FILANA THERAPEUTICS, INC. - Common Stock (FLNA)
CUSIP: 14817C107
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,331,225
- Total 13F shares
- 5,994,033
- Share change
- -14,281
- Total reported value
- $18,463,673
- Put/Call ratio
- 76%
- Price per share
- $3.08
- Number of holders
- 47
- Value change
- -$2,167,955
- Number of buys
- 38
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 14817C107?
CUSIP 14817C107 identifies FLNA - FILANA THERAPEUTICS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 14817C107:
Top shareholders of FLNA - FILANA THERAPEUTICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bleichroeder LP |
13F
|
Company |
3.6%
|
1,739,540
|
$7,150,000 | — | 31 Mar 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.7%
|
834,041
|
$3,427,000 | — | 31 Mar 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.4%
|
653,759
|
$2,687,000 | — | 31 Mar 2020 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
1.3%
|
615,000
|
$2,528,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.62%
|
300,290
|
$1,234,000 | — | 31 Mar 2020 | |
| Ikarian Capital, LLC |
13F
|
Company |
0.62%
|
300,000
|
$1,233,000 | — | 31 Mar 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.59%
|
285,784
|
$1,175,000 | — | 31 Mar 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.53%
|
255,600
|
$1,051,000 | — | 31 Mar 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.41%
|
198,645
|
$816,000 | — | 31 Mar 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.2%
|
98,378
|
$474,000 | — | 31 Mar 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
111,497
|
$458,000 | — | 31 Mar 2020 | |
| Jefferies Group LLC |
13F
|
Company |
0.17%
|
80,000
|
$329,000 | — | 31 Mar 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.16%
|
77,705
|
$320,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.13%
|
63,104
|
$260,000 | — | 31 Mar 2020 | |
| Worth Venture Partners, LLC |
13F
|
Company |
0.1%
|
48,535
|
$200,000 | — | 31 Mar 2020 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.08%
|
40,071
|
$164,000 | — | 31 Mar 2020 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
38,356
|
$158,000 | — | 31 Mar 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
36,158
|
$148,000 | — | 31 Mar 2020 | |
| Quinn Opportunity Partners LLC |
13F
|
Company |
0.07%
|
35,687
|
$147,000 | — | 31 Mar 2020 | |
| ClariVest Asset Management LLC |
13F
|
Company |
0.07%
|
33,403
|
$137,000 | — | 31 Mar 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.05%
|
23,984
|
$99,000 | — | 31 Mar 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.05%
|
22,269
|
$92,000 | — | 31 Mar 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.04%
|
17,773
|
$73,000 | — | 31 Mar 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
14,285
|
$59,000 | — | 31 Mar 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.03%
|
13,500
|
$55,000 | — | 31 Mar 2020 | |
| Creative Planning |
13F
|
Company |
0.03%
|
13,298
|
$55,000 | — | 31 Mar 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.03%
|
13,186
|
$54,000 | — | 31 Mar 2020 | |
| FRED ALGER MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
10,000
|
$41,000 | — | 31 Mar 2020 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.02%
|
9,591
|
$39,000 | — | 31 Mar 2020 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.01%
|
5,000
|
$21,000 | — | 31 Mar 2020 | |
| CWM, LLC |
13F
|
Company |
0%
|
200
|
$17,000 | — | 31 Mar 2020 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.01%
|
3,900
|
$16,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
3,715
|
$15,000 | — | 31 Mar 2020 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.01%
|
3,669
|
$15,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,715
|
$12,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
2,302
|
$9,000 | — | 31 Mar 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,849
|
$8,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
300
|
$1,000 | — | 31 Mar 2020 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
0%
|
270
|
$1,000 | — | 31 Mar 2020 |
Institutional Holders of FILANA THERAPEUTICS, INC. - Common Stock (FLNA) as of Q2 2020
As of 30 Jun 2020,
FILANA THERAPEUTICS, INC. - Common Stock (FLNA) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,994,033 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, Bleichroeder LP, NORTHERN TRUST CORP, GEODE CAPITAL MANAGEMENT, LLC, STATE STREET CORP, GROUP ONE TRADING, L.P., Bank of New York Mellon Corp, ALLIANCEBERNSTEIN L.P., and Nuveen Asset Management, LLC.
This page lists
47
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
38
Q2 2020 holders
47
Holder diff
9
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.