Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
3,377,711
-
Share change
-
+227,768
-
Total reported value
-
$44,280,000
-
Price per share
-
$13.11
-
Number of holders
-
33
-
Value change
-
+$2,765,291
-
Number of buys
-
15
-
Number of sells
-
15
Institutional Holders of CAPITALA FIN CORP - COM (CPTA) as of Q3 2016
As of 30 Sep 2016,
CAPITALA FIN CORP - COM (CPTA) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,377,711 shares.
The largest 10 holders included
Advisors Asset Management, Inc., UBS Group AG, ARES MANAGEMENT LLC, BB&T SECURITIES, LLC, KEMPER Corp, Muzinich & Co., Inc., STEPHENS INC /AR/, MORGAN STANLEY, TWO SIGMA INVESTMENTS, LP, and ADVISORY RESEARCH INC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.