- Type / Class
- Equity / COM
- Total 13F shares
- 33,096,182
- Share change
- -2,994,028
- Total reported value
- $527,969,468
- Put/Call ratio
- 179%
- Price per share
- $15.95
- Number of holders
- 131
- Value change
- -$47,407,256
- Number of buys
- 66
- Number of sells
- 48
Quarterly Holders Quick Answers
What is CUSIP 14309L102?
CUSIP 14309L102 identifies CG - The Carlyle Group - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 14309L102:
Top shareholders of CG - The Carlyle Group - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAMCO INC /NY/ |
13F
|
Company |
—
class O/S missing
|
5,555,740
|
$84,725,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
5,135,716
|
$78,320,000 | — | 31 Dec 2016 | |
| Okumus Fund Management Ltd. |
13F
|
Company |
—
class O/S missing
|
3,389,363
|
$51,688,000 | — | 31 Dec 2016 | |
| Artemis Investment Management LLP |
13F
|
Company |
—
class O/S missing
|
1,876,005
|
$28,564,000 | — | 31 Dec 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,805,406
|
$27,532,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,798,049
|
$27,420,000 | — | 31 Dec 2016 | |
| ALPS ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
1,264,614
|
$19,286,000 | — | 31 Dec 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
1,145,480
|
$17,468,000 | — | 31 Dec 2016 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,052,914
|
$16,057,000 | — | 31 Dec 2016 | |
| Coronation Fund Managers Ltd. |
13F
|
Company |
—
class O/S missing
|
952,456
|
$14,525,000 | — | 31 Dec 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
942,909
|
$14,379,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
851,128
|
$12,980,000 | — | 31 Dec 2016 | |
| Skandinaviska Enskilda Banken AB (publ) |
13F
|
Company |
—
class O/S missing
|
782,795
|
$11,938,000 | — | 31 Dec 2016 | |
| Hawkins Capital L.P. |
13F
|
Company |
—
class O/S missing
|
674,797
|
$10,290,000 | — | 31 Dec 2016 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
630,500
|
$9,615,000 | — | 31 Dec 2016 | |
| ENDEAVOUR CAPITAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
581,140
|
$8,862,000 | — | 31 Dec 2016 | |
| Partners Group Holding AG |
13F
|
Company |
—
class O/S missing
|
480,000
|
$7,320,000 | — | 31 Dec 2016 | |
| MARKEL GROUP INC. |
13F
|
Company |
—
class O/S missing
|
477,000
|
$7,274,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
452,130
|
$6,895,000 | — | 31 Dec 2016 | |
| HONEYWELL INTERNATIONAL INC |
13F
|
Company |
—
class O/S missing
|
432,565
|
$6,597,000 | — | 31 Dec 2016 | |
| NN Investment Partners Holdings N.V. |
13F
|
Company |
—
class O/S missing
|
352,300
|
$5,373,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
343,069
|
$5,232,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
290,141
|
$4,424,000 | — | 31 Dec 2016 | |
| Algebris Investments (UK) LLP |
13F
|
Company |
—
class O/S missing
|
246,753
|
$3,763,000 | — | 31 Dec 2016 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
244,522
|
$3,729,000 | — | 31 Dec 2016 | |
| Glacier Peak Capital LLC |
13F
|
Company |
—
class O/S missing
|
200,000
|
$3,050,000 | — | 31 Dec 2016 | |
| MILLER VALUE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
200,000
|
$3,050,000 | — | 31 Dec 2016 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
182,700
|
$2,786,000 | — | 31 Dec 2016 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
182,485
|
$2,778,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
180,505
|
$2,753,000 | — | 31 Dec 2016 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
172,186
|
$2,626,000 | — | 31 Dec 2016 | |
| GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ |
13F
|
Company |
—
class O/S missing
|
168,555
|
$2,570,000 | — | 31 Dec 2016 | |
| TRENT CAPITAL MANAGEMENT INC /NC/ |
13F
|
Company |
—
class O/S missing
|
160,090
|
$2,441,000 | — | 31 Dec 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
159,525
|
$2,433,000 | — | 31 Dec 2016 | |
| CLINTON GROUP INC |
13F
|
Company |
—
class O/S missing
|
159,454
|
$2,432,000 | — | 31 Dec 2016 | |
| Verde Servicos Internacionais S.A. |
13F
|
Company |
—
class O/S missing
|
151,007
|
$2,302,000 | — | 31 Dec 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
148,824
|
$2,270,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
143,456
|
$2,187,000 | — | 31 Dec 2016 | |
| SOL Capital Management CO |
13F
|
Company |
—
class O/S missing
|
132,450
|
$2,020,000 | — | 31 Dec 2016 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
132,205
|
$2,016,000 | — | 31 Dec 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
110,400
|
$1,684,000 | — | 31 Dec 2016 | |
| Blue Granite Capital, LLC |
13F
|
Company |
—
class O/S missing
|
107,275
|
$1,636,000 | — | 31 Dec 2016 | |
| PEAK6 Group LLC |
13F
|
Company |
—
class O/S missing
|
103,454
|
$1,578,000 | — | 31 Dec 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
102,602
|
$1,564,000 | — | 31 Dec 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
91,600
|
$1,397,000 | — | 31 Dec 2016 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
85,147
|
$1,298,000 | — | 31 Dec 2016 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
79,219
|
$1,264,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
71,168
|
$1,110,000 | — | 31 Dec 2016 | |
| AUGUSTINE ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
72,180
|
$1,100,000 | — | 31 Dec 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
69,056
|
$1,053,000 | — | 31 Dec 2016 |
Institutional Holders of The Carlyle Group - COM (CG) as of Q1 2017
As of 31 Mar 2017,
The Carlyle Group - COM (CG) was held by
131 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
33,096,182 shares.
The largest 10 holders included
BAMCO INC /NY/, MORGAN STANLEY, Artemis Investment Management LLP, GOLDMAN SACHS GROUP INC, Coronation Fund Managers Ltd., UBS Group AG, Okumus Fund Management Ltd., AMERICAN FINANCIAL GROUP INC, BANK OF AMERICA CORP /DE/, and DEUTSCHE BANK AG\.
This page lists
131
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
122
Q1 2017 holders
131
Holder diff
9
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.