Security key
14817C107
FILANA THERAPEUTICS, INC. - Common Stock (FLNA)
CUSIP: 14817C107
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,331,225
- Total 13F shares
- 12,909,705
- Share change
- +1,203,994
- Total reported value
- $214,797,641
- Put/Call ratio
- 93%
- Price per share
- $16.64
- Number of holders
- 136
- Value change
- +$17,325,070
- Number of buys
- 69
- Number of sells
- 54
Report period
Q3 2023
Institutions
136
Top holders
10
FLNA full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
FILANA THERAPEUTICS, INC. SEC filings
FILANA THERAPEUTICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14817C107
Recent filing periods:
Top shareholders of FLNA - FILANA THERAPEUTICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
5.7%
|
2,746,908
|
$67,354,183 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
4.7%
|
2,249,659
|
$55,161,639 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
2%
|
952,085
|
$23,345,124 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.7%
|
803,306
|
$19,697,071 | — | 30 Jun 2023 | |
| Gallacher Capital Management LLC |
13F
|
Company |
1.2%
|
583,292
|
$14,302,309 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.77%
|
370,638
|
$9,088,044 | — | 30 Jun 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.61%
|
295,407
|
$7,243,380 | — | 30 Jun 2023 | |
| NORGES BANK |
13F
|
Company |
0.57%
|
275,085
|
$6,745,084 | — | 30 Jun 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.5%
|
239,723
|
$5,878,008 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.38%
|
181,279
|
$4,444,961 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.36%
|
173,710
|
$4,259,369 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.35%
|
171,149
|
$4,196,574 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.31%
|
151,905
|
$3,724,711 | — | 30 Jun 2023 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.31%
|
147,662
|
$3,621,000 | — | 30 Jun 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.27%
|
131,365
|
$3,221,070 | — | 30 Jun 2023 | |
| Jefferies Financial Group Inc. |
13F
|
Company |
0.27%
|
130,518
|
$3,200,301 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.23%
|
109,122
|
$2,674,218 | — | 30 Jun 2023 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.2%
|
95,583
|
$2,343,695 | — | 30 Jun 2023 | |
| Swiss National Bank |
13F
|
Company |
0.18%
|
86,400
|
$2,118,528 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.14%
|
65,520
|
$1,606,550 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.13%
|
63,798
|
$1,564,327 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.13%
|
61,403
|
$1,505,602 | — | 30 Jun 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.12%
|
57,001
|
$1,397,664 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.12%
|
55,620
|
$1,363,803 | — | 30 Jun 2023 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.1%
|
49,239
|
$1,207,340 | — | 30 Jun 2023 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.1%
|
48,228
|
$1,182,551 | — | 30 Jun 2023 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.1%
|
48,130
|
$1,180,148 | — | 30 Jun 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.1%
|
45,936
|
$1,126,351 | — | 30 Jun 2023 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.1%
|
46,280
|
$1,116,273 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
44,574
|
$1,092,946 | — | 30 Jun 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.09%
|
43,990
|
$1,078,635 | — | 30 Jun 2023 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.08%
|
38,751
|
$950,000 | — | 30 Jun 2023 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.08%
|
38,200
|
$936,664 | — | 30 Jun 2023 | |
| Legal & General Group Plc |
13F
|
Company |
0.08%
|
37,430
|
$917,784 | — | 30 Jun 2023 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.07%
|
32,755
|
$803,153 | — | 30 Jun 2023 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.07%
|
32,615
|
$799,720 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.07%
|
32,383
|
$794,000 | — | 30 Jun 2023 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.06%
|
30,719
|
$753,230 | — | 30 Jun 2023 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.06%
|
30,687
|
$752,445 | — | 30 Jun 2023 | |
| GTS SECURITIES LLC |
13F
|
Company |
0.06%
|
30,336
|
$743,839 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
27,102
|
$664,541 | — | 30 Jun 2023 | |
| Walleye Trading LLC |
13F
|
Company |
0.06%
|
27,009
|
$662,261 | — | 30 Jun 2023 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.06%
|
26,719
|
$656,000 | — | 30 Jun 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.05%
|
24,348
|
$597,013 | — | 30 Jun 2023 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
23,381
|
$573,302 | — | 30 Jun 2023 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.04%
|
20,643
|
$506,000 | — | 30 Jun 2023 | |
| TWINBEECH CAPITAL LP |
13F
|
Company |
0.04%
|
20,588
|
$504,818 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.04%
|
20,428
|
$501,000 | — | 30 Jun 2023 | |
| MetLife Investment Management, LLC |
13F
|
Company |
0.04%
|
20,422
|
$500,747 | — | 30 Jun 2023 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.04%
|
20,287
|
$497,437 | — | 30 Jun 2023 |
Institutional Holders of FILANA THERAPEUTICS, INC. - Common Stock (FLNA) as of Q3 2023
As of 30 Sep 2023,
FILANA THERAPEUTICS, INC. - Common Stock (FLNA) was held by
136 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,909,705 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, BANK OF AMERICA CORP /DE/, Gallacher Capital Management LLC, MORGAN STANLEY, NORTHERN TRUST CORP, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, and SG Americas Securities, LLC.
This page lists
137
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
150
Q3 2023 holders
136
Holder diff
-14
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.