,740,000 | — | 30 Sep 2016 | |
| EAGLE ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
337,986
|
$10,403,000 | — | 30 Sep 2016 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
337,773
|
$10,397,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
316,079
|
$9,728,000 | — | 30 Sep 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
315,148
|
$9,701,000 | — | 30 Sep 2016 | |
| PEREGRINE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
301,460
|
$9,279,000 | — | 30 Sep 2016 | |
| SYSTEMATIC FINANCIAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
301,295
|
$9,274,000 | — | 30 Sep 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
—
class O/S missing
|
285,750
|
$8,795,000 | — | 30 Sep 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
284,299
|
$8,751,000 | — | 30 Sep 2016 | |
| CHICAGO EQUITY PARTNERS LLC |
13F
|
Company |
—
class O/S missing
|
266,630
|
$8,207,000 | — | 30 Sep 2016 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
263,100
|
$8,099,000 | — | 30 Sep 2016 | |
| ROTHSCHILD & CO ASSET MANAGEMENT US INC. |
13F
|
Company |
—
class O/S missing
|
250,548
|
$7,712,000 | — | 30 Sep 2016 | |
| WADDELL & REED FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
217,800
|
$6,703,000 | — | 30 Sep 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
189,766
|
$5,841,000 | — | 30 Sep 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
187,499
|
$5,771,000 | — | 30 Sep 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
183,783
|
$5,656,841 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
175,900
|
$5,414,000 | — | 30 Sep 2016 | |
| York State Teachers Retirement System New |
13F
|
Individual |
—
class O/S missing
|
166,102
|
$5,113,000 | — | 30 Sep 2016 | |
| Opus Capital Group, LLC |
13F
|
Company |
—
class O/S missing
|
159,460
|
$4,908,000 | — | 30 Sep 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
157,245
|
$4,840,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
152,814
|
$4,703,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
148,825
|
$4,581,000 | — | 30 Sep 2016 |
Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q4 2016
As of 31 Dec 2016,
CATHAY GENERAL BANCORP - COM (CATY) was held by
207 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
54,238,983 shares.
The largest 10 holders included
VANGUARD GROUP INC, FMR LLC, BlackRock Fund Advisors, DIMENSIONAL FUND ADVISORS LP, STATE STREET CORP, BlackRock Institutional Trust Company, N.A., NORTHERN TRUST CORP, Invesco Ltd., Bank of New York Mellon Corp, and GW&K Investment Management, LLC.
This page lists
207
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
203
Q4 2016 holders
207
Holder diff
4
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.