What does CUSIP 14817C107 represent in this 13F holders report?

CUSIP 14817C107 is the security identifier for FLNA - FILANA THERAPEUTICS, INC. - Common Stock used to aggregate holder disclosures.

How many institutions held FLNA - FILANA THERAPEUTICS, INC. - Common Stock in Q3 2020?

63 institutional investors reported FLNA - FILANA THERAPEUTICS, INC. - Common Stock for Q3 2020. Use the holders table for investor-level position and value details.

FILANA THERAPEUTICS, INC. - Common Stock (FLNA)

CUSIP: 14817C107

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class: Equity / Common Stock
Shares outstanding: 48,331,225
Total 13F shares: 6,699,572
Share change: +735,181
Total reported value: $77,113,513
Put/Call ratio: 61%
Price per share: $11.51
Number of holders: 63
Value change: +$9,133,318
Number of buys: 37
Number of sells: 18

Quarterly Holders Quick Answers

What is CUSIP 14817C107?
CUSIP 14817C107 identifies FLNA - FILANA THERAPEUTICS, INC. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2020
Previous quarter: Q2 2020

Recent filing periods for CUSIP 14817C107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FLNA - FILANA THERAPEUTICS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BlackRock Finance, Inc.	13F	Company	3%	1,467,575	$4,519,000	—	30 Jun 2020	13F
VANGUARD GROUP INC	13F	Company	2.3%	1,121,210	$3,453,000	—	30 Jun 2020	13F
Bleichroeder LP	13F	Company	2.2%	1,050,503	$3,236,000	—	30 Jun 2020	13F
NORTHERN TRUST CORP	13F	Company	0.55%	264,771	$815,000	—	30 Jun 2020	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.54%	260,579	$802,000	—	30 Jun 2020	13F
STATE STREET CORP	13F	Company	0.49%	234,706	$723,000	—	30 Jun 2020	13F
GROUP ONE TRADING LLC	13F	Company	0.46%	221,631	$683,000	—	30 Jun 2020	13F
Bank of New York Mellon Corp	13F	Company	0.28%	135,288	$417,000	—	30 Jun 2020	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.26%	125,400	$386,000	—	30 Jun 2020	13F
Nuveen Asset Management, LLC	13F	Company	0.26%	123,769	$382,000	—	30 Jun 2020	13F
CITADEL ADVISORS LLC	13F	Company	0.25%	123,049	$379,000	—	30 Jun 2020	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.22%	104,178	$321,000	—	30 Jun 2020	13F
Jefferies Group LLC	13F	Company	0.21%	100,000	$308,000	—	30 Jun 2020	13F
JANE STREET GROUP, LLC	13F	Company	0.2%	94,954	$292,000	—	30 Jun 2020	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.1%	49,937	$154,000	—	30 Jun 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.09%	42,063	$130,000	—	30 Jun 2020	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.07%	34,944	$108,000	—	30 Jun 2020	13F
Caption Management, LLC	13F	Company	0.07%	33,202	$103,000	—	30 Jun 2020	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.07%	32,600	$100,000	—	30 Jun 2020	13F
BANK OF MONTREAL /CAN/	13F	Company	0.07%	31,824	$98,000	—	30 Jun 2020	13F
WINTON GROUP Ltd	13F	Company	0.07%	31,620	$97,000	—	30 Jun 2020	13F
BARCLAYS PLC	13F	Company	0.06%	29,220	$91,000	—	30 Jun 2020	13F
MORGAN STANLEY	13F	Company	0.06%	29,133	$90,000	—	30 Jun 2020	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	0.06%	28,750	$89,000	—	30 Jun 2020	13F
RHUMBLINE ADVISERS	13F	Company	0.05%	22,023	$68,000	—	30 Jun 2020	13F
Creative Planning	13F	Company	0.04%	21,648	$67,000	—	30 Jun 2020	13F
Squarepoint Ops LLC	13F	Company	0.04%	18,554	$57,000	—	30 Jun 2020	13F
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC	13F	Company	0.03%	14,500	$45,000	—	30 Jun 2020	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.03%	14,285	$44,000	—	30 Jun 2020	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.03%	14,173	$44,000	—	30 Jun 2020	13F
Cetera Advisor Networks LLC	13F	Company	0.03%	14,000	$43,000	—	30 Jun 2020	13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	13F	Company	0.03%	13,150	$41,000	—	30 Jun 2020	13F
VOYA INVESTMENT MANAGEMENT LLC	13F	Company	0.03%	13,065	$40,000	—	30 Jun 2020	13F
SG Americas Securities, LLC	13F	Company	0.03%	12,576	$39,000	—	30 Jun 2020	13F
DEUTSCHE BANK AG\	13F	Company	0.02%	10,668	$33,000	—	30 Jun 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.02%	10,080	$31,000	—	30 Jun 2020	13F
UBS Group AG	13F	Company	0.02%	9,745	$30,000	—	30 Jun 2020	13F
JPMORGAN CHASE & CO	13F	Company	0.02%	7,795	$24,000	—	30 Jun 2020	13F
ROYAL BANK OF CANADA	13F	Company	0.01%	6,000	$18,000	—	30 Jun 2020	13F
CWM, LLC	13F	Company	0%	200	$17,000	—	30 Jun 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	0.01%	4,731	$14,000	—	30 Jun 2020	13F
Cutler Group LLC / CA	13F	Company	0.01%	4,600	$14,000	—	30 Jun 2020	13F
Legal & General Group Plc	13F	Company	0.01%	3,258	$10,000	—	30 Jun 2020	13F
CITIGROUP INC	13F	Company	0.01%	3,210	$10,000	—	30 Jun 2020	13F
Ameritas Investment Partners, Inc.	13F	Company	0%	2,047	$6,000	—	30 Jun 2020	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	1,151	$4,000	—	30 Jun 2020	13F
RMR Wealth Builders	13F	Company	0%	1,000	$3,000	—	30 Jun 2020	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0%	868	$2,673	—	30 Jun 2020	13F
AllSquare Wealth Management LLC	13F	Company	0%	270	$1,000	—	30 Jun 2020	13F

Institutional Holders of FILANA THERAPEUTICS, INC. - Common Stock (FLNA) as of Q3 2020

As of 30 Sep 2020, FILANA THERAPEUTICS, INC. - Common Stock (FLNA) was held by 63 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,699,572 shares. The largest 10 holders included BlackRock Inc., VANGUARD GROUP INC, Bleichroeder LP, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, ExodusPoint Capital Management, LP, NORTHERN TRUST CORP, FIRST MIDWEST BANK TRUST DIVISION, Bank of New York Mellon Corp, and ALLIANCEBERNSTEIN L.P.. This page lists 63 institutional shareholders reporting positions in this security for the Q3 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders

Q3 2020 holders

Holder diff

Investor	Q2 2020 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2020 Value $	Q3 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.