What does CUSIP 149150104 represent in this 13F holders report?

CUSIP 149150104 is the security identifier for CATY - CATHAY GENERAL BANCORP - COM used to aggregate holder disclosures.

How many institutions held CATY - CATHAY GENERAL BANCORP - COM in Q2 2016?

200 institutional investors reported CATY - CATHAY GENERAL BANCORP - COM for Q2 2016. Use the holders table for investor-level position and value details.

CATHAY GENERAL BANCORP - COM (CATY)

CUSIP: 149150104

Q2 2016 13F Holders as of 30 Jun 2016

Type / Class: Equity / COM
Total 13F shares: 53,452,454
Share change: -2,155
Total reported value: $1,507,435,293
Put/Call ratio: 32%
Price per share: $28.20
Number of holders: 200
Value change: -$60,191
Number of buys: 101
Number of sells: 79

Quarterly Holders Quick Answers

What is CUSIP 149150104?
CUSIP 149150104 identifies CATY - CATHAY GENERAL BANCORP - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2016
Previous quarter: Q1 2016

Recent filing periods for CUSIP 149150104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
VANGUARD GROUP INC	13F	Company	— class O/S missing	5,882,253	$166,644,000	—	31 Mar 2016	13F
FMR LLC	13F	Company	— class O/S missing	5,190,000	$147,033,000	—	31 Mar 2016	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	— class O/S missing	4,138,980	$117,258,000	—	31 Mar 2016	13F
BlackRock Fund Advisors	13F	Company	— class O/S missing	3,829,224	$108,482,000	—	31 Mar 2016	13F
STATE STREET CORP	13F	Company	— class O/S missing	3,543,464	$100,384,000	—	31 Mar 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	— class O/S missing	2,247,172	$63,662,000	—	31 Mar 2016	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	2,066,693	$58,549,000	—	31 Mar 2016	13F
Capital Research Global Investors	13F	Company	— class O/S missing	1,943,000	$55,045,000	—	31 Mar 2016	13F
Invesco Ltd.	13F	Company	— class O/S missing	1,728,016	$48,955,000	—	31 Mar 2016	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	1,482,272	$41,992,000	—	31 Mar 2016	13F
GW&K Investment Management, LLC	13F	Company	— class O/S missing	1,050,102	$29,749,000	—	31 Mar 2016	13F
NORGES BANK	13F	Company	— class O/S missing	1,042,663	$29,539,000	—	31 Mar 2016	13F
WADDELL & REED FINANCIAL INC	13F	Company	— class O/S missing	973,100	$27,568,000	—	31 Mar 2016	13F
BALYASNY ASSET MANAGEMENT L.P.	13F	Company	— class O/S missing	972,337	$27,546,000	—	31 Mar 2016	13F
AMUNDI ASSET MANAGEMENT US, INC.	13F	Company	— class O/S missing	935,940	$26,515,000	—	31 Mar 2016	13F
1832 Asset Management L.P.	13F	Company	— class O/S missing	540,728	$25,689,000	—	31 Mar 2016	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	842,876	$23,879,000	—	31 Mar 2016	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	652,149	$18,476,000	—	31 Mar 2016	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	609,207	$17,259,000	—	31 Mar 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	598,295	$16,950,000	—	31 Mar 2016	13F
RICE HALL JAMES & ASSOCIATES, LLC	13F	Company	— class O/S missing	592,260	$16,779,000	—	31 Mar 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	518,150	$14,678,000	—	31 Mar 2016	13F
WEDGE CAPITAL MANAGEMENT L L P/NC	13F	Company	— class O/S missing	486,421	$13,780,000	—	31 Mar 2016	13F
BlackRock Investment Management, LLC	13F	Company	— class O/S missing	478,788	$13,564,000	—	31 Mar 2016	13F
PANAGORA ASSET MANAGEMENT INC	13F	Company	— class O/S missing	436,528	$12,367,000	—	31 Mar 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	402,421	$11,401,000	—	31 Mar 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	392,848	$11,129,000	—	31 Mar 2016	13F
EAGLE ASSET MANAGEMENT INC	13F	Company	— class O/S missing	374,314	$10,604,000	—	31 Mar 2016	13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO	13F	Company	— class O/S missing	354,689	$10,048,000	—	31 Mar 2016	13F
AMERICAN CENTURY COMPANIES INC	13F	Company	— class O/S missing	333,977	$9,462,000	—	31 Mar 2016	13F
COLUMBUS CIRCLE INVESTORS	13F	Company	— class O/S missing	306,241	$8,676,000	—	31 Mar 2016	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	— class O/S missing	294,871	$8,354,000	—	31 Mar 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	— class O/S missing	294,534	$8,345,000	—	31 Mar 2016	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	— class O/S missing	286,950	$8,129,000	—	31 Mar 2016	13F
Brandywine Global Investment Management, LLC	13F	Company	— class O/S missing	271,940	$7,705,000	—	31 Mar 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	264,748	$7,500,000	—	31 Mar 2016	13F
PRUDENTIAL FINANCIAL INC	13F	Company	— class O/S missing	254,229	$7,202,000	—	31 Mar 2016	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	252,359	$7,149,000	—	31 Mar 2016	13F
ROTHSCHILD & CO ASSET MANAGEMENT US INC.	13F	Company	— class O/S missing	252,039	$7,140,000	—	31 Mar 2016	13F
SYSTEMATIC FINANCIAL MANAGEMENT LP	13F	Company	— class O/S missing	247,665	$7,016,000	—	31 Mar 2016	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	242,904	$6,880,000	—	31 Mar 2016	13F
TEACHERS ADVISORS, LLC	13F	Company	— class O/S missing	223,144	$6,322,000	—	31 Mar 2016	13F
THRIVENT FINANCIAL FOR LUTHERANS	13F	Company	— class O/S missing	220,900	$6,258,000	—	31 Mar 2016	13F
CHICAGO EQUITY PARTNERS LLC	13F	Company	— class O/S missing	195,630	$5,542,000	—	31 Mar 2016	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	— class O/S missing	195,500	$5,539,000	—	31 Mar 2016	13F
RHUMBLINE ADVISERS	13F	Company	— class O/S missing	194,807	$5,519,000	—	31 Mar 2016	13F
Nationwide Fund Advisors	13F	Company	— class O/S missing	193,060	$5,488,000	—	31 Mar 2016	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	188,949	$5,353,000	—	31 Mar 2016	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	187,574	$5,314,000	—	31 Mar 2016	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	— class O/S missing	169,803	$4,811,000	—	31 Mar 2016	13F

Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q2 2016

As of 30 Jun 2016, CATHAY GENERAL BANCORP - COM (CATY) was held by 200 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 53,452,454 shares. The largest 10 holders included VANGUARD GROUP INC, FMR LLC, DIMENSIONAL FUND ADVISORS LP, BlackRock Fund Advisors, STATE STREET CORP, BlackRock Institutional Trust Company, N.A., NORTHERN TRUST CORP, Capital Research Global Investors, Invesco Ltd., and Bank of New York Mellon Corp. This page lists 200 institutional shareholders reporting positions in this security for the Q2 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2016 vs Q1 2016 Across Filers

Q1 2016 holders

185

Q2 2016 holders

200

Holder diff

Investor	Q1 2016 Shares	Q2 2016 Shares	Share Diff	Share Chg %	Q1 2016 Value $	Q2 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.