CAPITALA FIN CORP - COM (CPTA)

CUSIP: 14054R106

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / COM
Total 13F shares
4,396,925
Share change
+986,309
Total reported value
$56,883,000
Price per share
$12.93
Number of holders
43
Value change
+$12,746,489
Number of buys
24
Number of sells
11

Quarterly Holders Quick Answers

What is CUSIP 14054R106?
CUSIP 14054R106 identifies CPTA - CAPITALA FIN CORP - COM in SEC institutional holdings data.

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Institutional Holders of CAPITALA FIN CORP - COM (CPTA) as of Q4 2016

As of 31 Dec 2016, CAPITALA FIN CORP - COM (CPTA) was held by 43 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,396,925 shares. The largest 10 holders included Advisors Asset Management, Inc., HAMILTON LANE ADVISORS LLC, UBS Group AG, ARES MANAGEMENT LLC, Muzinich & Co., Inc., BB&T SECURITIES, LLC, KEMPER Corp, ADVISORY RESEARCH INC, Sumitomo Mitsui Asset Management Company, LTD, and STEPHENS INC /AR/. This page lists 43 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.