Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
1,620,487
-
Share change
-
+468,338
-
Total reported value
-
$29,245,694
-
Price per share
-
$19.28
-
Number of holders
-
29
-
Value change
-
+$9,024,970
-
Number of buys
-
14
-
Number of sells
-
8
Institutional Holders of CAPITALA FIN CORP - COM (CPTA) as of Q1 2014
As of 31 Mar 2014,
CAPITALA FIN CORP - COM (CPTA) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,620,487 shares.
The largest 10 holders included
Yorktown Management & Research Co Inc, TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY, KEMPER Corp, UBS AG, Regent Investment Management LLC, BB&T SECURITIES, LLC, Sumitomo Mitsui Asset Management Company, LTD, ADVISORY RESEARCH INC, DIALECTIC CAPITAL MANAGEMENT, LLC, and NORTHERN TRUST CORP.
This page lists
29
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.