CASI PHARMACEUTICALS INC - COM (CASI)

CUSIP: 14757U109

Q1 2020 13F Holders as of 31 Mar 2020

Share change
+1,292,259
SEC-reported price per share
$2.04
Number of holders
55
Value change
+$2,549,424
Number of buys
29
Number of sells
18

Security key

14757U109

Report period

Q1 2020

Institutions

55

Top holders

10

Ownership snapshot

Top reported holders of CASI - CASI PHARMACEUTICALS INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
IDG-Accel China Growth Fu...
Disclosed value leader
IDG-Accel China Growth Fu...
Comparable rows
0/15
Latest evidence
31 Dec 2019
13F Highest disclosed value: $24,638,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

IDG-Accel China Growth Fund III Associates L.P. has the largest disclosed position value at $24.64M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens IDG-Accel China Growth Fund III Associates L.P.'s linked filing trail.
Disclosed position value Top 5
IDG-Accel China Growth Fund III A... $24.64M
BlackRock Finance, Inc. $10.15M
VANGUARD GROUP INC $7.22M
Wellington Shields Capital Manage... $4.06M
Wellington Shields & Co., LLC $3.95M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
IDG-Accel China Growth Fund III Associates L.P.
13F
Company
13F
—
denominator unverified
$24,638,000
7,973,536 shares
— 31 Dec 2019
BlackRock Finance, Inc.
13F
Company
13F
—
denominator unverified
$10,151,000
3,285,147 shares
— 31 Dec 2019
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$7,217,000
2,335,486 shares
— 31 Dec 2019
Wellington Shields Capital Management, LLC
13F
Company
13F
—
denominator unverified
$4,065,000
1,315,577 shares
— 31 Dec 2019
Wellington Shields & Co., LLC
13F
Company
13F
—
denominator unverified
$3,947,000
1,277,322 shares
— 31 Dec 2019
STATE STREET CORP
13F
Company
13F
—
denominator unverified
$2,940,000
951,326 shares
— 31 Dec 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
55
Shares
21,739,166
Rows available
55
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2020 vs Q1 2020 Across Filers

Q1 2020 holders
55
Q1 2020 holders
55
Holder diff
0
Investor Q1 2020 Shares Q1 2020 Shares Share Diff Share Chg % Q1 2020 value Q1 2020 value Value change Value Chg %
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