- Type / Class
- Equity / COM
- Total 13F shares
- 36,257,209
- Share change
- +2,361,822
- Total reported value
- $552,956,289
- Put/Call ratio
- 400%
- Price per share
- $15.25
- Number of holders
- 122
- Value change
- +$35,346,872
- Number of buys
- 60
- Number of sells
- 51
Quarterly Holders Quick Answers
What is CUSIP 14309L102?
CUSIP 14309L102 identifies CG - The Carlyle Group - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 14309L102:
Top shareholders of CG - The Carlyle Group - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAMCO INC /NY/ |
13F
|
Company |
—
class O/S missing
|
5,575,596
|
$86,812,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
4,148,364
|
$64,589,000 | — | 30 Sep 2016 | |
| Okumus Fund Management Ltd. |
13F
|
Company |
—
class O/S missing
|
3,882,837
|
$60,456,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,655,864
|
$25,782,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,644,625
|
$25,607,000 | — | 30 Sep 2016 | |
| Artemis Investment Management LLP |
13F
|
Company |
—
class O/S missing
|
1,441,742
|
$22,469,000 | — | 30 Sep 2016 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,052,914
|
$16,394,000 | — | 30 Sep 2016 | |
| TRILOGY GLOBAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
1,032,147
|
$16,071,000 | — | 30 Sep 2016 | |
| Skandinaviska Enskilda Banken AB (publ) |
13F
|
Company |
—
class O/S missing
|
1,002,981
|
$15,616,000 | — | 30 Sep 2016 | |
| Coronation Fund Managers Ltd. |
13F
|
Company |
—
class O/S missing
|
890,210
|
$13,860,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
850,959
|
$13,250,000 | — | 30 Sep 2016 | |
| Verde Servicos Internacionais S.A. |
13F
|
Company |
—
class O/S missing
|
763,523
|
$12,391,000 | — | 30 Sep 2016 | |
| Hawkins Capital L.P. |
13F
|
Company |
—
class O/S missing
|
674,797
|
$10,506,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
655,376
|
$10,204,000 | — | 30 Sep 2016 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
630,500
|
$9,817,000 | — | 30 Sep 2016 | |
| Vantage Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
600,407
|
$9,348,000 | — | 30 Sep 2016 | |
| Partners Group Holding AG |
13F
|
Company |
—
class O/S missing
|
480,000
|
$7,474,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
468,865
|
$7,300,000 | — | 30 Sep 2016 | |
| MARKEL GROUP INC. |
13F
|
Company |
—
class O/S missing
|
453,000
|
$7,053,000 | — | 30 Sep 2016 | |
| HONEYWELL INTERNATIONAL INC |
13F
|
Company |
—
class O/S missing
|
433,565
|
$6,751,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
339,175
|
$5,281,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
331,279
|
$5,158,000 | — | 30 Sep 2016 | |
| NN Investment Partners Holdings N.V. |
13F
|
Company |
—
class O/S missing
|
326,600
|
$5,085,000 | — | 30 Sep 2016 | |
| Algebris Investments (UK) LLP |
13F
|
Company |
—
class O/S missing
|
301,381
|
$4,693,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
294,606
|
$4,587,000 | — | 30 Sep 2016 | |
| SOL Capital Management CO |
13F
|
Company |
—
class O/S missing
|
242,450
|
$3,775,000 | — | 30 Sep 2016 | |
| ENDEAVOUR CAPITAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
241,600
|
$3,762,000 | — | 30 Sep 2016 | |
| Mizuho Trust & Banking Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
220,300
|
$3,430,000 | — | 30 Sep 2016 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
182,700
|
$2,845,000 | — | 30 Sep 2016 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
179,949
|
$2,805,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
177,804
|
$2,769,000 | — | 30 Sep 2016 | |
| GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ |
13F
|
Company |
—
class O/S missing
|
168,555
|
$2,624,000 | — | 30 Sep 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
163,725
|
$2,549,000 | — | 30 Sep 2016 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
116,070
|
$1,807,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
105,051
|
$1,635,000 | — | 30 Sep 2016 | |
| PEAK6 Group LLC |
13F
|
Company |
—
class O/S missing
|
96,657
|
$1,505,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
96,200
|
$1,498,000 | — | 30 Sep 2016 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
94,100
|
$1,465,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
88,651
|
$1,380,000 | — | 30 Sep 2016 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
87,360
|
$1,360,000 | — | 30 Sep 2016 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
86,299
|
$1,344,000 | — | 30 Sep 2016 | |
| MILLER VALUE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
86,000
|
$1,340,000 | — | 30 Sep 2016 | |
| CLINTON GROUP INC |
13F
|
Company |
—
class O/S missing
|
78,539
|
$1,223,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
66,909
|
$1,038,000 | — | 30 Sep 2016 | |
| Private Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
53,800
|
$838,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
51,675
|
$805,000 | — | 30 Sep 2016 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
50,244
|
$782,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
45,549
|
$709,000 | — | 30 Sep 2016 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
44,145
|
$687,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
43,764
|
$684,000 | — | 30 Sep 2016 |
Institutional Holders of The Carlyle Group - COM (CG) as of Q4 2016
As of 31 Dec 2016,
The Carlyle Group - COM (CG) was held by
122 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
36,257,209 shares.
The largest 10 holders included
BAMCO INC /NY/, MORGAN STANLEY, Okumus Fund Management Ltd., Artemis Investment Management LLP, GOLDMAN SACHS GROUP INC, UBS Group AG, ALPS ADVISORS INC, DEUTSCHE BANK AG\, AMERICAN FINANCIAL GROUP INC, and Coronation Fund Managers Ltd..
This page lists
122
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
116
Q4 2016 holders
122
Holder diff
6
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.