Security key
14757U109
- Security type / class
- Equity / COM
- Total 13F shares
- 2,341,993
- Total 13F value
- $3,324,000
- Share change
- +399,489
- SEC-reported price per share
- $1.42
- Number of holders
- 17
- Value change
- +$578,948
- Number of buys
- 5
- Number of sells
- 7
Report period
Q1 2017
Institutions
17
Top holders
10
CASI full security history
Ownership snapshot
Full 13F holder table
CASI Pharmaceuticals, Inc. SEC filings
CASI Pharmaceuticals, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of CASI - CASI PHARMACEUTICALS INC - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Wellington Shields Capita...
Disclosed value leader
Wellington Shields Capita...
Comparable rows
0/15
Latest evidence
31 Dec 2016
13F
Highest disclosed value: $608,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Wellington Shields Capital Management, LLC has the largest disclosed position value at $608K.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Wellington Shields Capital Management, LLC's linked filing trail.
Disclosed position value
Top 5
Wellington Shields Capital Manage...
$608K
Wellington Shields & Co., LLC
$581K
VANGUARD GROUP INC
$398K
BlackRock Institutional Trust Com...
$259K
CALIFORNIA PUBLIC EMPLOYEES RETIR...
$157K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Wellington Shields Capital Management, LLC |
13F
Company
|
—
denominator unverified
|
$608,000
528,447 shares
|
— | 31 Dec 2016 |
| Wellington Shields & Co., LLC |
13F
Company
|
—
denominator unverified
|
$581,000
505,474 shares
|
— | 31 Dec 2016 |
| VANGUARD GROUP INC |
13F
Company
|
—
denominator unverified
|
$398,000
346,177 shares
|
— | 31 Dec 2016 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
—
denominator unverified
|
$259,000
225,650 shares
|
— | 31 Dec 2016 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
Company
|
—
denominator unverified
|
$157,000
136,518 shares
|
— | 31 Dec 2016 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
—
denominator unverified
|
$144,000
124,800 shares
|
— | 31 Dec 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
17
Shares
2,341,993
Rows available
17
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2017 vs Q1 2017 Across Filers
Q1 2017 holders
17
Q1 2017 holders
17
Holder diff
0
| Investor | Q1 2017 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q1 2017 value | Q1 2017 value | Value change | Value Chg % |
|---|