Security key
149150104
- Type / Class
- Equity / COM
- Total 13F shares
- 54,138,763
- Share change
- +447,690
- Total reported value
- $1,664,517,198
- Put/Call ratio
- 40%
- Price per share
- $30.78
- Number of holders
- 203
- Value change
- +$15,092,215
- Number of buys
- 95
- Number of sells
- 92
Report period
Q3 2016
Institutions
203
Top holders
10
CATY full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
CATHAY GENERAL BANCORP SEC filings
CATHAY GENERAL BANCORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 149150104
Recent filing periods:
Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
6,238,462
|
$175,925,000 | — | 30 Jun 2016 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
5,190,000
|
$146,358,000 | — | 30 Jun 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
3,947,442
|
$111,315,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
—
class O/S missing
|
3,779,223
|
$106,574,000 | — | 30 Jun 2016 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
3,290,630
|
$92,796,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
—
class O/S missing
|
2,383,080
|
$67,203,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
2,052,982
|
$57,893,000 | — | 30 Jun 2016 | |
| Capital Research Global Investors |
13F
|
Company |
—
class O/S missing
|
1,766,600
|
$49,818,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,713,853
|
$48,331,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
1,471,866
|
$41,506,000 | — | 30 Jun 2016 | |
| GW&K Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,299,255
|
$36,639,000 | — | 30 Jun 2016 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
1,160,954
|
$32,739,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,061,741
|
$29,940,000 | — | 30 Jun 2016 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
908,875
|
$25,630,000 | — | 30 Jun 2016 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
841,905
|
$23,742,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
667,780
|
$18,833,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
640,373
|
$18,059,000 | — | 30 Jun 2016 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
620,584
|
$17,500,000 | — | 30 Jun 2016 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
—
class O/S missing
|
584,875
|
$16,493,000 | — | 30 Jun 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
540,728
|
$15,191,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
533,701
|
$15,050,000 | — | 30 Jun 2016 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
518,915
|
$14,633,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
488,939
|
$13,788,000 | — | 30 Jun 2016 | |
| WEDGE CAPITAL MANAGEMENT L L P/NC |
13F
|
Company |
—
class O/S missing
|
477,673
|
$13,470,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
368,014
|
$10,378,000 | — | 30 Jun 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
367,972
|
$10,377,000 | — | 30 Jun 2016 | |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO |
13F
|
Company |
—
class O/S missing
|
353,032
|
$9,956,000 | — | 30 Jun 2016 | |
| EAGLE ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
342,368
|
$9,654,000 | — | 30 Jun 2016 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
337,829
|
$9,526,000 | — | 30 Jun 2016 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
323,985
|
$9,136,000 | — | 30 Jun 2016 | |
| SYSTEMATIC FINANCIAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
309,540
|
$8,729,000 | — | 30 Jun 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
297,819
|
$8,399,000 | — | 30 Jun 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
—
class O/S missing
|
285,750
|
$8,058,000 | — | 30 Jun 2016 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
280,471
|
$7,909,000 | — | 30 Jun 2016 | |
| CHICAGO EQUITY PARTNERS LLC |
13F
|
Company |
—
class O/S missing
|
275,920
|
$7,781,000 | — | 30 Jun 2016 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
267,100
|
$7,533,000 | — | 30 Jun 2016 | |
| ROTHSCHILD & CO ASSET MANAGEMENT US INC. |
13F
|
Company |
—
class O/S missing
|
246,706
|
$6,957,000 | — | 30 Jun 2016 | |
| WADDELL & REED FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
217,800
|
$6,142,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
217,104
|
$6,122,000 | — | 30 Jun 2016 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
205,780
|
$5,803,000 | — | 30 Jun 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
189,766
|
$5,351,000 | — | 30 Jun 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
182,362
|
$5,142,608 | — | 30 Jun 2016 | |
| COLUMBUS CIRCLE INVESTORS |
13F
|
Company |
—
class O/S missing
|
173,856
|
$4,903,000 | — | 30 Jun 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
171,800
|
$4,845,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
170,157
|
$4,799,000 | — | 30 Jun 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
167,309
|
$4,718,000 | — | 30 Jun 2016 | |
| York State Teachers Retirement System New |
13F
|
Individual |
—
class O/S missing
|
166,102
|
$4,684,000 | — | 30 Jun 2016 | |
| Opus Capital Group, LLC |
13F
|
Company |
—
class O/S missing
|
162,714
|
$4,589,000 | — | 30 Jun 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
156,529
|
$4,414,000 | — | 30 Jun 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
156,274
|
$4,407,000 | — | 30 Jun 2016 |
Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q3 2016
As of 30 Sep 2016,
CATHAY GENERAL BANCORP - COM (CATY) was held by
203 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
54,138,763 shares.
The largest 10 holders included
VANGUARD GROUP INC, FMR LLC, BlackRock Fund Advisors, DIMENSIONAL FUND ADVISORS LP, STATE STREET CORP, BlackRock Institutional Trust Company, N.A., NORTHERN TRUST CORP, Invesco Ltd., Bank of New York Mellon Corp, and GW&K Investment Management, LLC.
This page lists
203
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
200
Q3 2016 holders
203
Holder diff
3
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.